The victims of European expansionism did not usually relinquish their traditions as swiftly and completely as the Europeans would have liked. Even under the crushing weight of imperialism and slavery, under circumstances of the most minute surveillance by colonial authorities, subject peoples sometimes found ways to preserve bits and pieces of their communal rituals and to invent new ones. The African diaspora to the Americas provides particularly striking cases of such cultural resistance, traces of which persist to this day, in the form, for example, of African-derived American music: blues, rock and roll, hip-hop, and jazz.
Between the seventeenth and nineteenth centuries, at least 10 million Africans were forcibly transported to the Americas under conditions that would seem to have precluded the preservation of any cultural traditions at all: They arrived in the “new” world virtually naked, stripped of all cultural artifacts and kinship connections, thrown together with Africans of entirely different national groupings and languages: Yoruba, Dahomeans, Ibo, and others. Once settled on the plantations of white European and North American slave owners, they were worked almost ceaselessly and often forbidden to engage in any of their “heathen” practices, including dancing and drumming. Yet these tormented peoples managed, with great courage and ingenuity, to preserve some of their traditional forms of communal celebration and, beyond that, to use them as springboards for rebellion against white rule, much as the European lower classes had deployed carnival as an occasion for armed resistance to their rulers and landlords.
For the most part, Africans of the diaspora carried out this work of cultural preservation under cover of European institutions. Carnival, for instance, transported to the Americas by Catholic French, Spanish, and Portuguese settlers, was originally a white-only event, but appropriated by slaves for their own purposes. Christianity itself provided another disguise for African traditions andâwhen combined with remnants of African worshipâa vehicle for ecstatic
ritual. Both the secularized tradition of carnival and the Africanized versions of Christianity that arose in the AmericasâVodou,
n
Santeria, Candomblé, and so onâbecame sites of black defiance and, inevitably, targets of white repression.
Let us begin with carnival and other, somewhat secular festivities brought by Europeans to the Americas. These celebrations, which Europeans expected to carry on as vigorouslyâif not more vigorouslyâin the “new” world as in the old, posed an immediate problem in the colonial setting: What about the slaves? When Europeans caroused or simply feasted, there were always dark faces watching, waiting for some particle of generosity to come their way, or waiting perhaps for some moment of weakness to present an opportunity for revolt. In Protestant settings, such as Jamaica and the southern United States, where Christmas was the highlight of the social calendar, slaves used it as an opening to establish their own, probably African-derived festivity: Jonkonnu. As early as 1688, Jamaican slaves were celebrating Jonkonnu with costuming and dancing with “Rattles ty'd to their Legs and Wrists.”
38
A little over a century later, they had won a measure of white respect for Jonkonnu, with whites agreeing to do their own chores during this brief period of black celebration. A white contemporary reported that during the holidays “the distance between [masters and slaves] appears to be annihilated for the moment, like the familiar footing on which the Roman slaves were with their masters at the feast of the Saturnalia, to which a West Indian Christmas may be compared.”
39
In the Carolinas, where Jonkonnu had spread by the nineteenth century, slaves marched to the big house, where they danced and demanded money and drinks from their masters. Thus a moment of white weaknessâChristmasâwas transformed into a black opportunity.
In Catholic settings, slaves encountered, and quickly exploited,
a more robust version of the European festive tradition: a carnival period extending from Christmas not just to New Year's Day but nearly to Ash Wednesday. The case of Trinidad is particularly well documented. There, carnival was initially a white celebration, imported by French settlers, and an occasion for so much uninhibited revelry that from 1800 on, martial law was imposed at Christmastime in order to contain the white mischief.
40
People of colorâslave or freeâwere barred from participation or confined to their own celebrations away from public spaces.
The free persons of Colour were subject to very stringent Regulations and although not forbidden to mask, yet compelled to keep to themselves and never presume to join in the amusements of the privileged class. The Indians kept entirely aloof, and the slaves, except as onlookers ⦠had no share in the Carnival which was confined exclusively to the upper class of the community.
41
For slaves who dared to break the law by wearing masks at carnival time, the prescribed sentence was “one hundred stripes ⦠and it being in the night time, the punishment is doubled.”
42
Perhaps these dire prohibitions were not entirely necessary: Slaves and freed blacks may have been sufficiently repelled by the peculiar white carnival custom of dressing as slavesâas “mulatresses” (slave women) or
Négue jadin
(male field hands).
