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Authors: Stephen Hawking

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According to the Feynman sum over histories, time travel into the past does, in a way, occur on the scale of single particles. In Feynman’s method, an ordinary particle moving forward in time is equivalent to an antiparticle moving backward in time. In his mathematics, you can regard a particle/antiparticle pair that are created together and then annihilate each other as a single particle moving on a closed loop in space-time. To see this, first picture the process in the traditional way. At a certain time—say, time A—a particle and antiparticle are created. Both move forward in time. Then, at a later time, time B, they interact again, and annihilate each other. Before A and after B, neither particle exists. According to Feynman, though, you can look at this differently. At A, a single particle is created. It moves forward in time to B, then it returns back in time to A. Instead of a particle and antiparticle moving forward in time together, there is just a single object moving in a "loop" from A to B and back again. When the object is moving forward in time (from A to B), it is called a particle. But when the object is traveling back in time (from B to A), it appears as an antiparticle traveling forward in time.

Such time travel can produce observable effects. For instance, suppose that one member of the particle/antiparticle pair (say, the antiparticle) falls into a black hole, leaving the other member without a partner with which to annihilate. The forsaken particle might fall into the hole as well, but it might also escape from the vicinity of the black hole. If so, to an observer at a distance it would appear to be a particle emitted by the black hole. You can, however, have a different but equivalent intuitive picture of the mechanism for emission of radiation from black holes. You can regard the member of the pair that fell into the black hole (say, the antiparticle) as a particle traveling backward in time out of the hole. When it gets to the point at which the particle/antiparticle pair appeared together, it is scattered by the gravitational field of the black hole into a particle traveling forward in time and escaping from the black hole. Or if instead it was the particle member of the pair that fell into the hole, you could regard it as an antiparticle traveling back in time and coming out of the black hole. Thus the radiation by black holes shows that quantum theory allows time travel back in time on a microscopic scale.

We can therefore ask whether quantum theory allows the possibility that, once we advance in science and technology, we might eventually manage to build a time machine. At first sight, it seems it should be possible. The Feynman sum over histories proposal is supposed to be over all histories. Thus it should include histories in which space-time is so warped that it is possible to travel into the past. Yet even if the known laws of physics do not seem to rule out time travel, there are other reasons to question whether it is possible.

One question is this: if it’s possible to travel into the past, why hasn’t anyone come back from the future and told us how to do it? There might be good reasons why it would be unwise to give us the secret of time travel at our present primitive state of development, but unless human nature changes radically, it is difficult to believe that some visitor from the future wouldn’t spill the beans. Of course, some people would claim that sightings of UFOs are evidence that we are being visited either by aliens or by people from the future. (Given the great distance of other stars, if the aliens were to get here in reasonable time, they would need faster-than-light travel, so the two possibilities may be equivalent.) A possible way to explain the absence of visitors from the future would be to say that the past is fixed because we have observed it and seen that it does not have the kind of warping needed to allow travel back from the future. On the other hand, the future is unknown and open, so it might well have the curvature required. This would mean that any time travel would be confined to the future. There would be no chance of Captain Kirk and the starship
Enterprise
turning up at the present time.

Antiparticle a la Feynman

An antiparticle can be regarded as a particle traveling backward in time

A virtual particle/antiparticle pair can therefore be thought of as a particle moving on a closed loop in space-time

This might explain why we have not yet been overrun by tourists from the future, but it would not avoid another type of problem, which arises if it is possible to go back and change history: why aren’t we in trouble with history? Suppose, for example, someone had gone back and given the Nazis the secret of the atom bomb, or that you went back and killed your great-great-grandfather before he had children. There are many versions of this paradox, but they are essentially equivalent: we would get contradictions if we were free to change the past.

There seem to be two possible resolutions to the paradoxes posed by time travel. The first may be called the consistent histories approach. It says that even if space-time is warped so that it would be possible to travel into the past, what happens in space-time must be a consistent solution of the laws of physics. In other words, according to this viewpoint, you could not go back in time unless history already showed that you had gone back and, while there, had not killed your great-great-grandfather or committed any other acts that would conflict with the history of how you got to your current situation in the present. Moreover, when you did go back, you wouldn’t be able to change recorded history; you would merely be following it. In this view the past and future are preordained: you would not have free will to do what you wanted.

