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Authors: Lewis Hyde

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“Your emotions never seem in proportion to their objects, Aziz.”

“Is emotion a sack of potatoes, so much to the pound, to be measured out? Am I a machine? I shall be told I can use up my emotions by using them, next.”

“I should have thought you would. It sounds common sense. You can’t eat your cake and have it, even in the world of the spirit.”

“If you are right, there is no point in any friendship …, and we had better all leap over this parapet and kill ourselves.”

In the world of gift, as in the Scottish tale, you not only can have your cake and eat it too, you can’t have your cake
unless
you eat it. Gift exchange and erotic life are connected in this regard. The gift is an emanation of Eros, and therefore to speak of gifts that survive their use is to describe a natural fact: libido is not lost when it is given away. Eros never wastes his lovers. When we give ourselves in the spirit of that god, he does not leave off his attentions; it is only when we fall to calculation that he remains hidden and no body will satisfy. Satisfaction derives not merely from being filled but from being filled with a current that will not cease. With the gift, as in love, our satisfaction sets us at ease because we know that somehow its use at once assures its plenty.

Scarcity and abundance have as much to do with the form of exchange as with how much material wealth is at hand. Scarcity appears when wealth cannot flow. Elsewhere in
A Passage to India
, Dr. Aziz says, “If money goes, money comes. If money stays, death comes. Did you ever hear that useful Urdu proverb?” And Fielding replies, “My proverbs are: A penny saved is a penny earned; A stitch in time saves nine; Look before you leap; and the British Empire rests on them.” He’s right. An empire needs its clerks with their ledgers and
their clocks saving pennies in time. The problem is that wealth ceases to move freely when all things are counted and priced. It may accumulate in great heaps, but fewer and fewer people can afford to enjoy it. After the war in Bangladesh, thousands of tons of donated rice rotted in warehouses because the market was the only known mode of distribution, and the poor, naturally, couldn’t afford to buy. Marshall Sahlins begins a comment on modern scarcity with the paradoxical contention that hunters and gatherers “have affluent economies, their absolute poverty notwithstanding.” He writes:

Modern capitalist societies, however richly endowed, dedicate themselves to the proposition of scarcity. [Both Paul Samuelson and Milton Friedman begin their economies with “The Law of Scarcity”; it’s all over by the end of Chapter One.] Inadequacy of economic means is the first principle of the world’s wealthiest peoples. The apparent material status of the economy seems to be no clue to its accomplishments; something has to be said for the mode of economic organization.

The market-industrial system institutes scarcity, in a manner completely unparalleled and to a degree nowhere else approximated. Where production and distribution are arranged through the behavior of prices, and all livelihoods depend on getting and spending, insufficiency of material means becomes the explicit, calculable starting point of all economic activity.

Given material abundance, scarcity must be a function of boundaries. If there is plenty of air in the world but something blocks its passage to the lungs, the lungs do well to complain of scarcity. The assumptions of market exchange may
not necessarily lead to the emergence of boundaries, but they do in practice. When trade is “clean” and leaves people unconnected, when the merchant is free to sell when and where he will, when the market moves mostly for profit and the dominant myth is not “to possess is to give” but “the fittest survive,” then wealth will lose its motion and gather in isolated pools. Under the assumptions of exchange trade, property is plagued by entropy and wealth can become scarce even as it increases.

A commodity is truly “used up” when it is sold because nothing about the exchange assures its return. The visiting sea captain may pay handsomely for a Kula necklace, but because the sale removes it from the circle, it wastes it, no matter the price. Gifts that remain gifts can support an affluence of satisfaction, even without numerical abundance. The mythology of the rich in the overproducing nations that the poor are in on some secret about satisfaction—black “soul,” gypsy
duende
, the noble savage, the simple farmer, the virile game keeper—obscures the harshness of modern capitalist poverty, but it does have a basis, for people who live in voluntary poverty or who are not capital-intensive do have more ready access to erotic forms of exchange that are neither exhausting nor exhaustible and whose use assures their plenty.

If the commodity moves to turn a profit, where does the gift move? The gift moves toward the empty place. As it turns in its circle it turns toward him who has been empty-handed the longest, and if someone appears elsewhere whose need is greater it leaves its old channel and moves toward him. Our generosity may leave us empty, but our emptiness then pulls gently at the whole until the thing in motion returns to replenish us. Social nature abhors a vacuum. Counsels Meister Eckhart, the mystic: “Let us borrow empty vessels.” The gift
finds that man attractive who stands with an empty bowl he does not own.
*

The begging bowl of the Buddha, Thomas Merton has said, “represents the ultimate theological root of the belief, not just in a right to beg, but in openness to the gifts of all beings as an expression of the interdependence of all beings … The whole idea of compassion, which is central to Mahayana Buddhism, is based on an awareness of the interdependence of all living beings … Thus when the monk begs from the layman and receives a gift from the layman, it is not as a selfish person getting something from somebody else. He is simply opening himself to this interdependence …” The wandering mendicant takes it as his task to carry what is empty from door to door. There is no profit; he merely stays alive if the gift moves toward him. He makes its spirit visible to us. His well-being, then, is a sign of its well-being, as his starvation would be a sign of its withdrawal. Our English word “beggar” comes from the Beghards, a brotherhood of mendicant friars that grew up in the thirteenth century in Flanders. There are still some places in the East where wandering mendicants live from the begging bowl; in Europe they died out at the close of the Middle Ages.

