Authors: Adam Benforado
But it was for naught.
The work of Galton, Lombroso, and others turned out to be almost entirely incorrect.
And far worse, their crackpot theories fed racist ideologies and were used to justify eugenic movements aimed at eradicating degeneracy by controlling who could have children.
It seems we have come a long way from the calipered past: our soldiers opened the gates of Dachau, after all.
We teach the forcible sterilizations of the first half of the twentieth century as a tragic failing. And we laugh at people who still believe it's possible to divine a person's nature from his body.
Those, like Sylvester Stallone's mother, Jackie, who offer such theoriesâJackie being a preeminent “rumpologist”âend up fodder for standup bits.
But much of our progress is an illusion. Having purged explicit, open physiognomy, we remain
closet
physiognomists, unaware that we are appraising a person based on the color of his skin, the thickness of his lips, or his uneven ears. That these assessments are implicit makes them all the more destructive.
Working toward an objective and falsifiable system of classification, Lombroso and Galton put their claims into the public domain for inspection, testing, and appraisal. Our judgments, by contrast, are subjective and rarely scrutinized.
Just as problematic, in considering
why
a person committed a crime, we tend to rely on a specious “mug shot” notion of criminality: we focus on a paper-thin, one-sided conception of the perpetrator, at the expense of the surrounding situation.
As a general matter, we're inclined to believe that a person's actions reflect a freely made choice based on a set of stable character traits, preferences, and beliefs.
And when we hear about some horrible event,
like a murder, we immediately produce a metaphorical “mug shot” of the perpetrator: an evil person who chose to disregard our most vital social norms to serve his own desires.
We tend not to pay much attention to the potential impact of other causal factorsâlike exposure to lead as a child or the pressures of being in a gangâunless they are utterly glaring (like someone forcing the perpetrator to act with a gun to his head).
Normally, we stick with our simple “mug shot” account, which leads us to expect people's behavior to be consistent across circumstances. Once a murderer, always a murderer.
Sometimes that turns out to be right, but often it is notâand even when people act as we'd predict, it's largely a coincidence.
Our “mug shot” approach to explaining tragic events is skewed and unfair.
By imagining most criminals as autonomous, rational actors deciding to pursue greedy, lustful, or hateful ends, we underestimate the significance of forces in the world around us and dynamics in our brains over which we have little control. Once again, we are paying attention to all the wrong things.
The soft tissue of the brain is the starting point for everything we do.
What is allowing you to perceive the words of this sentence, understand their meaning, remember the contents of the previous section, feel the pages or device you hold in your hands, and decide to continue on to the next paragraph?
The answer is nothing more than neurons, synapses, and neurotransmitters.
Take away these electrochemical interactions and that's it: no thoughts, no emotions, no choices, no behavior.
Even for those with no religious inclination, it doesn't feel that way. It feels as if we have something like a “soul”âindependent, purposeful, and rationalâdirecting our actions.
How could that
thing
be nothing more than neurons generating electrical impulses,
triggering chemical signals carried to other neurons? It seems improbable, impossible
even. But that is the truth.
There wasn't some villainous spirit commanding Masters to assault that eight-year-old girl;
his behavior arose from the three-pound lump of cells nested in his skull. A useful starting point in deciphering the causes of criminal behavior, then, is to consider how the brain of a criminal like Masters might differ from a “normal” brain.
Even back in Masters's time, there was some appreciation of the fact that particular areas of the brain might be involved in regulating particular behaviors.
Perhaps the most famous example was that of a twenty-five-year-old supervisor for the Rutland and Burlington Railroad in Vermont, Phineas P. Gage.
Gage's fame all came down to a tragic and miraculous event one day in 1848, when he decided to pack explosive powder into a rock using a metal rod. His actions (perhaps not unexpectedly, to our cautious modern eyes) triggered a sudden explosion, and the thirteen-pound piece of iron was driven up through his left cheek and straight out of the top of his head.
