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Authors: Richard Dawkins

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BOOK: The Blind Watchmaker
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I have talked glibly of complexity, and of apparent design, as though it were obvious what these words mean. In a sense it is obvious - most people have an intuitive idea of what complexity means. But these notions, complexity and design, are so pivotal to this book that I must try to capture a little more precisely, in words, our feeling that there is something special about complex, and apparently designed things.

So, what is a complex thing? How should we recognize it? In what sense is it true to say that a watch or an airliner or an earwig or a person is complex, but the moon is simple? The first point that might occur to us, as a necessary attribute of a complex thing, is that it has a heterogeneous structure. A pink milk pudding or blancmange is simple in the sense that, if we slice it in two, the two portions will have the same internal constitution: a blancmange is homogeneous. A car is heterogeneous: unlike a blancmange, almost any portion of the car is different from other portions. Two times half a car does not make a car. This will often amount to saying that a complex object, as opposed to a simple one, has many parts, these parts being of more than one kind.

Such heterogeneity, or ‘many-partedness’, may be a necessary condition, but it is not sufficient. Plenty of objects are many-parted and heterogeneous in internal structure, without being complex in the sense in which I want to use the term. Mont Blanc, for instance, consists of many different kinds of rock, all jumbled together in such a way that, if you sliced the mountain anywhere, the two portions would differ from each other in their internal constitution. Mont Blanc has a heterogeneity of structure not possessed by a blancmange, but it is still not complex in the sense in which a biologist uses the term.

Let us try another tack in our quest for a definition of complexity, and make use of the mathematical idea of probability. Suppose we try out the following definition: a complex thing is something whose constituent parts are arranged in a way that is unlikely to have arisen by chance alone. To borrow an analogy from an eminent astronomer, if you take the parts of an airliner and jumble them up at random, the likelihood that you would happen to assemble a working Boeing is vanishingly small. There are billions of possible ways of putting together the bits of an airliner, and only one, or very few, of them would actually be an airliner. There are even more ways of putting together the scrambled parts of a human.

This approach to a definition of complexity is promising, but something more is still needed. There are billions of ways of throwing together the bits of Mont Blanc, it might be said, and only one of them is Mont Blanc. So what is it that makes the airliner and the human complicated, if Mont Blanc is simple? Any old jumbled collection of parts is unique and,
with hindsight
, is as improbable as any other. The scrap-heap at an aircraft breaker’s yard is unique. No two scrap-heaps are the same. If you start throwing fragments of aeroplanes into heaps, the odds of your happening to hit upon exactly the same arrangement of junk twice are just about as low as the odds of your throwing together a working airliner. So, why don’t we say that a rubbish dump, or Mont Blanc, or the moon, is just as complex as an aeroplane or a dog, because in all these cases the arrangement of atoms is ‘improbable’?

The combination lock on my bicycle has 4,096 different positions. Every one of these is equally ‘improbable’ in the sense that, if you spin the wheels at random, every one of the 4,096 positions is equally unlikely to turn up. I can spin the wheels at random, look at whatever number is displayed and exclaim with hindsight: ‘How amazing. The odds against that number appearing are 4,096:1. A minor miracle!’ That is equivalent to regarding the particular arrangement of rocks in a mountain, or of bits of metal in a scrap-heap, as ‘complex’. But one of those 4,096 wheel positions really is interestingly unique: the combination 1207 is the only one that opens the lock. The uniqueness of 1207 has nothing to do with hindsight: it is specified in advance by the manufacturer. If you spun the wheels at random and happened to hit 1207 first time, you would be able to steal the bike, and it would seem a minor miracle. If you struck lucky on one of those multi-dialled combination locks on bank safes, it would seem a very major miracle, for the odds against it are many millions to one, and you would be able to steal a fortune.