Of course, you could say that free will is an illusion anyway. If there really is a complete theory of physics that governs everything, it presumably also determines your actions. But it does so in a way that is impossible to calculate for an organism that is as complicated as a human being, and it involves a certain randomness due to quantum mechanical effects. So one way to look at it is that we say humans have free will because we can’t predict what they will do. However, if a human then goes off in a rocket ship and comes back before he set off, we will be able to predict what he will do because it will be part of recorded history. Thus, in that situation, the time traveler would not in any sense have free will.

The other possible way to resolve the paradoxes of time travel might be called the alternative histories hypothesis. The idea here is that when time travelers go back to the past, they enter alternative histories that differ from recorded history. Thus they can act freely, without the constraint of consistency with their previous history. Steven Spielberg had fun with this notion in the
Back
to the Future films: Marty McFly was able to go back and change his parents’ courtship to a more satisfactory history.

The alternative histories hypothesis sounds rather like Richard Feynman’s way of expressing quantum theory as a sum over histories, as described in Chapter 9. This said that the universe didn’t just have a single history; rather, it had every possible history, each with its own probability. However, there seems to be an important difference between Feynman’s proposal and alternative histories. In Feynman’s sum, each history comprises a complete space-time and everything in it. The space-time may be so warped that it is possible to travel in a rocket into the past. But the rocket would remain in the same space-time and therefore the same history, which would have to be consistent. Thus, Feynman’s sum over histories proposal seems to support the consistent histories hypothesis rather than the idea of alternative histories.

We can avoid these problems if we adopt what we might call the chronology protection conjecture. This says that the laws of physics conspire to prevent macroscopic bodies from carrying information into the past. This conjecture has not been proved, but there is reason to believe it is true. The reason is that when space-time is warped enough to make time travel into the past possible, calculations employing quantum theory show that particle/antiparticle pairs moving round and round on closed loops can create energy densities large enough to give space-time a positive curvature, counteracting the warpage that allows the time travel. Because it is not yet clear whether this is so, the possibility of time travel remains open. But don’t bet on it. Your opponent might have the unfair advantage of knowing the future.

11

THE FORCES OF NATURE AND THE UNIFICATION OF PHYSICS

AS WAS EXPLAINED IN CHAPTER 3, it would be very difficult to construct a complete unified theory of everything in the universe all at one go. So instead we have made progress by finding partial theories that describe a limited range of happenings and by neglecting other effects or approximating them by certain numbers. The laws of science, as we know them at present, contain many numbers—for example, the size of the electric charge of the electron and the ratio of the masses of the proton and the electron—that we cannot, at the moment at least, predict from theory. Instead, we have to find them by observation and then insert them into the equations. Some call these numbers fundamental constants; others call them fudge factors.

Whatever your point of view, the remarkable fact is that the values of these numbers seem to have been very finely adjusted to make possible the development of life. For example, if the electric charge of the electron had been only slightly different, it would have spoiled the balance of the electromagnetic and gravitational force in stars, and either they would have been unable to burn hydrogen and helium or else they would not have exploded. Either way, life could not exist. Ultimately, we would hope to find a complete, consistent, unified theory that would include all these partial theories as approximations and that did not need to be adjusted to fit the facts by picking the values of arbitrary numbers in the theory, such as the strength of the electron’s charge.

The quest for such a theory is known as the unification of physics. Einstein spent most of his later years unsuccessfully searching for a unified theory, but the time was not ripe: there were partial theories for gravity and the electromagnetic force, but very little was known about the nuclear forces. Moreover, as was mentioned in Chapter 9, Einstein refused to believe in the reality of quantum mechanics. Yet it seems that the uncertainty principle is a fundamental feature of the universe we live in. A successful unified theory must, therefore, necessarily incorporate this principle.

