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Authors: Sean Carroll

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BOOK: From Eternity to Here
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In the real universe, the reason why our planet doesn’t heat up until it reaches the temperature of the Sun is because the Earth loses heat by radiating it out into space. And the only reason it can do that, Clausius would proudly note, is because space is much colder than Earth.
30
It is because the Sun is a hot spot in a mostly cold sky that the Earth doesn’t just heat up, but rather can absorb the Sun’s energy, process it, and radiate it into space. Along the way, of course, entropy increases; a fixed amount of energy in the form of solar radiation has a much lower entropy than the same amount of energy in the form of the Earth’s radiation into space.

This process, in turn, explains why the biosphere of the Earth is not a static place.
31
We receive energy from the Sun, but it doesn’t just heat us up until we reach equilibrium; it’s very low-entropy radiation, so we can make use of it and then release it as high-entropy radiation. All of which is possible only because the universe as a whole, and the Solar System in particular, have a relatively low entropy at the present time (and an even lower entropy in the past). If the universe were anywhere near thermal equilibrium, nothing would ever happen.

Nothing good lasts forever. Our universe is a lively place because there is plenty of room for entropy to increase before we hit equilibrium and everything grinds to a halt. It’s not a foregone conclusion—entropy might be able to simply grow forever. Alternatively, entropy may reach a maximum value and stop. This scenario is known as the “heat death” of the universe and was contemplated as long ago as the 1850s, amidst all the exciting theoretical developments in thermodynamics. William Thomson, Lord Kelvin, was a British physicist and engineer who played an important role in laying the first transatlantic telegraph cable. But in his more reflective moments, he mused on the future of the universe:

The result would inevitably be a state of universal rest and death, if the universe were finite and left to obey existing laws. But it is impossible to conceive a limit to the extent of matter in the universe; and therefore science points rather to an endless progress, through an endless space, of action involving the transformation of potential energy into palpable motion and hence into heat, than to a single finite mechanism, running down like a clock, and stopping for ever.
32

Here, Lord Kelvin has put his finger quite presciently on the major issue in these kinds of discussions, which we will revisit at length in this book: Is the capacity of the universe to increase in entropy finite or infinite? If it is finite, then the universe will eventually wind down to a heat death, once all useful energy has been converted to high-entropy useless forms of energy. But if the entropy can increase without bound, we are at least allowed to contemplate the possibility that the universe continues to grow and evolve forever, in one way or another.

In a famous short story entitled simply “Entropy,” Thomas Pynchon had his characters apply the lessons of thermodynamics to their social milieu.

“Nevertheless,” continued Callisto, “he found in entropy, or the measure of disorganization of a closed system, an adequate metaphor to apply to certain phenomena in his own world. He saw, for example, the younger generation responding to Madison Avenue with the same spleen his own had once reserved for Wall Street: and in American ‘consumerism’ discovered a similar tendency from the least to the most probable, from differentiation to sameness, from ordered individuality to a kind of chaos. He found himself, in short, restating Gibbs’ prediction in social terms, and envisioned a heat-death for his culture in which ideas, like heat-energy, would no longer be transferred, since each point in it would ultimately have the same quantity of energy; and intellectual motion would, accordingly, cease.”
33

To this day, scientists haven’t yet determined to anyone’s satisfaction whether the universe will continue to evolve forever, or whether it will eventually settle into a placid state of equilibrium.

WHY CAN’T WE REMEMBER THE FUTURE?

So the arrow of time isn’t just about simple mechanical processes; it’s a necessary property of the existence of life itself. But it’s also responsible for a deep feature of what it means to be a conscious person: the fact that we remember the past but not the future. According to the fundamental laws of physics, the past and future are treated on an equal footing, but when it comes to how we perceive the world, they couldn’t be more different. We carry in our heads representations of the past in the form of memories. Concerning the future, we can make predictions, but those predictions have nowhere near the reliability of our memories of the past.

Ultimately, the reason why we can form a reliable memory of the past is because the entropy was lower then. In a complicated system like the universe, there are many ways for the underlying constituents to arrange themselves into the form of “you, with a certain memory of the past, plus the rest of the universe.” If that’s all you know—that you exist right now, with a memory of going to the beach that summer between sixth and seventh grade—you simply don’t have enough information to reliably conclude that you really did go to the beach that summer. It turns out to be overwhelmingly more likely that your memory is just a random fluctuation, like the air in a room spontaneously congregating over on one side. To make sense of your memories, you need to assume as well that the universe was ordered in a certain way—that the entropy was lower in the past.

Imagine that you are walking down the street, and on the sidewalk you notice a broken egg that appears as though it hasn’t been sitting outside for very long. Our presumption of a low-entropy past allows us to say with an extremely high degree of certainty that not long ago there must have been an unbroken egg, which someone dropped. Since, as far as the future is concerned, we have no reason to suspect that entropy will decrease, there’s not much we can say about the future of the egg—too many possibilities are open. Maybe it will stay there and grow moldy, maybe someone will clean it up, maybe a dog will come by and eat it. (It’s unlikely that it will spontaneously reassemble itself into an unbroken egg, but strictly speaking that’s among the possibilities.) That egg on the sidewalk is like a memory in your brain—it’s a record of a prior event, but only if we assume a low-entropy boundary condition in the past.

