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Authors: Charles C. Mann

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  45
Martínez Pastrana, Manrique leave: Dressing 2007:207, 248–49, 277; Crespo 1956:96, 132–33 (“the Basques,” 133), 156.

  46
Lack of disruption to mines: Dressing 2007:161.

  47
1549 shipment: Cobb 1949:30.

  48
Silver production: Barrett 1990:236–37 (150,000 tons); Morineau 1985:553–71; Soetbeer 1879:60, 70, 78–79, 82–83 (145,000 tons); Cross 1983:397 (80 percent). Garner says it was “more than 100,000 tons” (1988:898).

  49
Inflation and instability: This is the “price revolution” of the late sixteenth century and the “general crisis” of the next, both discussed in Chap. 1.

  50
Fall in silver price consequences: Flynn and Giráldez 2008; 2002; 1997. See also below.

  51
Yuegang today and past harbor perils: Author’s visits; interviews; Li 2008 (“fish scales,” 65); Lin 1990:170–73; Deng et al. eds. 1968 (early map of area).

  52
Yuegang-Manila trade: Author’s interviews, Li Jinming; Li 2001:chap. 7 (number of ships, 86–87); Qian 1986:74 (number of ships); Chaunu 2001:453 (leave in June); Schurz 1939:77 (smuggling); Dampier 1906:vol. 1, 406–07 (description of junk); Morga 1609:vol. 16, 177–83 (“his Majesty,” 181); Salazar, D. d. 1588. Relation of the Philipinas Islands. In B&R 7:29–51, at 34. The trade exploded: “In the 64 years from 1580 to 1643, 1,677 Chinese trading vessels went to Manila; an average of 26.2 entered the port each year. Excluding the three years for which there are no records (1590, 1593, 1595) and calculating based on the 61 known years, the actual annual average number of ships entering the port of Manila was 27.5, approximately 13.5 times that prior to the opening of the seas” (Guo 2002:95).

  53
Piracy in China Sea: Cevicos, J. 1627. Inadvisability of a Spanish Post on the Island of Formosa. In B&R 22:168–77 (galleys, 168–69); Sotelo, L. 1628. A Synopsis of Juan Cevicos’s Discourse Regarding the Dutch Presence in the Seas of Japan and China. In Borao ed. 2001:54–56, at 54–55. See also the letters to the king in idem:57–58.

  54
Sangley (footnote): Sande, F. d. 1576. Relation of the Filipinas Islands. In B&R 4:21–97, at 50; Cevicos, J. 1627. Inadvisability of a Spanish Post on the Island of Formosa. In B&R 22:175 (“heathen sangleys”).

  55
Parián founding, description: Ollé Rodríquez 2006; Schurz 1939:79–82; Bañuelo y Carrillo 1638:69–70; Morga 1609:vol. 16, 194–99; Salazar, D. d. 1583. Affairs in the Philipinas [sic] Islands. In B&R 5:210–55, at 237; idem. 1590. The Chinese, and the Parián at Manila. In B&R 7:212–38, at 220–30. Parián buildings were thrown together from reeds, bamboo, and scraps of wood and tile. Inevitably, the ghetto burned to the ground. It was rebuilt again, in a different place. A few years later it was again consumed by fire and again rebuilt in another location. And again. Each new Parián was bigger than its predecessor.

  56
Spanish plans to conquer China, acquiescence to Parián: Ruiz-Stovel 2009 (
gobernadorcillo,
57); Ollé Rodríquez 2006:40–46 (acquiescence), 2002:39–88 (plans); Guo 2002.

  57
King tries to shutter Chinese shops: Felipe II. 1593. Letter to Gómez Pérez Dasmariñas, 17 Jan. In B&R 8:301–11, at 307–08; idem. 1593. Decree on Chinese shops, 11 Feb. In B&R 8:316–18.

  58
Chinese drive Spaniards out of business: Bobadilla, D. d. 1640. Relation of the Filipinas Islands. In B&R 29:277–311, at 307–08 (“wooden noses”). Salazar, D. d. 1590. The Chinese and the Parián at Manila. In B&R 7:212–38 (“Spanish tradesman,” 226–27).