Now, hitting upon the lucky number that opens the bank’s safe is the equivalent, in our analogy, of hurling scrap metal around at random and happening to assemble a Boeing 747. Of all the millions of unique and, with hindsight equally improbable, positions of the combination lock, only one opens the lock. Similarly, of all the millions of unique and, with hindsight equally improbable, arrangements of a heap of junk, only one (or very few) will fly. The uniqueness of the arrangement that flies, or that opens the safe, is nothing to do with hindsight. It is specified in advance. The lock-manufacturer fixed the combination, and he has told the bank manager. The ability to fly is a property of an airliner that we specify in advance. If we see a plane in the air we can be sure that it was not assembled by randomly throwing scrap metal together, because we know that the odds against a random conglomeration’s being able to fly are too great.

Now, if you consider all possible ways in which the rocks of Mont Blanc could have been thrown together, it is true that only one of them would make Mont Blanc as we know it. But Mont Blanc as we know it is defined with hindsight. Any one of a very large number of ways of throwing rocks together would be labelled a mountain, and might have been named Mont Blanc. There is nothing special about the particular Mont Blanc that we know, nothing specified in advance, nothing equivalent to the plane taking off, or equivalent to the safe door swinging open and the money tumbling out.

What is the equivalent of the safe door swinging open, or the plane flying, in the case of a living body? Well, sometimes it is almost literally the same. Swallows fly. As we have seen, it isn’t easy to throw together a flying machine. If you took all the cells of a swallow and put them together at random, the chance that the resulting object would fly is not, for everyday purposes, different from zero. Not all living things fly, but they do other things that are just as improbable, and just as specifiable in advance. Whales don’t fly, but they do swim, and swim about as efficiently as swallows fly. The chance that a random conglomeration of whale cells would swim, let alone swim as fast and efficiently as a whale actually does swim, is negligible.

At this point, some hawk-eyed philosopher (hawks have very acute eyes you couldn’t make a hawk’s eye by throwing lenses and lightsensitive cells together at random) will start mumbling something about a circular argument. Swallows fly but they don’t swim; and whales swim but they don’t fly. It is with hindsight that we decide whether to judge the success of our random conglomeration as a swimmer or as a flyer. Suppose we agree to judge its success as an Xer, and leave open exactly what X is until we have tried throwing cells together. The random lump of cells might turn out to be an efficient burrower like a mole or an efficient climber like a monkey. It might be very good at wind-surfing, or at clutching oily rags, or at walking in ever decreasing circles until it vanished. The list could go on and on. Or could it?

If the list really
could
go on and on, my hypothetical philosopher might have a point. If, no matter how randomly you threw matter around, the resulting conglomeration could often be said, with hindsight, to be good for
something
, then it would be true to say that I cheated over the swallow and the whale. But biologists can be much more specific than that about what would constitute being ‘good for something’. The minimum requirement for us to recognize an object as an animal or plant is that it should succeed in making a living
of some sort
(more precisely that it, or at least some members of its kind, should live long enough to reproduce). It is true that there are quite a number of ways of making a living - flying, swimming, swinging through the trees, and so on. But,
however many ways there may be of being alive, it is certain that there are vastly more ways of being dead
, or rather not alive. You may throw cells together at random, over and over again for a billion years, and not once will you get a conglomeration that flies or swims or burrows or runs, or does
anything
, even badly, that could remotely be construed as working to keep itself alive.

This has been quite a long, drawn-out argument, and it is time to remind ourselves of how we got into it in the first place. We were looking for a precise way to express what we mean when we refer to something as complicated. We were trying to put a finger on what it is that humans and moles and earthworms and airliners and watches have in common with each other, but not with blancmange, or Mont Blanc, or the moon. The answer we have arrived at is that complicated things have some quality, specifiable in advance, that is highly unlikely to have been acquired by random chance alone. In the case of living things, the quality that is specified in advance is, in some sense, ‘proficiency’; either proficiency in a particular ability such as flying, as an aero-engineer might admire it; or proficiency in something more general, such as the ability to stave off death, or the ability to propagate genes in reproduction.

