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Authors: John Julius Norwich

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Basil's own feelings of humiliation can easily be imagined. Never one to lack confidence in his own abilities, he had schooled himself to be the most efficient ruler Byzantium had ever known. His years under the shadow of his great-uncle had been intolerable to him because he was convinced that he could govern his Empire better than anyone else: only he, once his hands were untied, could restore it to the strength and prosperity it had known under his great-great-grandfather Basil I, under Heraclius, even under the great Justinian himself. He had had to wait until his twenty-ninth year - by which time he had been titular Emperor for over a quarter of a century - for the opportunity to undertake an important foreign campaign on his own initiative; and it had been a catastrophe. He was bitterly ashamed; but he was also angry. Somehow, too, he had retained his fundamental belief in himself. When he arrived back in Constantinople, he vowed a solemn oath that he would have his revenge on the entire Bulgar nation, until it would rue the day that it had ever raised a finger against him.

He was, as we shall see, as good as his word.

1
Among the survivors was Leo the Deacon, who owed his survival, he tells us, only to the agility of his horse.

Basil's time would indeed come; but it would not come yet. News of Trajan's Gate persuaded Bardas Sclerus, now effectively a prisoner in Baghdad, that the Empire was at last his for the taking; and he had no difficulty in persuading the Caliph al-Tai to release him, in return for a promise to restore certain frontier fortresses as soon as he gained the throne. The Caliph supplied him with men, money and provisions, and it was thus with quite a sizeable and well-equipped force that Sclerus returned to Asia Minor and, at Melitene in the first weeks of
987,
for the second time proclaimed himself
basile
us.

Initially at any rate, he must have been gratified to find the Anatolian barons already on the point of revolt. The imperial army, they firmly believed, was their own special preserve; and they were outraged that the Emperor should have appropriated it to invade Bulgaria without so much as informing them of his intentions. Without one of their own number in command, the defeat had, they agreed, been inevitable. Basil had brought it on himself, and had only himself to blame. Here, in short, was conclusive proof, if any were needed, that they should never have allowed the crown out of their own hands. The sooner it returned to them, the better.

But whose, precisely, should it be? Here Sclerus must have been rather less pleased, for he soon discovered that many of his fellow-nobles favoured Bardas Phocas rather than himself: so many in fact that Phocas, instead of leading a loyalist army against him as he had eight years before, once again turned his coat and on 15 August formally claimed the Empire on his own account. Of the two claimants, Phocas was now substantially the stronger, enjoying as he did the support of the majority of the senior officers as well as that of the landed aristocracy; but he did not dare march on the capital leaving Sclerus in his rear. Clearly some sort of compact was necessary between the two, and he therefore proposed what amounted to a partition of the Empire, whereby he would be satisfied with the European part — including, of course, Constantinople - leaving Sclerus all Anatolia from the Marmara to the eastern frontier. Sclerus, against the advice of all his associates, accepted, dropped his guard - and walked straight into the trap. Soon afterwards he was arrested, and spent the next two years immured in the fortress of Tyropoion - the same, ironically enough, from which he had starved out Bardas Phocas after the latter's first rebellion sixteen years before — while his rival made a final bid for power.

At that time Phocas can have been in little doubt of his eventual success. On his long march through Asia Minor he encountered no opposition of any kind, while more and more recruits flocked enthusiastically to his banner. Against him stood a young and inexperienced Emperor, whose only military exploit had ended in disaster and whose army - what was left of it - was broken and utterly demoralized. How, in such circumstances, could he possibly fail? When he reached the Marmara he divided his army, sending half of it west to Abydos on the Hellespont while the other half dug itself in at Chrysopolis opposite Constantinople, and began to prepare a two-pronged attack on the capital.