  59
Parián population: Estimates range from ten thousand (1587) to “four to five thousand” (1589) to four thousand (1589) to two thousand (1591) to about one thousand (1588) (in order: Vera, S. d., et al. 1587. Letter to king, 25 Jun. In B&R 6:311–21, at 316; Anon. 1589. Instructions to Gómez Pérez Desmariñas. In B&R 7:141–72, at 164; Vera, S. d. 1589. Letter to king, 13 Jul. In B&R 7:83–94, at 89; Desmariñas, G. P. 1591. Account of the Encomiendas in the Philippine Islands. In B&R 8:96–141, at 96–98; Salazar, D. d. 1588. Relation of the Philipinas [sic] Islands. In B&R 7:29–51, at 34). Discrepancies may be due to not distinguishing between Chinese inside and outside the Parián. One cleric suggested there were three to four thousand in the Parián, four to five thousand on Luzon, and two thousand more during trading times (Salazar, D. d. 1590. The Chinese and the Parián at Manila. In B&R 7:212–38, at 230). See also, Guo 2002:97.

  60
Malaria in Manila: DeBevoise 1995:143–45.

  61
Chinese silver prices: Ollé Rodríguez 2006 (“for free,” 26); Boxer 2001:168–69; Flynn and Giráldez 2001:432–33; Von Glahn 1996:127; Atwell 1982:table 4; Quan 1972d.

  62

very
rich”: Bañuelo y Carrillo 1638:77. (Emphasis mine.)

  63
Taxes, levies, freight charges, etc.: Ronquillo de Peñalosa, G. 1582. Letter to Philip II, 16 Jun. In B&R 5:23–33, at 30–31; Salazar, D. d. 1583. Affairs in the Philipinas Islands. In B&R 5:210–55, at 236–40; See also, Letter to M. Enriquez. In B&R 3:291–94.

  64
Cartel: Schurz 1939:74–78; Philip II. 1589. Royal Decree Regarding Commerce. In B&R 7:138–40.

  65
One-third to one-half silver to China: Flynn and Giráldez 2001:434–37; Quan 1972d. For a dissenting view, see Garner 2006:15–17.

  66
Galleons increase in size: Chaunu 2001:198 (“administration itself”); Quan 1972c:470–73; Schurz 1939:194–95.

  67
More than fifty tons of silver: Quan 1972d:438–40.

  68
Smuggling: Flynn and Giráldez 1997:xxii-xxv (
San Francisco Javier
); Cross 1983:412–13; Schurz 1939:77, 184–87; Álvarez de Abreu, A., ed. 1736. Commerce Between the Philippines and Neuva España. In B&R 30:53–56 (see also 54, note 7); Bañuelo y Carrillo 1638:71 (“been registered”); Garcetas, M., et al. 1632. Letter from the Ecclesiastical Cabildo to Felipe IV. In B&R 24:245–62, at 254–55.

  69
Import quotas: Chaunu 2001:198–200. Their gradual tightening is seen in B&R 6:282, 284; 7:263, 8:313, 12:46, and 30:50–52.

  70
Mulberry trees: MS 78.54.1894 (“bolt of silk”); Quan 1972c:453. A somewhat analogous shift took place in Guangdong (Marks 1998:119–21, 181–84).

  71
China silk industry: Quan 1972c.

  72
Chinese make Spanish fashions: Álvarez de Abreu, A. 1736. Commerce of the Philippines with Nueva España, 1640–1736. In B&R 44:227–313, at 255.

  73
Spanish merchants complain of Chinese goods, seek regulatory redress: Álvarez de Abreu, A. 1736. Commerce of the Philippines with Nueva España, 1640–1736. In B&R 44:227–313, at 253–58, 293–95, 303–04.

  74
Maluku mutiny: Borao 1998:237–39; MS 323.211.8370–72; Argensola, B. L. d. 1609.
Conqvista de las Islas Malvcas.
In B&R 16:211–318, at 248–61 (“Europa,” 258); Morga 1609:vol. 15, 68–72; Dasmariñas, L. P., et al. 1594. Letter to Japanese emperor, 22 Apr. In B&R 9:122–37, at 126–27, 133.

  75
Expelling Chinese: Morga, A. d. 1596. Letter to king, 6 Jul. In B&R 9:263–73, at 266; Tello, F. 1597. Letter to Felipe II, 29 Apr. In B&R 10:41–45, at 42; idem:1597. Letter to Felipe II, 12 Aug. In B&R 10:48–50.

  76
Benavides: Benavides, M. d. 1603. Letter to Felipe III, July 5. In B&R 12:101–12 (“will remain,” 110). Benavides was just a bishop, but he occupied the archbishopric after Salazar’s successor died of disease.

