The Sleepwalkers (33 page)

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Authors: Christopher Clark

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The Kaiser constantly complained of being kept out of the loop, of being denied access to important diplomatic documents. He was particularly upset when foreign policy officials insisted on vetting his personal correspondence with foreign heads of state. There was quite a fuss, for example, when the German ambassador in Washington, Speck von Sternburg, refused to pass on a letter from Wilhelm to President Roosevelt in 1908, in which the Kaiser expressed his profound admiration for the American president. It was not the political content of the letter that worried the diplomats, but rather the effusiveness and immaturity of its tone. It was surely unacceptable, one official remarked, that the sovereign of the German Empire should write to the president of the United States ‘as an infatuated schoolboy might write to a pretty seamstress'.
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These were disturbing utterances, to be sure. In an environment where governments were constantly puzzling over each other's intentions, they were even potentially dangerous. Nevertheless, we should bear three points in mind. The first is that in such encounters, the Kaiser was performing a role of leadership and control that he was incapable of exercising in practice. Secondly, these rhetorical menaces were always associated with imagined scenarios in which Germany was the
attacked
party. Wilhelm's indecent proposal to Leopold of the Belgians was not conceived as an offensive venture, but as part of a German response to a French attack. What was bizarre about his reflections on the possible need in a future conflict to breach Belgian neutrality is not the
idea
of the breach as such – the option of a Belgian invasion was discussed and weighed up by the French and British General Staffs as well – but the context in which it was broached and the identity of the two interlocutors. It was one of this Kaiser's many peculiarities that he was completely unable to calibrate his behaviour to the contexts in which his high office obliged him to operate. Too often he spoke not like a monarch, but like an over-excited teenager giving free rein to his current preoccupations. He was an extreme exemplar of that Edwardian social category, the club bore who is forever explaining some pet project to the man in the next chair. Small wonder that the prospect of being buttonholed by the Kaiser over lunch or dinner, when escape was impossible, struck fear into the hearts of so many European royals.

Wilhelm's interventions greatly exercised the men of the German foreign ministry, but they did little to shape the course of German policy. Indeed it may in part have been a deepening sense of impotence and disconnection from the real levers of power that fired up Wilhelm's recurring fantasies about future world wars between Japan and the USA, invasions of Puerto Rico, global jihad against the British Empire, a German protectorate over China and so on. These were the blue-sky scenarios of an inveterate geopolitical fantasist, not policies as such. And whenever a real conflict seemed imminent, Wilhelm pulled in his horns and quickly found reasons why Germany could not possibly go to war. When tensions with France reached a peak at the end of 1905, Wilhelm took fright and informed Chancellor Bülow that socialist agitation at home absolutely ruled out any offensive action abroad; in the following year, rattled by the news that King Edward VII had just paid an unscheduled visit to the fallen French foreign minister Théophile Delcassé, he warned the chancellor that Germany's artillery and navy were in no condition to hold out in a conflict.
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Wilhelm could talk tough, but when trouble loomed he tended to turn and run for cover. He would do exactly that during the July Crisis of 1914. ‘It is a curious thing,' Jules Cambon, French ambassador in Berlin, observed in a letter to a senior official at the French foreign ministry in May 1912, ‘to see how this man, so sudden, so reckless and impulsive in words, is full of caution and patience in action.'
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An overview of the early twentieth-century monarchs suggests a fluctuating and ultimately relatively modest impact on actual policy outcomes. Emperor Franz Joseph of Austria-Hungary read vast quantities of dispatches and met with his foreign ministers regularly. Yet for all his stupendous work as the ‘first bureaucrat' of his empire, Franz Joseph, like Nicholas II, found it impossible to master the oceans of information that came to his desk. Little effort was made to ensure that he apportioned his time in accordance with the relative importance of the issues arising.
37
Austro-Hungarian foreign policy was shaped not by the executive fiats of the Emperor, but by the interaction of factions and lobbies within and around the ministry. Italy's Victor Emanuel III (r. 1900–1946) worked much less hard than Franz Joseph – he spent most of his time in Piedmont or on his estates at Castelporziano and, though he did make an effort to get through some diplomatic dispatches, he also spent around three hours a day reading newspapers and meticulously listing the errors he found in them. The Italian king cultivated close relations with his foreign ministers and he certainly supported the momentous decision to seize Libya in 1911, but direct interventions were few and far between.
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Nicholas II could favour this or that faction or minister and thereby undermine the cohesion of government, but was unable to set the agenda, especially after the fiasco of the Russo-Japanese War. Wilhelm II was more energetic than Nicholas, but his ministers were also better able than their Russian colleagues to shield the policy-making process against interventions from above. Wilhelm's initiatives were in any case too disparate and ill coordinated to provide any kind of alternative operational platform.

Whether or not they intervened aggressively in the political process, the continental monarchs nonetheless remained, by virtue of their very existence, an unsettling factor in international relations. The presence in only partially democratized systems of sovereigns who were the putative focal points of their respective executives with access to all state papers and personnel and with ultimate responsibility for every executive decision created ambiguity. A purely dynastic foreign policy, in which monarchs met each other to resolve great affairs of state, was obviously no longer apposite – the futile meeting at Björkö proved that. Yet the temptation to view the monarch as the helmsman and personification of the executive remained strong among diplomats, statesmen and especially the monarchs themselves. Their presence created a persistent uncertainty about where exactly the pivot of the decision-making process rested. In this sense, kings and emperors could become a source of obfuscation in international relations. The resulting lack of clarity dogged efforts to establish secure and transparent relations between states.