Basil's situation was indeed desperate; but he kept his head. If he could not hope to defend his Empire unaided, he must seek foreign help; and help on the necessary scale could come from one quarter only: Vladimir, Prince of Kiev. Even before Bardas Phocas had arrived on the Bosphorus shore the imperial ambassadors were on their way, though it was months later before they returned with the Prince's answer. Vladimir, they reported, considered himself bound by his father Svyatoslav's agreement with John Tzimisces to send the force required: a
druz
hina
of
6
,000 fully-equipped Varangians
1
would be dispatched as soon as possible. In return, he asked one thing only: the hand in marriage of the Emperor's sister, the
porph
yrogenita
Anna.

The effect of this demand on the Byzantine court can hardly be imagined. In the whole history of the Empire, no princess born in the purple had ever been given in marriage to a foreigner; and Vladimir was not only a foreigner but - despite the conversion of his grandmother Olga — a heathen, a man who was known to have killed his own brother and who already boasted at least four wives and 800 concubines: a fact which however in no way discouraged him from cutting an almost legendary swath through the matrons and maidens of any town or village in which he happened to be. He possessed, in the minds of the Byzantines, only one 'redeeming feature: he had given it out that he was seeking, for himself and his people, a respectable religion. If we are to believe that curious document known as Nestor's chronicle, he had already ordered a survey of all the principal faiths of the known world and had personally made searching inquiries of Muslims, Jews and

1 The name (which comes from an Old Norse word meaning 'plighted faith') was given to those Russianized Vikings whose forefathers had sailed across the Baltic and up the rivers of northern Russia, easily dominating the Slav tribes of the interior.

Roman Catholics - by none of whom, however, had he been particularly impressed. Finally, in that very year of
987,
he had sent emissaries to Constantinople where, in their honour, a special service had been held in St Sophia. So captivated had they been by its beauty that, as they subsequently reported to their master, they had not known whether they were on earth or in heaven: 'all we can tell is that in that place is God's dwelling among men.' It seemed likely therefore that Vladimir might soon be forswearing his pagan gods and, with any luck, some of his more reprehensible habits; and Basil accordingly gave his consent to the match, on the sole condition that the Prince of Kiev were to embrace the Orthodox faith. Then he settled down to wait.

He waited for the best part of a year: a year he survived thanks to the imperial navy which, by its constant patrolling of the Hellespont, the Marmara and the Bosphorus, successfully prevented Bardas Phocas and his army from crossing over into Europe. Only around the time of the winter solstice
1
did the Black Sea lookouts espy the first of a great fleet of Viking ships on the northern horizon; but a week or so later the whole of that fleet was safely anchored in the Golden Horn and
6
,000 burly giants drawn up for the inspection of the Emperor. He made his plans quickly. One night in late February
989
the Norsemen, with Basil himself at their head, crossed the straits under cover of darkness and took up their positions a few hundred yards from the main rebel camp, spread out along the coast at Chrysopolis. Then, at first light, they attacked, while a squadron of imperial flame-throwers sprayed the shore with Greek fire. Phocas's men, roused from sleep to find this terrible horde bearing down upon them, could do little to defend themselves; but their assailants swung their swords and battle-axes without mercy until they stood ankle-deep in blood. Few of the victims escaped with their lives; three subordinate commanders, delivered into the hands of the Emperor, were respectively hanged, impaled and crucified.

Bardas Phocas seems - fortunately for him - to have remained with his reserves, if not actually at Nicaea, at any rate some litde distance

1
The chronology at this point presents something of a problem, since our principal sources - to say nothing of modem historians - are in considerable disagreement. If however we accept Yahya's precise date of
1
3
April
989
as the date of the batde of Abydos, it is hard to see how the massacre at Chrysopolis could have preceded it by more than a few weeks, or that the latter could have occurred long after the Norsemen's arrival.

away from Chrysopolis. As soon as he heard of the massacre, he hastened to join the rest of his army outside Abydos; if he could but capture this port at the mouth of the Hellespont he would, he knew, find vessels enough in its harbour to transport his men across to the Gallipoli peninsula, whence they could launch their assault on Constantinople. On his arrival he immediately laid siege to the city; but the town put up a determined resistance, and with the imperial navy in firm control of the straits a proper blockade proved impossible. Meanwhile the Emperor, who had returned to the capital, set about preparing a relief expedition. By mid-March
989
it was ready, and he at once sent off an advance contingent under the command - rather surprisingly - of his brother and co-Emperor Constantine: the only time in his long life, so far as we know, that this unsatisfactory prince led an army in the field. Basil himself embarked a few days later, landed near Lampsacus a few miles to the north-east and immediately set off for the besieged city, his gigantic Varangians following behind.