As the bearer of the empty place, the religious mendicant has an active duty beyond his supplication. He is the vehicle of that fluidity which is abundance. The wealth of the group touches his bowl at all sides, as if it were the center of a wheel where the spokes meet. The gift gathers there, and the mendicant gives it away again when he meets someone who is empty. In European folk tales the beggar often turns out to be Wotan, the true “owner” of the land, who asks for charity though it is his own wealth he moves within, and who then responds to neediness by filling it with gifts. He is godfather to the poor.

Folk tales commonly open with a beggar motif. In a tale from Bengal, a king has two queens, both of whom are childless. A fakir, a wandering mendicant, comes to the palace gate to ask for alms. One of the queens walks down to give him a handful of rice. When he finds that she is childless, however, he says that he cannot accept the rice but has a gift for her instead, a potion that will remove her barrenness. If she drinks his nostrum with the juice of the pomegranate flower, he tells her, in due time she will bear a son whom she should then call the Pomegranate Boy. All this comes to pass and the tale proceeds.

Such stories declare that the gift does move from plenty to emptiness. It seeks the barren, the arid, the stuck, and the poor. The Lord says, “All that opens the womb is mine,” for it is He who filled the empty womb, having earlier stood as a beggar by the sacrificial fire or at the gates of the palace.

*
This story illustrates almost all the main characteristics of a gift, so I shall be referring back to it. As an aside, therefore, I want to take a stab at its meaning. It says, I think, that if a girl without a father is going to get along in the world, she’d better have a good connection to her mother. The birds are the mother’s spirit, what we’d now call the girls’ psychological mother. The girl who gives the gift back to the spirit-mother has, as a result, her mother-wits about her for the rest of the tale.

Nothing in the tale links the dead man with the girls’ father, but the mother seems to be a widow, or at any rate the absence of a father at the start of the story is a hint that the problem may have to do with men. It’s not clear, but when the first man she meets is not only dead but difficult, we are permitted to raise our eyebrows.

The man is dead, but not dead enough. When she hits him with the stick, we see that she is in fact attached to him. So here’s the issue: when a fatherless woman leaves home, she’ll have to deal with the fact that she’s stuck on a dead man. It’s a risky situation—the two elder daughters end up dead.

Not much happens in the wild run through the forest, except that both parties get bruised. The girl manages to stay awake the whole time, however. This is a power she probably got from the birds, for they are night birds. The connection to the mother cannot spare her the ordeal, but it allows her to survive. When it’s all over she’s unstuck, and we may assume that the problem won’t arise again.

Though the dilemma of the story is not related to gift, all the psychological work is accomplished through gift exchange.

*
Folk tales are the only proof I shall be able to offer for these assertions. The point is more spiritual than social: in the spiritual world, new life comes to those who give up.

CHAPTER TWO
The Bones of
the Dead

The gift in the folk tale from Bengal which closes the last chapter—the gift that the beggar gives to the queen—brings the queen her fertility and she bears a child. Fertility and growth are common fruits of gift exchange, at least in these stories. In all we have seen so far—the Gaelic tale, the Kula ring, the rites of the first fruit, feeding the forest
hau
, and so on—fertility is often a concern, and invariably either the bearers of the gift or the gift itself grows as a result of its circulation.

Living things that we classify as gifts really grow, of course, but even inert gifts, such as the Kula articles,
are felt
to increase—in worth or in liveliness—as they move from hand to hand. The distinction—alive/inert—is not always useful, in fact, because even when a gift is not alive it is treated as if it were, and whatever we treat as living begins to take on life. Moreover, gifts that have taken on life can bestow it in return. The final gift in the Gaelic tale revives the dead sisters. Even if such miracles are rare, it is still true that lifelessness leaves the soul when a gift comes toward us, for gift property serves an
upward force, the goodwill or
virtù
of nature, the soul, and the collective. (This is one of the senses in which I mean to say that a work of art is a gift. The gifted artist contains the vitality of his gift within the work, and thereby makes it available to others. Furthermore, works we come to treasure are those which transmit that vitality and revive the soul. Such works circulate among us as reservoirs of available life, what Whitman calls “the tasteless water of souls.”)