We also distinguish past from future through the relationship between cause and effect. Namely, the causes come first (earlier in time), and then come the effects. That’s why the White Queen seems so preposterous to us—how could she be yelping in pain
before
pricking her finger? Again, entropy is to blame. Think of the diver splashing into the pool—the splash always comes after the dive. According to the microscopic laws of physics, however, it is possible to arrange all of the molecules in the water (and the air around the pool, through which the sound of the splash travels) to precisely “unsplash” and eject the diver from the pool. To do this would require an unimaginably delicate choice of the position and velocity of every single one of those atoms—if you pick a random splashy configuration, there is almost no chance that the microscopic forces at work will correctly conspire to spit out the diver.

In other words, part of the distinction we draw between “effects” and “causes” is that “effects” generally involve an increase in entropy. If two billiard balls collide and go their separate ways, the entropy remains constant, and neither ball deserves to be singled out as the cause of the interaction. But if you hit the cue ball into a stationary collection of racked balls on the break (provoking a noticeable increase in entropy), you and I would say “the cue ball caused the break”—even though the laws of physics treat all of the balls perfectly equally.

THE ART OF THE POSSIBLE

In the last chapter we contrasted the block time view—the entire four-dimensional history of the world, past, present, and future, is equally real—with the presentist view—only the current moment is truly real. There is yet another perspective, sometimes called
possibilism
: The current moment exists, and the
past
exists, but the future does not (yet) exist.

The idea that the past exists in a way the future does not accords well with our informal notion of how time works. The past has already happened, while the future is still up for grabs in some sense—we can sketch out alternative possibilities, but we don’t know which one is real. More particularly, when it comes to the past we have recourse to memories and records of what happened. Our records may have varying degrees of reliability, but they fix the actuality of the past in a way that isn’t available when we contemplate the future.

Think of it this way: A loved one says, “I think we should change our vacation plans for next year. Instead of going to Cancún, let’s be adventurous and go to Rio.” You may or may not go along with the plan, but the strategy should you choose to implement it isn’t that hard to work out: You change plane reservations, book a new hotel, and so forth. But if your loved one says, “I think we should change our vacation plans for last year. Instead of having gone to Paris, let’s have been adventurous and have gone to Istanbul,” your strategy would be very different—you’d think about taking your loved one to the doctor, not rearranging your past travel plans. The past is gone, it’s in the books, there’s no way we can set about changing it. So it makes perfect sense to us to treat the past and future on completely different footings. Philosophers speak of the distinction between Being—existence in the world—and Becoming—a dynamical process of change, bringing reality into existence.

That distinction between the fixedness of the past and the malleability of the future is nowhere to be found in the known laws of physics. The deep-down microscopic rules of nature run equally well forward or backward in time from any given situation. If you know the exact state of the universe, and all of the laws of physics, the future as well as the past is rigidly determined beyond John Calvin’s wildest dreams of predestination.

The way to reconcile these beliefs—the past is once-and-for-all fixed, while the future can be changed, but the fundamental laws of physics are reversible— ultimately comes down to entropy. If we knew the precise state of every particle in the universe, we could deduce the future as well as the past. But we don’t; we know something about the universe’s macroscopic characteristics, plus a few details here and there. With that information, we can predict certain broad-scale phenomena (the Sun will rise tomorrow), but our knowledge is compatible with a wide spectrum of specific future occurrences. When it comes to the past, however, we have at our disposal both our knowledge of the current macroscopic state of the universe,
plus
the fact that the early universe began in a low-entropy state. That one extra bit of information, known simply as the “Past Hypothesis,” gives us enormous leverage when it comes to reconstructing the past from the present.

The punch line is that our notion of
free will
, the ability to change the future by making choices in a way that is not available to us as far as the past is concerned, is only possible because the past has a low entropy and the future has a high entropy. The future seems open to us, while the past seems closed, even though the laws of physics treat them on an equal footing.

Because we live in a universe with a pronounced arrow of time, we treat the past and future not just as different from a practical perspective, but as deeply and fundamentally different things. The past is in the books, but the future can be influenced by our actions. Of more direct importance for cosmology, we tend to conflate “explaining the history of the universe” with “explaining the state of the early universe”—leaving the state of the late universe to work itself out. Our unequal treatment of past and future is a form of
temporal chauvinism
, which can be hard to eradicate from our mind-set. But that chauvinism, like so many others, has no ultimate justification in the laws of nature. When thinking about important features of the universe, whether deciding what is “real” or why the early universe had a low entropy, it is a mistake to prejudice our explanations by placing the past and future on unequal footings. The explanations we seek should ultimately be timeless.

The major lesson of this overview of entropy and the arrow of time should be clear: The existence of the arrow of time is both a profound feature of the physical universe and a pervasive ingredient of our everyday lives. It’s a bit embarrassing, frankly, that with all of the progress made by modern physics and cosmology, we still don’t have a final answer for why the universe exhibits such a profound asymmetry in time. I’m embarrassed, at any rate, but every crisis is an opportunity, and by thinking about entropy we might learn something important about the universe.

3

THE BEGINNING AND END OF TIME

What has the universe got to do with it? You’re here in Brooklyn! Brooklyn is not expanding!

—Alvy Singer’s mom, Annie Hall

 

 

 

Imagine that you are wandering around in the textbook section of your local university bookstore. Approaching the physics books, you decide to leaf through some volumes on thermodynamics and statistical mechanics, wondering what they have to say about entropy and the arrow of time. To your surprise (having been indoctrinated by the book you’re currently reading, or at least the first two chapters and the jacket copy), there is nothing there about cosmology. Nothing about the Big Bang, nothing about how the ultimate explanation for the arrow of time is to be found in the low-entropy boundary condition at the beginning of our observable universe.

BOOK: From Eternity to Here
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