  77
Gold mountain expedition: Borao 1998:239–42; Morga 1609:vol. 15, 272–76; Salazar y Salcedo, G. d. 1603. Three Chinese Mandarins at Manila. In B&R 12:83–97 (Chinese letter, 87–94); Benavides, M. 1603. Letter from Benavides to Felipe III, 5–6 Jul. In B&R 12:101–26, at 103–06. Beijing officials’ suspicions and anger about the incident are detailed in the
Ming Shi-lu
(Wade ed. trans. 2005): Year 30 (Wanli reign), Month 7, Day 27 (12 Sep. 1602); Year 31, Month 11, Day 12 (14 Dec. 1603); Year 32, Month 11, Day 11 (31 Dec. 1604); Year 32, Month 12, Day 13 (31 Jan. 1605).

  78
1603 massacre: Chia 2006; Guo 2002; Borao 1998:239–42; Zhang 1968:59–60 (all quotes); Horsley 1950:159; Schurz 1939:86–90; Laufer 1908:267–72; Philips 1891:254; Deng et al. eds. 1968:vol. 18, “Disasters and Achievements” (“In the 31st year of the Wanli reign, 25,000 Chinese were killed in Luzon, eight of every ten from Yuegang”); Wade ed. trans. 2005: Year 32 (Wanli reign), Month 12, Day 13 (31 Jan. 1605); Year 35, Month 11, Day 29 (16 Jan. 1608); Morga 1609:vol. 16, 30–44; B&R 12:138–40, 142–46, 150–52, 153–60, 167–68.

  79
Aftermath of massacre: Ollé Rodríguez 2006:44–46 (“Parián,” 46); Chang 2000:221–30 (widow suicides); Schurz 1939:91–93; Philips 1891:254; Anon. (Xu Xueju?). 1605. Letter from a Chinese Official to Acuña. In B&R 13:287–91, at 290–91; Laufer 1908:272 (“grow once more”). By 1640 royal officials were again griping that Manila’s Spaniards “are always in anxiety about the Chinese, or Sangleys, who number more than 30,000 in Manila” (B&R 30:34).

  80
Repeated massacres in Parián: Ruiz-Stovel 2009; Ollé Rodríguez 2006:28–29, 44–45; Chia 2006 (esp. 1686 massacre). In 1709 and 1755 all the Chinese were expelled, but with less bloodshed; the death toll may have been as low as several hundred. The 1820 massacre occurred during a Filipino uprising against foreigners. Firsthand accounts include B&R 29:201–07, 208–58; 32:218–60; 44:146.

  81
“nomadic horsemen”: Findlay and O’Rourke 2007:xviii.

  82
Trade as source of Chinese elite power: Atwell 1982:84–86; Flynn and Giráldez 2002:405; Schell 2001:92.

  83
Trade-fueled economic boom: Flynn and Giráldez 2002; Frank 1998:108–11, 160–61; Atwell 1982, 1977; Quan 1972e.

  84
Imperial anxieties about Yuegang merchants: Author’s interviews, Li; Von Glahn 1996: (merchants as independent power); Qian 1986:75 (merchant cheating); Angeles, J. d. l. 1643. Formosa Lost to Spain. In B&R 35:128–63, at 150 (cheating).

  85
China silver prices fall to world level: Flynn and Giráldez 2001:270–72; Pomeranz 2000:272.

  86
Mistake of taxing silver weight, not value: Flynn and Giráldez 1997:xxxv–vi. Von Glahn (1996:238) points out that it worked the other way, too—higher silver prices equaled a higher tax burden.

  87
Dispute over whether silver helped end Ming: Atwell 2005, 1982; Moloughney and Xia 1989. China also used Spanish silver to buy ginseng and furs from the Manchus, thus funding their enemies (Pomeranz, e-mail to author).

  88
Costs to China of silver: Flynn and Giráldez 2001.

CHAPTER
5 /
Lovesick Grass, Foreign Tubers, and Jade Rice

    1
Spread of tobacco in China: Benedict 2011:chap. 1; Brook 2008, 2004 (Wang Pu, 86); Zhang 2006:48.44a–44b (“morning until night”); Jiang and Wang 2006; Lu 1991 (names); Yuan 1995:48–50 (1549 pipes); Goodrich 1938 (“that country,” 649); Laufer 1924b. My thanks to Josh D’Aluisio-Guerrieri and Devin Fitzgerald for translations from Chinese sources in this section. Ho (1955:191) says the peanut was the first American introduction, but tobacco caught on faster.

    2
Chinese tobacco etiquette: Benedict 2011:chaps. 3, 5; Brook 2004:87–89 (“imagine,” 89); Cong ed. 1995:7.1a (poem, attributed to “Mr. Wu”); Lu 1991:1.4a–1.4b (“everywhere,” list). My thanks to Prof. Benedict for sending me an early copy of her book.