In an amazing bit of luck, despite horrible damage to his prefrontal cortex and other areas of his brain, Gage survived with most of his physical and intellectual capacities preserved.
But as his friends quickly noticed, Gage was “no longer Gage.”
Respectful, pleasant, and dutiful before the accident, Gage became lazy, boorish, and foul-tempered.
The injury to particular parts of his brain seemed to change particular aspects of his behavior.
But there is no evidence that Gage ever engaged in truly criminal behavior, and perhaps a more relevant case to Masters's is one reported in the
Archives of Neurology
more than 150 years after Gage suffered his injury. Indeed, many of the facts seem to echo the reports on Masters.
In 2000, a married forty-year-old Virginia schoolteacher, Mr. Oft, who had never had abnormal sexual urges, suddenly began
collecting child pornography and, soon thereafter, attempted to molest his prepubescent stepdaughter.
As a first-time offender, the man was diverted to a twelve-step inpatient program for treatment of his sexual addiction. Any serious slip-up and he would be sent to prison.
Even though he understood that risk, did not want to be incarcerated, and seemed to know that what he was doing was wrong, he began to solicit sex from the staff at the rehabilitation facility.
Oft was kicked out of the program, of course, and was set to be sentenced the next day, when he developed an intense headache.
It was so bad that he had to go to the hospital.
But no sooner had his neurological examination begun than he was propositioning the women in the room and openly discussing his fear that he would rape his landlady.
With his bad behavior in clear evidence, the doctors might have written off the headache as a mere ruse to delay going to prison, but instead they ordered a brain scan.
What they found was staggering: a tumor, as big as an egg, in the right orbitofrontal area.
The surgery to remove it provided similarly stunning results: with the tumor excised, Oft lost all interest in pornography and easily completed the Sexaholics Anonymous program that had previously been such a struggle.
Seven months later, he was permitted to return home.
Oft's apparent recovery, however, did not last.
By October 2001, his headache had reappearedâas had his secret collection of explicit materials. Were the two again connected?
Sure enough, when doctors ordered another brain scan, they found that the tumor had grown back.
And with a second surgery, in February 2002, the sexual deviance vanished once again.
Cases like these provide vivid illustrations of how deficits in the brain can produce profound changes in behavior.
But it is important to understand that such clear examples are rare, and anecdotes get us only so far. Most of the time, we have a person like Mastersâsomeone who has done something atrocious without
anything like a large tumor or hole in the skull to go by.
A better approach for revealing the neural origins of crime is to compare the brains of many individuals.
Existing incarceration data has given us a clue about where to focus our attention.
Our prisons, for example, contain a disproportionate number of people with significant mental illness, including psychopathy and antisocial personality disorder (a related but broader condition listed in the American Psychiatric Association's
Diagnostic and Statistical Manual of Mental Disorders
).
Psychopaths have just the traits you'd expect to find in people behind bars: selfishness, superficial charm, impulsivity, dishonesty, irresponsibility, and lack of empathy or concern for others.
And though they make up only 1 to 2 percent of the general population, they represent a whopping 15 to 25 percent of those incarcerated.
The evidence related to traumatic brain injuries is similarly stark: while less than 9 percent of those outside of prison have experienced such trauma, roughly 60 percent of those in prison have had at least one such injury.
Although the basic approach of criminal neuroscience shares a lot with early physiognomy, our tools have come a long way from Frigerio's otometer.
Computed tomography (CT) and magnetic resonance imaging (MRI) scans capture the structure of the brain at a moment in time. You can think about the images they produce as a snapshot of the contents of our skulls: an interior brain Polaroid.
Their primary value comes in revealing trauma, disease, or abnormality: they can show whether a person has an egg-sized tumor or an abnormally small amount of tissue in a particular area of the brain.
A functional magnetic resonance imaging (fMRI) scan, by contrast, reveals which areas of the brain are recruiting more oxygenated blood
over time
âthat is, it gives us a sense of where neural activity is concentrated when a person is being asked a question or looking at a series of images (such as sexually explicit pictures of adults and children).