Later in this chapter I shall describe a purely cultural artifact which is felt to increase in worth as it circulates, but to begin an analysis of the increase of gifts I want to turn to a gift institution which, like the story of the beggar and the queen, has as its setting a situation in which natural fertility and growth are at issue.

The American Indian tribes that have become famous for the potlatch—the Kwakiutl, Tlingit, Haida, and others—once occupied the Pacific coast of North America from Cape Mendocino in California to Prince William Sound in Alaska. All of these tribes depended upon the ocean to provide their primary sustenance—herring, eulachon (candlefish), whales, and, above all, the salmon that annually enter the coastal rivers to swim inland and spawn. Like the Maori or the Jews of the Old Testament, the North Pacific tribes developed a relationship to the natural abundance of their environment based upon a cycle of gifts. It was the Indian belief that all animals lived as they themselves lived—in tribes—and that the salmon, in particular, dwelt in a huge lodge beneath the sea. According to this mythology, the salmon go about in human form while they are at home in their lodge, but once a year they change their bodies into fish bodies, dress themselves in robes of salmon skin, swim to the mouths of the rivers, and voluntarily sacrifice themselves that their land brothers may have food for the winter.

The first salmon to appear in the rivers was always given an elaborate welcome. A priest or his assistant would catch the
fish, parade it to an altar, and lay it out before the group (its head pointing inland to encourage the rest of the salmon to continue swimming upstream). The first fish was treated as if it were a high-ranking chief making a visit from a neighboring tribe. The priest sprinkled its body with eagle down or red ochre and made a formal speech of welcome, mentioning, as far as politeness permitted, how much the tribe hoped the run would continue and be bountiful. The celebrants then sang the songs that welcome an honored guest. After the ceremony the priest gave everyone present a piece of the fish to eat. Finally—and this is what makes it clearly a gift cycle— the bones of the first salmon were returned to the sea. The belief was that salmon bones placed back into the water would reassemble once they had washed out to sea; the fish would then revive, return to its home, and revert to its human form. The skeleton of the first salmon had to be returned to the water intact; later fish could be cut apart, but all their bones were still put back into the water. If they were not, the salmon would be offended and might not return the following year with their gift of winter food.

The main elements of this ceremony are the same as those of the other first-fruits rites we have seen—part of the gift is eaten and part is returned—and once again the myth declares that the objects of the ritual will remain plentiful
because
they are treated as gifts. It would be difficult, I suppose, to make the case that to abandon the gift ceremony, to treat the salmon as a commodity, would truly “offend” the fish and diminish their abundance. The point is perhaps best put in its positive form: the first salmon ceremony establishes a gift relationship with nature, a formal give-and-take that acknowledges our participation in, and dependence upon, natural increase. And where we have established such a relationship we tend to respond to nature as a part of ourselves, not as a stranger or alien available for exploitation. Gift exchange
brings with it, therefore, a built-in check upon the destruction of its objects; with it we will not destroy nature’s renewable wealth except where we also consciously destroy ourselves. Where we wish to preserve natural increase, therefore, gift exchange is the commerce of choice, for it is a commerce that harmonizes with, or participates in, the process of that increase. And this is the first explanation I offer for the association our tales have made between gift exchange and increased worth, fertility, liveliness: where true, organic increase is at issue, gift exchange preserves that increase; the gift grows because living things grow.
*

Now let us see how far we may go toward widening the point to include the growth of gifts that are not in fact alive. Let us turn to a gift at the level of culture—something clearly inorganic and inedible—and try to explain its increase without recourse to any natural analogy.

The same North Pacific tribes that welcomed the first salmon circulated among themselves large decorated copper plaques as ceremonial gifts. As the illustration shows, the
upper half of a copper plaque was typically engraved with a highly geometric portrait of an animal or spirit, while the lower portion was left unadorned except for two ridges in the shape of a T. Each copper bore a name, sometimes referring to the animal or spirit, sometimes to the great power of the gift (e.g., “Drawing All Property from the House”).

Coppers were always associated with the property given away at a potlatch. Marcel Mauss, as I indicated in the last chapter, translates “potlatch” in terms of nourishment and satiation; more commonly the word is taken to mean “gift,” “giving,” or, when used as a verb, “to give.” Potlatches were held to mark important events, such as a marriage or, most often, the assumption of rank by a member of a tribe. The oldest and most universal occasion for a potlatch was the death of a chief and the subsequent elevation of his successor to the vacant rank and title. Potlatches were almost always given by one tribe for another, the order and value of the gifts bestowed establishing the rank of each participant, guest and host alike. Status and generosity were always associated: no man could become a man of position without giving away property.