    3
Snuff and Brummell: Laufer 1924b:39–42 (“century,” 40); Kelly 2006:110 (Brummell’s snuffboxes), 158–61 (one-handed technique), 256 (tea).

    4
“hydraulic societies”: A clear but harshly critical summary is Blaut 1993:78–90.

    5
“staple in Fujian”: Crosby 2003:199.

    6
China as sweet potato, maize producer: Figures from Food and Agriculture Organization (
faostat.fao.org
).

    7
Introduction of sweet potatoes: Zhang et al. 2007:159 (1590s famine); Song 2007; Shao et al. 2007; Cao 2005:177 (slices); Wang 2004:19–20 (80 percent, 20); Atwell 2001:60–61 (famine); Chen 1980:190–92; Ho 1955:193–94; Goodrich 1938; Xu 1968:vol. 27, 20–21; Chen 1835? (“ground,” “a threat”); Anon. 1768? (“length”); Wang 1644:14. Song (2007) and Zhang (2001) discuss the almost simultaneous introduction of maize.

    8
Central American origin: D. Zhang et al. 2000.

    9
Lin Huailan (footnote): 1888 Dianbai County gazetteer (vol. 20, “Miscellaneous Records”), quoted in Song 2007:34.

  10
Rice double-cropping: Ho 1956.

  11
Ming-Qing wars, emptying coast: Mote 2003:809–40; Zheng 2001:213–17 (all quotes); Cheng 1990:239–43.

  12
Fall in Manila trade: Qian 1986:74; Quan 1972d:445.

  13
Zheng Chenggong and Manila: Busquets 2006 (“eight thousand horses,” 410); Clements 2004:234–38; Anon. 1663. Events in Manila, 1662–63. In B&R 36:218–60.

  14
“from its flow”: Mu, T. 1681. Memorial Requesting the Lifting of the Ban on Maritime Trade. Quoted in Quan 1972e:499.

  15
Hakka migrate, become shack people: Richards 2005:124–31; Yang 2002:47 (“land left,” “to the next”); Leong 1997:43–54, 97–101, 109–25 (“the Hakka cultural group was predominant among the pengmin, especially from the Qing,” 125); Osborne 1989:esp. 142–52.

  16
Tolerance of sweet potato, maize for bad conditions: Author’s interviews, Jiangsu Xuzhou Sweetpotato Research Centre; Song 2007; Mazumdar 2000:67–68; Marks 1998:310–11; Osborne 1989:48–49, 159–60; Ho 1955; Xu 1968:vol. 27, 21 (“them there”—the original has
chi,
which I render as “feet” [1
chi
= 13.6 in. = 34.5 cm]).

  17
Dominance of sweet potatoes and maize: Mazumdar 2000:67; Osborne 1989:188–89; Rawski 1975:67–71; David 1875:vol. 1, 181–95 (“tubers,” 188). Shack people also spread tobacco (Benedict 2011:chap. 2).

  18
Numbers of shack people: Wang 1997:320–21.

  19
Migration wave to west: Rowe 2009:91–95; Richards 2005:112–47ff.; Osborne 1989:240–45; Rawski 1975:64–65.

  20
Migrants, American crops help lead to boom: Tuan 2008:138–44; Song 2007; Shao et al. 2007; Lan 2001 (Sichuan); Mazumdar 2000:70; Vermeer 1991 (Shaanxi); Rawski 1975; Ho 1955.

  21
China population jump: Lee and Wang 2001:27–40; Wang 1997; Ho 1959:94–95, 101. See also, Frank 1998:167–71.

  22
Sweet potato dispersal into Oceania: Montenegro et al. 2008; Ballard et al. eds. 2005; Zhang et al. 2000.

  23
Factors increasing population: Rowe 2009 (granaries, 55–57; taxes, 65–69; trade, 55–57, 127–32); Shiue 2005 (disaster relief); Lee and Wang 2001:52–56 (infanticide); Needham et al. 1954–:vol. 6, pt. 6, 128–53 (inoculation). Rowe’s well-written, concise book summarizes current understanding about the Qing empire.

  24
Hong Liangji bio: Jones 1971 (quotes, 4).

  25
Qing occupy Guizhou, push out Miao: Richards 2005:131–37; Elvin 2004:216–44.

  26
“flood, drought and plagues”: “China’s Population Problem” (1793), quoted in DuBary et al. eds. 2000:vol. 2, 174–76.

  27
Malthus and reactions: These paragraphs are adapted from Mann 1993:48–49; Malthus 1798:13 (“for man”). See also Standage 2009:126–29.