The prospects for finding such a theory seem to be much better now because we know so much more about the universe. But we must beware of overconfidence—we have had false dawns before! At the beginning of the twentieth century, for example, it was thought that everything could be explained in terms of the properties of continuous matter, such as elasticity and heat conduction. The discovery of atomic structure and the uncertainty principle put an emphatic end to that. Then again, in 1928 physicist and Nobel Prize winner Max Born told a group of visitors to Göttingen University, "Physics, as we know it, will be over in six months." His confidence was based on the recent discovery by Dirac of the equation that governed the electron. It was thought that a similar equation would govern the proton, which was the only other particle known at the time, and that would be the end of theoretical physics. However, the discovery of the neutron and of nuclear forces knocked that one on its head too. Having said this, there are nevertheless grounds for cautious optimism that we may now be near the end of the search for the ultimate laws of nature.

In quantum mechanics, the forces or interactions between matter particles are all supposed to be carried by particles. What happens is that a matter particle, such as an electron or a quark, emits a force-carrying particle. The recoil from this emission changes the velocity of the matter particle, for the same reason that a cannon rolls back after firing a cannonball. The force-carrying particle then collides with another matter particle and is absorbed, changing the motion of that particle. The net result of the process of emission and absorption is the same as if there had been a force between the two matter particles.

Each force is transmitted by its own distinctive type of force-carrying particle. If the force-carrying particles have a high mass, it will be difficult to produce and exchange them over a large distance, so the forces they carry will have only a short range. On the other hand, if the force-carrying particles have no mass of their own, the forces will be long-range. The force-carrying particles exchanged between matter particles are said to be virtual particles because, unlike real particles, they cannot be directly detected by a particle detector. We know they exist, however, because they do have a measurable effect: they give rise to forces between matter particles.

Particle Exchange

According to quantum theory, forces arise from the exchange of force-carrying particles

Force-carrying particles can be grouped into four categories. It should be emphasized that this division into four classes is man-made; it is convenient for the construction of partial theories, but it may not correspond to anything deeper. Ultimately, most physicists hope to find a unified theory that will explain all four forces as different aspects of a single force. Indeed, many would say this is the prime goal of physics today.

The first category is the gravitational force. This force is universal; that is, every particle feels the force of gravity, according to its mass or energy. Gravitational attraction is pictured as being caused by the exchange of virtual particles called gravitons. Gravity is the weakest of the four forces by a long way; it is so weak that we would not notice it at all were it not for two special properties that it has: it can act over large distances, and it is always attractive. This means that the very weak gravitational forces between the individual particles in two large bodies, such as the earth and the sun, can add up to produce a significant force. The other three forces either are short-range or are sometimes attractive and sometimes repulsive, so they tend to cancel out.

The next category is the electromagnetic force, which interacts with electrically charged particles such as electrons and quarks, but not with uncharged particles such as neutrinos. It is much stronger than the gravitational force: the electromagnetic force between two electrons is about a million million million million million million million (1 with forty-two zeros after it) times bigger than the gravitational force. However, there are two kinds of electric charge: positive and negative. The force between two positive charges is repulsive, as is the force between two negative charges, but the force is attractive between a positive and a negative charge.

A large body, such as the earth or the sun, contains nearly equal numbers of positive and negative charges. Thus, the attractive and repulsive forces between the individual particles nearly cancel each other out, and there is very little net electromagnetic force. However, on the small scales of atoms and molecules, electromagnetic forces dominate. The electromagnetic attraction between negatively charged electrons and positively charged protons in the nucleus causes the electrons to orbit the nucleus of the atom, just as gravitational attraction causes the earth to orbit the sun. The electromagnetic attraction is pictured as being caused by the exchange of large numbers of virtual particles called photons. Again, the photons that are exchanged are virtual particles. However, when an electron changes from one orbit to another one nearer to the nucleus, energy is released and a real photon is emitted—which can be observed as visible light by the human eye, if it has the right wavelength, or by a photon detector such as photographic film. Equally, if a real photon collides with an atom, it may move an electron from an orbit nearer the nucleus to one farther away. This uses up the energy of the photon, so it is absorbed.