Monarchical structures also shrouded the power relations within each executive. In Italy, for example, it was unclear who actually commanded the army – the king, the minister of war or the chief of the General Staff. The Italian staff chief did his best to keep civilians out of his discussions with his German and Austrian counterparts, and civilian officials reciprocated by shutting the officers out of the political loop – with the result, for example, that the chief of Italy's General Staff was not even informed of the stipulations of the Triple Alliance defining the conditions under which Italy might be called upon to fight a war on behalf of its allies.
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In a situation like this – and we can find analogous conditions in all the continental monarchies – the king or emperor was the sole point at which separate chains of command converged. If he failed to perform an integrating function, if the crown failed to compensate for the insufficiencies, as it were, of the constitution, the system remained unresolved, potentially incoherent. And the continental monarchs often did fail in this role, or rather they refused to perform it in the first place, because they hoped by dealing separately with key functionaries within the executive to preserve what remained of their own initiative and pre-eminence within the system. And this in turn had a malign effect on decision-making processes. In an environment where the decision reached by a responsible minister could be overridden or undermined by a colleague or rival, ministers often found it hard to determine ‘how their activities fitted into the larger picture'.
40
The resulting ambient confusion encouraged ministers, officials, military commanders and policy experts to think of themselves as entitled to press their cases in debate, but not as personally responsible for policy outcomes. At the same time, the pressure to secure the favour of the monarch stimulated an atmosphere of competition and sycophancy that militated against the kinds of interdepartmental consultation that might have produced a more balanced approach to decision-making. The consequence was a culture of factionalism and rhetorical excess that would bear dangerous fruit in July 1914.

WHO GOVERNED IN ST PETERSBURG?

If the monarchs didn't determine the course of foreign policy, who did? The obvious answer must surely be: the foreign ministers. These men oversaw the activities of the diplomatic corps and the foreign ministries, read and replied to the most important foreign dispatches and were responsible for explaining and justifying policy to parliament and the public. In reality, however, the power of the foreign ministers to shape policy fluctuated at least as much and varied at least as widely across the European powers as did the political traction of the sovereigns. Their influence depended upon a range of factors: the power and favour of other ministers, especially prime ministers, the attitude and behaviour of the monarch, the willingness of senior foreign ministerial functionaries and ambassadors to follow the minister's lead and the level of factional instability within the system.

In Russia, the foreign minister and his family occupied private apartments in the ministry, a vast, dark red edifice on the great square facing the Winter Palace, so that his social life and those of his wife and children, were interwoven with the work of the ministry.
41
His capacity to shape policy was determined by the dynamics of a political system whose parameters were redefined in the aftermath of the Russo-Japanese War and the 1905 Revolution. A group of powerful ministers moved to establish a more concentrated decision-making structure that would enable the executive to balance domestic and foreign imperatives and to impose discipline on the most senior officials. How exactly this should be achieved was a matter of controversy. The most energetic and talented of the reformers was Sergei Witte, an expert on finance and economic policy who had resigned from the government in 1903 because he opposed its forward policy in Korea. Witte wanted a ‘cabinet' headed by a ‘prime minister' with the power not only to discipline his fellow ministers, but also to control their access to the Tsar. The more conservative sometime finance minister Vladimir Kokovtsov
*
viewed these proposals as an assault on the principle of tsarist autocracy, which he took to be the only form of government suitable to Russian conditions. A compromise was struck: a cabinet of sorts was created in the form of the Council of Ministers, and its chairman or prime minister was granted the power to dismiss an uncooperative minister. But the ‘right of individual report' – in other words, the right of ministers to present their views to the Tsar independently of the chairman of the council – was retained.

What resulted was a somewhat unresolved arrangement in which everything depended on the balance of initiative between the successive chairmen, their ministers and the Tsar. If the chairman was forceful and strong, he might hope to impose his will on the ministers. But if a confident minister managed to secure the support of the Tsar, he might be able to break with his colleagues and go his own way. With the appointment of Pyotr Stolypin as Chairman of the Council of Ministers in the summer of 1906, the new system acquired a charismatic and dominant leader. And the new foreign minister, Alexander Izvolsky, looked like the kind of politician who would be able to make the new arrangement work. He saw himself as a man of the ‘new politics' and promptly established foreign ministry liaison posts to manage relations with the Duma. The tone of his dealings with the Tsar was respectful, but less deferential than that of his predecessors. He was committed to the reform and modernization of the ministry and he was an outspoken enthusiast for ‘unified government'.
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Most importantly of all, he agreed with most of his colleagues in the Council of Ministers on the desirability of the settlement with Britain.

Pyotr Stolypin

It soon emerged, however, that Izvolsky's vision of Russian foreign policy diverged from that of his colleagues in key ways. Stolypin and Kokovtsov saw the Anglo-Russian Convention as securing the opportunity to withdraw from the adventurism of the years before the Russo-Japanese War and concentrate on the tasks of domestic consolidation and economic growth. For Izvolsky, however, the agreement with England was a licence to pursue a more assertive policy. Izvolsky believed that the cordial relations inaugurated by the Convention would allow him to secure London's acceptance of free access by Russian warships to the Turkish Straits. This was not just wishful thinking: the British foreign secretary Sir Edward Grey had explicitly encouraged Izvolsky to think along these lines. In a conversation with the Russian ambassador in London in March 1907, Grey had declared that ‘if permanent good relations were to be established' between the two countries, ‘England would no longer make it a settled object of its policy to maintain the existing arrangement' in the Straits.
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