This neuroimaging technology has allowed us to identify correlations between
brain structures, on the one hand, and activities and behaviors, on the other.
Take the prefrontal cortex.
Pathological liars, highly aggressive people, and those with antisocial personality disorder tend to have less gray matter in this area.
There are also links between violent behavior and injuries to the prefrontal cortex, and between having a criminal record and reduced blood flow in this part of the brain.
This aligns with other research showing that the prefrontal cortex plays a crucial role in impulse control, including a person's ability to make prudent long-term decisions, delay gratification, and adhere to rules.
One of the strangest aspects of prefrontal cortex dysfunction is that someone with damage in this region of the brain may understand the difference between right and wrong but nonetheless be unable to act in a moral fashion.
Mr. Oft's case would seem a prime example: he was aware that his actions were reprehensible even as he reported being powerless to control them.
Given the complexities of antisocial behavior, it is not terribly surprising that other parts of the brain also influence criminality.
The amygdala, for instance, is thought to play an important role in regulating aggression.
Neuroscientists have identified this area as critical for understanding the beliefs, intents, desires, and emotions of others.
When it is not functioning properly, a person may be at an increased risk of committing violence, because it is the ability to appreciate the shock, fear, and distress of others that helps prevent us from harming people.
We have known for a long time that psychopaths have significant empathy deficitsâand sure enough, their amygdalae are less active than those of people in the general population.
Although we've been considering them in isolation, the parts of the brain are interconnected, and deficits in multiple areas may contribute to a particular criminal behavior.
Pedophilia, for example, seems to involve an array of deficits at the neural level, including problems with the amygdala
and
frontal cortex that
interfere with how a person processes emotional cues and sexual stimuli.
But the location of the abnormality or dysfunction may affect the nature of the crime that a person is disposed to commit.
Those who have deficiencies in their prefrontal cortex appear more likely to commit crimes that demonstrate impulsivity and emotional arousal (smashing someone in the head with a bottle after being ridiculed, for example).
By contrast, those with demonstrated abnormal activity in their amygdalaâbut fairly unexceptional activity in their prefrontal cortexesâappear more likely to engage in calculated, directed, and emotionless aggression (gathering tools and stalking someone for weeks before brutally murdering her to steal her jewelry). Both dysfunctions might lead to murder, but they involve different neural structures and processes.
Some researchers have argued that this may explain the contrasting behaviors associated with “acquired psychopathy,” which tends to involve reactive aggression brought on by immediate dangers or frustrations, and “developmental psychopathy,” which tends to involve instrumental aggression directed at accomplishing selfish ends.
Those with acquired psychopathy have suffered an injury to their prefrontal cortex that makes it hard for them to regulate their emotional responses, while those with developmental psychopathy have dysfunctional amygdalae that prevent them from properly processing signals of distress.
Television shows and movies lead us to regard psychopaths either as pure evil (think Michael Myers in the
Halloween
slasher films) or as hyper-rational actors who simply choose to do horrible things (think Hannibal Lecter), but the science offers a very different explanation for their behavior: they have abnormal brains that leave them without critical tools that the rest of us take for granted. As we'll explore later, we are reluctant to embrace this biological account because it makes it harder for us to justify our harsh treatment of criminals. But it's what the best evidence suggests.
And the case against our simplistic “mug shot” view of
defendants is made even stronger when we consider what causes brain dysfunction in the first place: genetic and developmental factors that are mostly beyond the control of the person they affect.
Some scientists have claimed that roughly half of the variability in antisocial traits across the population comes down to the genes that people are born with.
All things being equal, if you have a Y chromosome, you are several times more likely to engage in violent criminal behavior.
And psychopaths and pedophiles are both disproportionately men. But it can be hard to separate out the impact of genes from social factors: after all, men and women are subjected to very different arrays of experiences and expectations.