When American ethnographers first studied the potlatch at the end of the nineteenth century, over a hundred years of trading with the whites had changed it to its roots. We must therefore look upon the literature we have about the potlatch with a wary eye—what is truly aboriginal and what is an accommodation to the new economy? Before the Europeans appeared, for example, a chief was likely to give only one formal potlatch during his lifetime, the one at which he assumed his chieftainship. The tribe would labor a year or more to prepare the ceremony, if only to collect the treasure to be given away, not just coppers, but sea otter and marmot pelts, eulachon oil, tusk shells, skins of albino deer, and nobility blankets woven of mountain-goat wool and cords of yellow
cedar bark. When Franz Boas, the first ethnographer to study the potlatch, stayed with the Kwakiutl in the 1890s, however, the gifts were trade items, easy to manufacture and cheap to acquire, and potlatches were held all the time.

Kwakiutl copper

It is worth going into the story of this change a little, for the subtleties of gift exchange always become more apparent when set alongside a market in commodities. The North Pacific coast of America was first opened to white traders by Captain Cook around the time of the American Revolution. Trade in animal pelts increased steadily in the following century. The Hudson’s Bay Company established its first outposts in the area in the 183os. Unlike the later missionaries, the company wanted furs, not souls, and left the Indians alone. But their passive presence
had its effect, nonetheless, for with them came firearms, sails, and alcohol. The Indians began to winter near the company stores, crowding the land and depending more and more upon a market they did not control. The Hudson’s Bay blanket, machine-made and selling for about a dollar, replaced the traditional nobility robe as an item of commerce. Where formerly a few carefully woven robes would grace a potlatch or feast, now literally thousands of trade blankets might be stacked along a beach to be given in return for a copper.

Toward the end of the century, whites began to commercialize the salmon fishing. No nation at that time recognized the Indians as full citizens and they were therefore unable to file land claims. But any white man could have 160 acres for the asking, and the entrepreneur who wanted a cannery would simply stake off 80 acres on either side of a river mouth, build his shop, and set to work. When he had more salmon than he needed, he might let the Indians come in and fish, or he might not. It’s an old story: purchased foodstuffs became necessary to supplement the Indian diet, and to buy food they needed cash, and to acquire cash they had to work for wages in the factory. Indians were paid by the day to fish, bought food on credit at the store, became civilized debtors, and returned to work another season.

As if these changes weren’t enough, during the nineteenth century the Indian population was thinned out by war and disease, the system of land tenure was widely altered, and large tribal federations emerged in response to European hegemony, all of which led to endless complications in sorting out the hierarchy of each tribe, one of the original functions of the potlatch. Two of the better-known characteristics of potlatch in the popular literature—the usurious nature of loans and the rivalry or “fighting with property”—while based on traceable aboriginal motifs, are actually post-European elaborations. It really wasn’t possible for Boas to see
this when he did his early work; he had the misfortune, in a sense, to work in the area near Fort Rupert (one of the first Hudson’s Bay Company outposts) where the bitterness and antagonism of the “rivalry potlatch” had reached its peak. When Mauss read through Boas’s published field notes, he declared potlatch “the monster child of the gift system.” So it was. As first studied, the potlatch was the progeny of a European capitalism mated to an aboriginal gift economy, and with freakish results: sewing machines thrown into the sea, people embarrassed into sitting in houses set afire with fish oil, Indians dancing with pink silk parasols or stooped under layer after layer of cheap wool blankets, and as the sun set the Canadian Royal Mounted Police riding off with coppers and other ritual property to suppress the potlatch, which their government had declared illegally wasteful.

With these words of warning, let us turn to one of Franz Boas’s accounts of the ceremonial exchange of a copper, hoping to see in it the smudged image of earlier gift exchange. In Boas’s report, one tribe of the Kwakiutl has a copper whose name is Maxtsolem, “All Other Coppers Are Ashamed to Look at It.” The tribe invites a second tribe to a feast and offers them the gift. The second tribe accepts, putting themselves under the obligation to make a return gift. The exchange takes place the next day on a beach. The first tribe brings the copper, and the leader of the second tribe lays down a thousand trade blankets as a return gift.

This is only the beginning, however, and in a sense the true gift has not yet appeared. The chiefs who are giving the copper away seem to feel that the return gift is not adequate, for instead of accepting it they slowly retell the entire history of this copper’s previous passages, first one man recalling a time when two hundred more blankets had been given for it, then another man saying that an additional eight hundred would seem appropriate—and all the while the recipient of the
copper responds to them, saying, “Yes, it pleases my heart,” or else begging for mercy as he brings out more and more blankets. Five times the chiefs ask for more blankets and five times they are brought out until thirty-seven hundred are stacked in a row along the beach. At each stage the blankets are counted and both sides make elaborate speeches about their traditions and powers, their fathers, grandfathers, and ancestors from the beginning of the world.

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