43
No doubt unwittingly, the Trinidadian whites had broken the rule propounded almost two millennia earlier in Rome: that elites do not engage in uninhibited celebration in front of their social inferiors without compromising their legitimacy as rulers. In the early decades of the nineteenth century, Trinidadian blacks showed their disrespect by moving in on the white institution of carnival, finally achieving full participation in 1834, on the eve of emancipation, with an event transformed to suit their own culture and purposes. Blacks brought their own music to the celebration, along with African-derived symbolic imagery and their own mocking rituals of
inversion. In the 1834 carnival, black Trinidadian marchers presented a parody of the island's (white) militiaâwhich whites, newly sensitive to racial caricature, found to be “in very bad taste.”
44
A similar takeover of carnival took place later in Brazil, where, beginning in the 1880s, blacks used drums and tambourines to “initiate a new kind of carnival parading,” apparently derived from the slaves' earlier practice of dancing at the funerals of African princes who died in slavery.
45
In both Trinidad and Brazil, whites responded to black participation just as elites had responded to the disorderly lower-class celebrations of carnival in Europe: by retreating indoors to their own masked balls and dinner parties, which were invariably described as “elegant” by the local newspapers, in contrast to the “barbarous” celebrations of the blacks.
One strains to imagine the vitality and color of the great blackdominated carnivals of the nineteenth-century Caribbean. Unfortunately, we have only the disapproving accounts of white observers to go by, and these downplay the artistic creativity that went into costume making and choreography, to focus instead on the perceived violence, disorder, and lewdness of the events. A Trinidadian newspaper account from the early 1870s, for example, mentions the “brutish cries and shouts” of the celebrants, as well as the “horrid forms running to and fro about the town with flaming torches in their hands, like so many demons escaped from a hot place not usually mentioned in polite society.”
46
We cannot even discern, in white accounts, what aspects of carnival were derived from Africa rather than Europe, since, as they grew more and more estranged from the festivities, whites tended to label any disagreeable elements “African.” In reality, some of the features of black carnival that whites found most disturbing would have been thoroughly familiar, at least in form and intent, to a celebrant of French medieval carnivalânotably the rituals of inversion and mocking attacks on authority. Gender inversion, in the form of cross-dressing, seems to have been a common pleasure of Trinidadian carnival, with a (white) newspaper reporting in 1874: “As for
the number of girls masked and in men's clothing, we cannot say how many hundred are flaunting their want of shame. As many men, also generally of the lowest order, are in like manner strutting about in female dress, dashing out their gowns as they go.”
47
In a more directly threatening way, black carnival participants used the occasion to insult the virtue of well-known white ladies and send up the entire plantocracy. As one historian reports, “Elaborately costumed revellers impersonated the Governor, the Chief Justice, the Attorney General, well-known barristers and solicitors, socially prominent cricketers, and other props of society.”
48
In another striking parallel to the European festive tradition, Caribbean slaves and freed blacks put carnival to service as an occasion for armed uprisings. The historian Elizabeth Fenn reports that 35 percent of all known slave plots and rebellions in the British Caribbean were planned for the Christmas period, noting that “in this regard the slaves of the Americas differed little from the French peasants and laborers studied by Emmanuel Le Roy Ladurie and Natalie Zemon Davis.”
49
An early Trinidadian slave revolt, on Christmas 1805, was blamed on slave societies, called
convois
, organized “for the purpose of dancing and innocent amusement.”
50
In Cuba, similar groups known as
cabildos
, which were responsible for organizing carnival processions, hatched uprisings in 1812 and 1835.
51
Even gentle Jonkonnu aroused white fears of rebellion. An 1833 novel by a former resident of Jamaica described the pre-Christmas military preparations undertaken in Kingston “in case the John Canoes should take a small fancy to burn or pillage the town, or to rise and cut the throats of their masters, or any little innocent recreation of the kind.”
52
In Trinidad, carnival and any form of public black festivity came in for harsh repression in the 1880s. Fearful of the black response to an outright ban on carnival, the British attacked it piecemeal, itemizing their prohibitions on drumming, parading, dancing, masking, and even the carrying of lighted torches. Attempts to enforce these rules often led to violent clashes between revelers and
the police, as at a celebration in Princes Town where dancing women mocked the police while others in the crowd of five hundred hurled missiles, “some containing foul-smelling substances.” The police opened fire, killing two, and a few months later attacked another festivity celebrated by East Indian immigrants as well as blacks, killing “many.”
53