Read The Log From the Sea of Cortez (Penguin Classics) Online
Authors: John Steinbeck
1. Van Gogh’s feverish hurrying in the Arles epoch, culminating in epilepsy and suicide.Teleological “answer”: Improper care of his health during times of tremendous activity and exposure to the sun and weather brought on his epilepsy out of which discouragement and suicide resulted.Spiritual teleology: He hurried because he innately foresaw his imminent death, and wanted first to express as much of his essentiality as possible.Non-teleological picture: Both the above, along with a good many other symptoms and expressions (some of which could probably be inferred from his letters), were parts of his essentiality, possibly glimpsable as his “lust for life.”
2. The thyroid-neurosis syndrome.Teleological “answer”: Over-activity of the thyroid gland irritates and over-stimulates the patient to the point of nervous breakdown.Spiritual teleology: The neurosis is causative. Something psychically wrong drives the patient on to excess mental irritation which harries and upsets the glandular balance, especially the thyroid, through shock-resonance in the autonomic system, in the sense that a purely psychic shock may spoil one’s appetite, or may even result in violent illness. In this connection, note the army’s acceptance of extreme homesickness as a reason for disability discharge.Non-teleological picture: Both are discrete segments of a vicious circle, which may also include other factors as additional more or less discrete segments, symbols or maybe parts of an underlying but non-teleological pattern which comprises them and many others, the ramifications of which are
n,
and which has to do with causality only reflectedly.Teleological thinking may even be highly fallacious, especially where it approaches the very superficial but quite common
post hoc, ergo propter hoc
pattern. Consider the situation with reference to dynamiting in a quarry. Before a charge is set off, the foreman toots warningly on a characteristic whistle. People living in the neighborhood come to associate the one with the other, since the whistle is almost invariably followed within a few seconds by the shock and sound of an explosion for which one automatically prepares oneself. Having experienced this many times without closer contact, a very naive and unthinking person might justly conclude not only that there was a cause-effect relation, but that the whistle actually caused the explosion. A slightly wiser person would insist that the explosion caused the whistle, but would be hard put to explain the transposed time element. The normal adult would recognize that the whistle no more caused the explosion than the explosion caused the whistle, but that both were parts of a larger pattern out of which a “why” could be postulated for both, but more immediately and particularly for the whistle. Determined to chase the thing down in a cause-effect sense, an observer would have to be very wise indeed who could follow the intricacies of cause through more fundamental cause to primary cause, even in this largely man-made series about which we presumably know most of the motives, causes, and ramifications. He would eventually find himself in a welter of thoughts on production, and ownership of the means of production, and economic whys and wherefores about which there is little agreement.The example quoted is obvious and simple. Most things are far more subtle than that, and have many of their relations and most of their origins far back in things more difficult of access than the tooting of a whistle calculated to warn bystanders away from an explosion. We know little enough even of a manmade series like this—how much less of purely natural phenomena about which also there is apt to be teleological pontificating!Usually it seems to be true that when even the most definitely apparent cause-effect situations are examined in the light of wider knowledge, the cause-effect aspect comes to be seen as less rather than more significant, and the statistical or relational aspects acquire larger importance. It seems safe to assume that non-teleological is more “ultimate” than teleological reasoning. Hence the latter would be expected to prove to be limited and constricting except when used provisionally. But while it is true that the former is more open, for that very reason its employment necessitates greater discipline and care in order to allow for the dangers of looseness and inadequate control.Frequently, however, a truly definitive answer seems to arise through teleological methods. Part of this is due to wish-fulfillment delusion. When a person asks “Why?” in a given situation, he usually deeply expects, and in any case receives, only a relational answer in place of the definitive “because” which he thinks he wants. But he customarily accepts the actually relational answer (it couldn’t be anything else unless it comprised the whole, which is unknowable except by “living into”) as a definitive “because.” Wishful thinking probably fosters that error, since everyone continually searches for absolutisms (hence the value placed on diamonds, the most permanent physical things in the world) and imagines continually that he finds them. More justly, the relational picture should be regarded only as a glimpse—a challenge to consider also the rest of the relations as they are available—to envision the whole picture as well as can be done with given abilities and data. But one