The third category is called the weak nuclear force. We do not come in direct contact with this force in everyday life. It is, however, responsible for radioactivity—the decay of atomic nuclei. The weak nuclear force was not well understood until 1967, when Abdus Salam at Imperial College, London, and Steven Weinberg at Harvard both proposed theories that unified this interaction with the electromagnetic force, just as Maxwell had unified electricity and magnetism about a hundred years earlier. The predictions of the theory agreed so well with experiment that in 1979, Salam and Weinberg were awarded the Nobel Prize for physics, together with Sheldon Glashow, also at Harvard, who had suggested similar unified theories of the electromagnetic and weak nuclear forces.

The fourth category is the strongest of the four forces, the strong nuclear force. This is another force with which we don’t have direct contact, but it is the force that holds most of our everyday world together. It is responsible for binding the quarks together inside the proton and neutron and for holding the protons and neutrons together in the nucleus of an atom. Without the strong force, the electric repulsion between the positively charged protons would blow apart every atomic nucleus in the universe except those of hydrogen gas, whose nuclei consist of single protons. It is believed that this force is carried by a particle, called the gluon, which interacts only with itself and with the quarks.

The success of the unification of the electromagnetic and weak nuclear forces led to a number of attempts to combine these two forces with the strong nuclear force into what is called a grand unified theory (or GUT). This title is rather an exaggeration: the resultant theories are not all that grand, nor are they fully unified, as they do not include gravity. They are also not really complete theories, because they contain a number of parameters whose values cannot be predicted from the theory but have to be chosen to fit in with experiment. Nevertheless, they may be a step toward a complete, fully unified theory.

The main difficulty in finding a theory that unifies gravity with the other forces is that the theory of gravity—general relativity—is the only one that is not a quantum theory: it does not take into account the uncertainty principle. Yet because the partial theories of the other forces depend on quantum mechanics in an essential way, unifying gravity with the other theories would require finding a way to incorporate that principle into general relativity. But no one has yet been able to come up with a quantum theory of gravity.

The reason a quantum theory of gravity has proven so hard to create has to do with the fact that the uncertainty principle means that even "empty" space is filled with pairs of virtual particles and antiparticles. If it weren’t—if "empty" space were really completely empty— that would mean that all the fields, such as the gravitational and electromagnetic fields, would have to be exactly zero. However, the value of a field and its rate of change with time are like the position and velocity (i.e., change of position) of a particle: the uncertainty principle implies that the more accurately one knows one of these quantities, the less accurately one can know the other. So if a field in empty space were fixed at exactly zero, then it would have both a precise value (zero) and a precise rate of change (also zero), in violation of that principle. Thus there must be a certain minimum amount of uncertainty, or quantum fluctuations, in the value of the field.

Feynman Diagram of Virtual Particle/Antiparticle Pair

The uncertainty principle, as applied to the electron, dictates that even in empty space virtual particle/antiparticle pairs appear and then annihilate each other

One can think of these fluctuations as pairs of particles that appear together at some time, move apart, and then come together again and annihilate each other. They are virtual particles, like the particles that carry the forces: unlike real particles, they cannot be observed directly with a particle detector. However, their indirect effects, such as small changes in the energy of electron orbits, can be measured, and these data agree with the theoretical predictions to a remarkable degree of accuracy. In the case of fluctuations of the electromagnetic field, these particles are virtual photons, and in the case of fluctuations of the gravitational field, they are virtual gravitons. In the case of fluctuations of the weak and strong force fields, however, the virtual pairs are pairs of matter particles, such as electrons or quarks, and their antiparticles.

The problem is that the virtual particles have energy. In fact, because there are an infinite number of virtual pairs, they would have an infinite amount of energy and, therefore, by Einstein’s equation E=mc
2
(see Chapter 5) they would have an infinite amount of mass. According to general relativity, this means that their gravity would curve the universe to an infinitely small size. That obviously does not happen! Similar seemingly absurd infinities occur in the other partial theories—those of the strong, weak, and electromagnetic forces— but in all these cases a process called renormalization can remov e the infinities, which is why we have been able to create quantum theories of those forces.

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