Staving off death is a thing that you have to work at. Left to itself - and that is what it is when it dies - the body tends to revert to a state of equilibrium with its environment. If you measure some quantity such as the temperature, the acidity, the water content or the electrical potential in a living body, you will typically find that it is markedly different from the corresponding measure in the surroundings. Our bodies, for instance, are usually hotter than our surroundings, and in cold climates they have to work hard to maintain the differential. When we die the work stops, the temperature differential starts to disappear, and we end up the same temperature as our surroundings. Not all animals work so hard to avoid coming into equilibrium with their surrounding temperature, but all animals do
some
comparable work. For instance, in a dry country, animals and plants work to maintain the fluid content of their cells, work against a natural tendency for water to flow from them into the dry outside world. If they fail they die. More generally, if living things didn’t work actively to prevent it, they would eventually merge into their surroundings, and cease to exist as autonomous beings. That is what happens when they die.

With the exception of artificial machines, which we have already agreed to count as honorary living things, nonliving things don’t work in this sense. They accept the forces that tend to bring them into equilibrium with their surroundings. Mont Blanc, to be sure, has existed for a long time, and probably will exist for a while yet, but it does not work to stay in existence. When rock comes to rest under the influence of gravity it just stays there. No work has to be done to keep it there. Mont Blanc exists, and it will go on existing until it wears away or an earthquake knocks it over. It doesn’t take steps to repair wear and tear, or to right itself when it is knocked over, the way a living body does. It just obeys the ordinary laws of physics.

Is this to deny that living things obey the laws of physics? Certainly not. There is no reason to think that the laws of physics are violated in living matter. There is nothing supernatural, no ‘life force’ to rival the fundamental forces of physics. It is just that if you try to use the laws of physics, in a naive way, to understand the behaviour of a
whole
living body, you will find that you don’t get very far. The body is a complex thing with many constituent parts, and to understand its behaviour you must apply the laws of physics to its parts, not to the whole. The behaviour of the body as a whole will then emerge as a consequence of interactions of the parts.

Take the laws of motion, for instance. If you throw a dead bird into the air it will describe a graceful parabola, exactly as physics books say it should, then come to rest on the ground and stay there. It behaves as a solid body of a particular mass and wind resistance ought to behave.

But if you throw a live bird in the air it will not describe a parabola and come to rest on the ground. It will fly away, and may not touch land this side of the county boundary. The reason is that it has muscles which work to resist gravity and other physical forces bearing upon the whole body. The laws of physics are being obeyed within every cell of the muscles. The result is that the muscles move the wings in such a way that the bird stays aloft. The bird is not violating the law of gravity. It is constantly being pulled downwards by gravity, but its wings are performing active work - obeying laws of physics within its muscles - to keep it aloft in spite of the force of gravity. We shall think that it defies a physical law if we are naive enough to treat it simply as a structureless lump of matter with a certain mass and wind resistance. It is only when we remember that it has many internal parts, all obeying laws of physics at their own level, that we understand the behaviour of the whole body. This is not, of course, a peculiarity of living things. It applies to all man-made machines, and potentially applies to any complex, many-parted object.

This brings me to the final topic that I want to discuss in this rather philosophical chapter, the problem of what we mean by explanation. We have seen what we are going to mean by a complex thing. But what kind of explanation will satisfy us if we wonder how a complicated machine, or living body, works? The answer is the one that we arrived at in the previous paragraph. If we wish to understand how a machine or living body works, we look to its component parts and ask how they interact with each other. If there is a complex thing that we do not yet understand, we can come to understand it in terms of simpler parts that we do already understand.

If I ask an engineer how a steam engine works, I have a pretty fair idea of the general kind of answer that would satisfy me. Like Julian Huxley I should definitely not be impressed if the engineer said it was propelled by
force locomotif
. And if he started boring on about the whole being greater than the sum of its parts, I would interrupt him:

BOOK: The Blind Watchmaker
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