accepts it instead of a real “because,” considers it settled, and, having named it, loses interest and goes on to something else.Chiefly, however, we seem to arrive occasionally at definitive answers through the workings of another primitive principle: the universality of quanta. No one thing ever merges gradually into anything else; the steps are discontinuous, but often so very minute as to seem truly continuous. If the investigation is carried deep enough, the factor in question, instead of being graphable as a continuous process, will be seen to function by discrete quanta with gaps or synapses between, as do quanta of energy, undulations of light. The apparently definitive answer occurs when causes and effects both arise on the same large plateau which is bounded a great way off by the steep rise which announces the next plateau. If the investigation is extended sufficiently, that distant rise will, however, inevitably be encountered; the answer which formerly seemed definitive now will be seen to be at least slightly inadequate and the picture will have to be enlarged so as to include the plateau next further out. Everything impinges on everything else, often into radically different systems, although in such cases faintly. We doubt very much if there are any truly “closed systems.” Those so called represent kingdoms of a great continuity bounded by the sudden discontinuity of great synapses which eventually must be bridged in any unified-field hypothesis. For instance, the ocean, with reference to waves of water, might be considered as a closed system. But anyone who has lived in Pacific Grove or Carmel during the winter storms will have felt the house tremble at the impact of waves half a mile or more away impinging on a totally different “closed” system.But the greatest fallacy in, or rather the greatest objection to, teleological thinking is in connection with the emotional content, the belief. People get to believing and even to professing the apparent answers thus arrived at, suffering mental constrictions by emotionally closing their minds to any of the further and possibly opposite “answers” which might otherwise be unearthed by honest effort—answers which, if faced realistically, would give rise to a struggle and to a possible rebirth which might place the whole problem in a new and more significant light. Grant for a moment that among students of endocrinology a school of thought might arise, centering upon some belief as to etiology—upon the belief, for instance, that all abnormal growth is caused by glandular imbalance. Such a clique, becoming formalized and powerful, would tend, by scorn and opposition, to wither any contrary view which, if untrammeled, might discover a clue to some opposing “causative” factor of equal medical importance. That situation is most unlikely to arise in a field so lusty as endocrinology, with its relational insistence, but the principle illustrated by a poor example is thought nevertheless to be sound.Significant in this connection is the fact that conflicts may arise between any two or more of the “answers” brought forth by either of the teleologies, or between the two teleologies themselves. But there can be no conflict between any of these and the non-teleological picture. For instance, in the condition called hyperthyroidism, the treatments advised by believers in the psychic or neurosis etiology very possibly may conflict with those arising out of a belief in the purely physical cause. Or even within the physical teleology group there may be conflicts between those who believe the condition due to a strictly thyroid upset and those who consider causation derived through a general imbalance of the ductless glands. But there can be no conflict between any or all of these factors and the non-teleological picture, because the latter includes them—eval—uates them relationally or at least attempts to do so, or maybe only accepts them as time-place truths. Teleological “answers” necessarily must be included in the non-teleological method—since they are part of the picture even if only restrictedly true—and as soon as their qualities of relatedness are recognized. Even erroneous beliefs are real things, and have to be considered proportional to their spread or intensity. “All-truth” must embrace all extant apropos errors also, and know them as such by relation to the whole, and allow for their effects.The criterion of validity in the handling of data seems to be this: that the summary shall say in substance, significantly and understandingly, “It’s so because it’s so.” Unfortunately the very same words might equally derive through a most superficial glance, as any child could learn to repeat from memory the most abstruse of Dirac’s equations. But to know a thing emergently and significantly is something else again, even though the understanding may be expressed in the self-same words that were used superficially. In the following example
34