The next morning saw the two opposing armies drawn up facing each other on the open plain to the landward side of Abydos, where they remained for several days manoeuvring for position. Only at dawn on Saturday
1
3
April did the Emperor give the order to attack. At first it seemed as if this initial onslaught might prove decisive. The rebel troops scattered: many were cut down, others simply turned and ran. Only with the greatest difficulty did Phocas manage to restore order and regroup the survivors. Then, we are told, as he gazed across the plain, he caught sight of Basil himself, riding up and down the lines of Norsemen, congratulating them and encouraging them to still greater feats of valour, with young Constantine, carrying a long lance, at his side; and his expression changed as he remembered how, during his last encounter with Bardas Sclerus, he had turned defeat into victory by proposing that the issue be decided by single combat. Ignoring all attempts to dissuade him he suddenly called for his horse, spurred it to a gallop and, as both armies watched, silent and incredulous, thundered towards the imperial lines, his sword pointing directly at the Emperor. Basil stood his ground, his own drawn sword clasped in his right hand, while in his left he clutched an icon of the Virgin, well known for its miraculous powers.
1

1
Was
this the icon that was to be stolen by the Venetians during the Fourth Crusade and, now known as the
Nicopotia
or Bringer of Victory, still hangs in the north aisle of the Basilica of St Mark? It may well have been: see Canon Ag. Molin,

Nearer and nearer came his assailant - 'like a cloud driven by a hurricane' as Psellus describes him; then, suddenly, he seemed to falter. Swaying as if overcome by a fit of dizziness, he reined in his horse, slipped slowly from the saddle and lay motionless on the ground. When Basil, Constantine and their followers rode up a moment or two later they found that he was already dead. At first they assumed that he had been hit by an arrow, but his body bore no trace of a wound. He had in fact suffered a sudden stroke, presumably brought on by excitement and exertion, which had killed him instantly. His troops, seeing what had occurred, panicked and fled; but they were no match for the Norsemen, who pursued them and cheerfully hacked them to pieces.

Bardas Sclerus was left the only pretender to the throne of Byzantium. During his two years' captivity at Tyropoion, his gaoler had been none other than Phocas's wife; with her husband's death, however, seeing him no longer as her prisoner but as her one hope of revenge, she immediately set him free to raise a new army. Almost from the first, however, Sclerus realized that it was too late: he was getting old, and his sight was rapidly failing. In the comparative darkness of his prison he had scarcely noticed the cataracts that were by now clouding both his eyes; back once again under the brilliant Anatolian sky, he knew that there was no hope -blindness would soon be upon him. Basil - his usual vindictiveness for once put aside - had already offered him almost unbelievably generous terms: he asked only that Sclerus should formally renounce all imperial attributes and the title of
basileus
,
in return he would be accorded that of
curopalates.
His officers, once they had taken a new oath of loyalty, would retain all their ranks and titles and suffer no further penalties, while the rank and file would be allowed to return peaceably to their homes.

And so Bardas Sclerus made his submission; and on one of the imperial estates in Bithynia, for the first time in thirteen years, the young Emperor and the old general met face to face. When Basil saw his former enemy, now almost blind, being led into the audience chamber by two of the court ushers, he could barely suppress a gasp. 'Can this old dotard,' he asked those around him, 'truly be he whom I have feared for so long? See, he can scarcely walk by himself]' Then his eye fell on Sclerus's feet, which unaccountably still wore the imperial purple buskins; and he turned away his head. Only wh
en the old man had removed the
offending boots was he allowed to approach his sovereign and prostrate himself at the foot of the throne. Basil continued to treat him with surprising courtesy and consideration, listening carefully to his explanation of his past conduct which - if Psellus is to be believed - he simply ascribed to the will of God; at the dinner that followed, as a further gesture of reconciliation - though also, perhaps, to allay any suspicions of poison - he seized the wine-cup and took a copious draught before handing it
to his guest. Then the two settl
ed down to talk.