  28
Hong’s letter, exile: Jones 1971:156–202. The insurrection was the White Lotus rebellion, set off by a religious movement among China’s subalterns, prominent among them Hakka shack people (Hung 2005:164–66).

  29
World population and harvest: I am simplifying. World population went up by a factor of 2.16, and wheat, rice, and maize production by, respectively, 2.75, 3.05, and 3.84 (Food and Agricultural Organization data from 2007).

  30
Rice price rise: Quan 1972e (Suzhou prices, 485); Marks 1998:232–34 (granaries).

  31
Tobacco planting, official concern: Benedict 2011:chap. 2; Tao 2002a (“nearly half,” 69), 2002b; Myers and Wang 2002:607–08; Marks 1998:311 (tobacco-planting ban in south China).

  32
Rising crop area in 1700–1850: Williams 2006:264; Richards 2005:118. Estimates differ, but the overall trend seems not in dispute.

  33
Deforestation through logging (footnote): Yang Chang 2003:44–45; Marks 1998:319–20.

  34
Shack people’s deforestation leads to erosion: Richards 2005:128–31; Leong 1997:chap. 8; Osborne 1989.

  35
Overall ecological risks in lower Yangzi hills: Richards 2005:128–31; Osborne 1989:37–56, 184–86 (“tortoise’s back,” 49; “future drainage,” 87). My thanks to the Chinese farmers who spoke to me about the challenges of rice agriculture.

  36
Extra burden of maize: Song 2007:156–58; Osborne 1989:168.

  37
“into ravines”: Mei 1823:vol. 10, 5a–6a. See also, Osborne 1989:214–15.

  38
Rise in floods: Li 1995; Osborne 1989:318–24; Chen 1986; Will 1980:282–85. Marks (1998:328–30) depicts a similar pattern in the south.

  39
Flood maps: Central Bureau of Meteorological Sciences 1981.

  40
Zhejiang fails to stop clearing, erosion: Osborne 1989:246–57 (“native places,” 249); Wang 1850 (“
Why?
”).

  41
General failures to stop clearance, erosion: Song 2007:158–60; Osborne 1989:23–24, 175, 198, 209–10, 225–26, 257–62. In forty-nine flood-battered counties surveyed by Osborne, twenty-seven blamed shack people for their plight. Of those twenty-seven, twenty-three named the crop responsible for deforestation. Twenty of those twenty-three blamed maize; the other three blamed sweet potatoes (ibid.: 318–24). Some provinces more effectively fought erosion, but were eventually overwhelmed (Will 1980:278–82).

  42
Dazhai: Zhao and Woudstra 2007 (slogans, 193); Shapiro 2001:95–114, 137 (calluses, 99; slogans, 96, 107). Zhao and Woudstra credit Dazhai more than Shapiro. Several China scholars—and some Chinese provincial officers—told me that Dazhai had been a fraud from the beginning. None offered proof, though.

  43
20 percent: Author’s interview, Zhang Liubao (village leader in Zuitou, Shaanxi).

  44
Loess Plateau: Mei and Drengne 2001. It covers ~720,000 km
2
; the nations, ~620,000 km
2
.

  45
Soil layers: Author’s interview, David Montgomery; Montgomery 2007:21–22.

  46
Silt and buildup of Huang He: Mei and Dregne 2001 (one to three inches, forty feet, 12); Will 1980.

  47
Huang He management: Pomeranz, e-mail to author; Davids 2006; Elvin 2004:128–40; Dodgen 2001:esp. chaps. 1–3 (Great Wall comparison, 3).

  48
1780–1850 floods: Central Bureau of Meteorological Sciences 1981.

  49
Erosion boom in Loess Plateau: Wei et al. 2006:13 (one-third, fig. 4—I am approximating). In addition, the level of soil organic matter fell below 1 percent in many areas; typical figures for U.S. farmland are 5 to 8 percent (author’s interview, Zhang Zhenzhong, Shaanxi Provincial Institute for Loess Plateau Control).

  50
Erosion causes Zuitou migration: Author’s interviews, Zuitou.

  51
Anti-deforestation programs: Author’s interview, Lu Qi, Institute of Desertification Studies, Chinese Academy of Forestry; Yu et al. 2006:236; Levin 2005.

  52
“3-3-3” system: Author’s interviews, Lu; Gaoxigou officials; Liu Guobing, Research Institute of Water and Soil Conservation in Northwest China, Chinese Academy of Sciences; Xu et al. 2004.

  53
Problems with tree planting: Author’s visits; Normile 2007; Yu, Yu, and Li, 2006.

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