note the deep significance of the emergent as contrasted with the presumably satisfactory but actually incorrect original naive understanding. At one time an important game bird in Norway, the willow grouse, was so clearly threatened with extinction that it was thought wise to establish protective regulations and to place a bounty on its chief enemy, a hawk which was known to feed heavily on it. Quantities of the hawks were exterminated, but despite such drastic measures the grouse disappeared actually more rapidly than before. The naively applied customary remedies had obviously failed. But instead of becoming discouraged and quietistically letting this bird go the way of the great auk and the passenger pigeon, the authorities enlarged the scope of their investigations until the anomaly was explained. An ecological analysis into the relational aspects of the situation disclosed that a parasitic disease, coccidiosis, was epizootic among the grouse. In its incipient stages, this disease so reduced the flying speed of the grouse that the mildly ill individuals became easy prey for the hawks. In living largely off the slightly ill birds, the hawks prevented them from developing the disease in its full intensity and so spreading it more widely and quickly to otherwise healthy fowl. Thus the presumed enemies of the grouse, by controlling the epizootic aspects of the disease, proved to be friends in disguise.In summarizing the above situation, the measure of validity wouldn’t be to assume that, even in the well-understood factor of coccidiosis, we have the real “cause” of any beneficial or untoward condition, but to say, rather, that in this phase we have a highly significant and possibly preponderantly important relational aspect of the picture.However, many people are unwilling to chance the sometimes ruthless-appearing notions which may arise through non-teleological treatments. They fear even to use them in that they may be left dangling out in space, deprived of such emotional support as had been afforded them by an unthinking belief in the proved value of pest control in the conservation of game birds; in the institutions of tradition; religion; science; in the security of the home or the family; or in a comfortable bank account. But for that matter emancipations in general are likely to be held in terror by those who may not yet have achieved them, but whose thresholds in those respects are becoming significantly low. Think of the fascinated horror, or at best tolerance, with which little girls regard their brothers who have dispensed with the Santa Claus belief; or the fear of the devout young churchman for his university senior who has grown away from depending on the security of religion.As a matter of fact, whoever employs this type of thinking with other than a few close friends will be referred to as detached, hard-hearted, or even cruel. Quite the opposite seems to be true. Non-teleological methods more than any other seem capable of great tenderness, of an all-embracingness which is rare otherwise. Consider, for instance, the fact that, once a given situation is deeply understood, no apologies are required. There are ample difficulties even to understanding conditions “as is.” Once that has been accomplished, the “why” of it (known now to be simply a relation, though probably a near and important one) seems no longer to be preponderantly important. It needn’t be condoned or extenuated, it just “is.” It is seen merely as part of a more or less dim whole picture. As an example: A woman near us in the Carmel woods was upset when her dog was poisoned—frightened at the thought of passing the night alone after years of companionship with the animal. She phoned to ask if, with our windows on that side of the house closed as they were normally, we could hear her ringing a dinner bell as a signal during the night that marauders had cut her phone wires preparatory to robbing her. Of course that was, in fact, an improbable contingency to be provided against; a man would call it a foolish fear, neurotic. And so it was. But one could say kindly, “We can hear the bell quite plainly, but if desirable we can adjust our sleeping arrangements so as to be able to come over there instantly in case you need us,” without even stopping to consider whether or not the fear was foolish, or to be concerned about it if it were, correctly regarding all that as secondary. And if the woman had said apologetically, “Oh, you must forgive me; I know my fears are foolish, but I am so upset!” the wise reply would have been, “Dear person, nothing to forgive. If you have fears, they are; they are real things and to be considered. Whether or not they’re foolish is beside the point.
What
they are is unimportant alongside the fact
that
they are.” In other words, the badness or goodness, the teleology of the fears, was decidedly secondary. The whole notion could be conveyed by a smile or by a pleasant intonation more readily than by the words themselves. Teleological treatment which one might have been tempted to employ under the circumstances would first have stressed the fact that the fear was foolish—would say with a great show of objective justice, “Well, there’s no use in
our
doing anything; the fault is that
your
fear is foolish and improbable. Get over that” (as a judge would say, “Come into court with clean hands”); “then if there’s anything
sensible
we can do, we’ll see,” with smug blame implied in every word. Or, more kindly, it would try to reason with the woman in an attempt to help her get over It—the business of propaganda directed towards change even before the situation is fully understood (maybe as a lazy substitute for understanding). Or, still more kindly, the teleological method would try to understand the fear causally. But with the non-teleological treatment there is only the love and understanding of instant acceptance; after that fundamental has been achieved, the next step, if any should be necessary, can be considered more sensibly.