The Emperor opened the conversation by seeking the old general's advice. How, he asked him, could he best guard against any further rebellions by the powerful Anatolian barons, similar to those which Bardas Phocas and he himself had so recendy led? Sclerus's reply is quoted at the head of this chapter. He did not propose that the barons should be suppressed: not even Basil at his most ruthless could have succeeded in doing that. But he did recommend that they should be kept on the tightest of reins, that they should be taxed to the hilt, harassed, plagued, financially persecuted, even deliberately and unfairly victimized, in such a way that they would be far too preoccupied in keeping their own heads above water to pursue any schemes of personal ambition. To Basil, these words alone would have occasioned little astonishment, expressing as they did his own opinions to the letter. What was interesting was the source from which they came. Now at last, as his life was drawing to a close and after the collapse of all his own ambitions, Bardas Scleras was putting the interests of the Empire above those of himself and his class. His words may have been cynical, but they were also wise. Not only would Basil remember them for the rest of his life; he would act upon them, making them the keystone of his domestic policy. And he would never regret having done so.

In view of all the momentous events of the past two years, it is perhaps understandable that Basil should have given little time to the question of his sister's promised marriage to the Prince of Kiev. But Vladimir soon made clear that he was not to be trifled with. By responding to the Emperor's appeal he had saved Byzantium, and he was impatient for his reward. It was thus by way of reminding Basil of his responsibilities that in the summer of
989
he suddenly seized the imperial colony of Cherson in the Crimea, the last Byzantine outpost on the northern Black Sea coast, simultaneously sending him an ominous message to the effect that
if his forgetfulness continued, Constantinople itself would suffer a similar fate.
1

For Basil, the fall of Cherson was quite enough to be getting on with. Not only was the colony financially and strategically valuable in its own right; its capture also suggested the withdrawal of Russian support at a time when Bardas Scleras was sdll at large and, worse still, the real possibility of a
rapprochement
between Vladimir and Tsar Samuel of Bulgaria. The
6
,000 Varangians were still in Constantinople: they
ti
needed only a word from their sovereign for their present friendship to change to open hostility, in which event the damage that they might do would be incalculable. There was, in short, nothing for it: the agreement must be honoured. When the twenty-five-year-old princess was told by her brothers of her fate, she wept long and bitterly, accusing them of selling her into slavery - which, in the light of what was known about Vladimir, was not far from the truth. Finally, however, she was persuaded to acce
pt the inevitable, and reluctantl
y embarked on the ship that was to take her to Cherson, where her betrothed awaited her. There the two were duly married, the colony being immediately returned to Basil as the
veno
- the traditional gift from the bridegroom; there too, immediately before the ceremony, the Prince of Kiev was baptized by the local bishop in what was perhaps the most fateful religious ceremony in Russian history.
2

For it was the conversion of Vladimir, far more than that of his grandmother thirty-two years before, that marked the entry of Russia itself into the Christian fold. After their marriage, he and his bride were escorted to Kiev by the local clergy of Cherson, who immediately set about proselytizing and converting whole towns and villages
en
masse.
The new Russian Church was thus from the outset subordinated to the the Patriarchate of Constantinople, forming part of the Eastern Church and tied culturally to Byzantium. There is consequently some reason to. hope that poor Anna may have found her new life a degree or two less intolerable than she had feared it might be. Kiev, admittedly, was no Constantinople; but her husband became, after his baptism, a changed man. Away went the four previous wives and the 800 concubines;

  1. Prince Svyatoslav's undertaking never to attack or invade this city (p.
    223)
    had presumably lapsed on his death.
  2. It is in fact possible that this was Vladimir's second baptism - the first having already taken place two years previously, after the return of his representatives from Constantinople and the conclusion of his agreement with the Emperor.

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