Read Taking Down the Lion: The Rise and Fall of Tyco's Dennis Kozlowski Online

Authors: Catherine S. Neal

Tags: #Biography & Autobiography, #Dennis Kozlowski, #Nonfiction, #Retail, #True Crime, #Tyco

Taking Down the Lion: The Rise and Fall of Tyco's Dennis Kozlowski (41 page)

BOOK: Taking Down the Lion: The Rise and Fall of Tyco's Dennis Kozlowski
10.96Mb size Format: txt, pdf, ePub
ads

Kozlowski, Dennis. Interviews with the author, Marcy, NewYork: May 21, 2011–October 16, 2011.

Kozlowski, Dennis. Interviews with the author, New York City, New York: June 21–23, 2012.

Kozlowski, Dennis. Letters to the author: February 4, February 7, February 19, March 10, March 17, May 24, and July 14, 2011.

Kozlowski, Dennis. “10 Commandments.” Speech given at the Premier CEO Forum, September 17, 1999.

Kozlowski, Dennis. Telephone interviews with the author: May 8, May 9, May 10, May 11, May 17, May 18, May 25, May 30, June 7, and June 9, 2012.

Kozlowski, Joyce (younger sister). Email to the author, April 30, 2013.

Kozlowski, L. Dennis. Letter to Shareholders, 2001 Annual Report Tyco International Ltd.
,
December 3, 2001.

Kozlowski, L. Dennis. “Compensation,” Memorandum to Mark Swartz and Patty Prue, September 11, 2000.

Kozlowski, L. Dennis, Mark H. Swartz, Mark D. Foley, and Jeffrey D. Mattfolk. Letter to Pricewater
houseCoopers, December 19, 2000.

Kozlowski, Sandra. Interview with the author, New York City, New York: October 5, 2012.

Kozlowski v. Hulihan.
U.S. District Court, Southern District of New York, 09CV7583, 2011.

Kuczynski, Alex. “Lifestyles Of the Rich And Red-Faced,”
New York Times,
September 22, 2002.

Lassiter, Christo. Interview with the author, Cincinnati, Ohio: May 13, 2013.

Lassiter, Christo. “The O.J. Simpson Verdict: A Lesson in Black and White,”
Michigan Journal of Race & Law
Vol. 1, 69-117. (Winter 1996).

Late Night with Jimmy Fallon,
Newsmax,
“The Best of Late Night Jokes,” May 9, 2013, http://www.news
max.com/jokes (accessed May 11, 2013).

L. Dennis Kozlowski v. William Hulihan,
12-0764, and
Mark H. Swartz v. Superintendent Paul Annetts,
12-07776. U.S. Court of Appeals for the Second Circuit, February 4, 2013.

Leder, Michelle. “Openers: Suits; The Fine Print,”
New York Times,
January 29, 2006.

Lennon, John and Paul McCartney. “Strawberry Fields Forever,”
The Beatles,
Capitol Records, 1967.

Liberto, Jennifer. “CEO Pay: Shareholders Get a (Little) Say,” CNNMoney, April 21, 2011, http://money
.cnn.com/2011/04/21/news/companies/ceo_pay_packages/index.htm (accessed May 5, 2013).

Locke, Edwin A. “Jack Welch Earned His Perks,”
Christian Science Monitor,
September 23, 2002.

Longstreth, Andrew. “Whose Side Is He On,”
The American Lawyer
(February 2005).

Lublin, Joann S. “Tyco Holders Plan Proxy Fight To Oust Its Current Directors,”
Wall Street Journal,
August 21, 2002.

Macomber, Carlton. “71 Face-off with Soviets led U.S. to 200-Mile Limit,”
South Coast Today,
Massachussets.
November 4, 1998, http://www.southcoasttoday.com/apps/pbcs.dll/article?AID=/19981104
/NEWS/311049917 (accessed May 17, 2013).

Maremont, Mark. “Tyco Reveals $8 Billion in Deals Made Recently, but Not Disclosed,”
Wall Street Journal,
February 4, 2002.

Maremont, Mark, and Laurie P. Cohen. “Executive Privilege: How Tyco’s CEO Enriched Himself,”
Wall Street Journal,
August 7, 2002.

Maremont, Mark, and Laurie P. Cohen. “Tyco Spent Millions for Benefit of Kozlowski, Its Former CEO,”
Wall Street Journal,
August 7, 2002.

McCabe, Matthew. “Top Ten Evil Businessmen,” Listverse, July 23, 2012, http://www.listverse.com/20
12/07/23/top-10-evil-businessmen/
(accessed July 24, 2013).

McCoy, Kevin. “Feared D.A. Relishes Taking Down Hotshots,”
USA Today,
June 23, 2002, http://www
.usatoday.com/money/covers/2002-06-24-morgenthau.htm (accessed November 14, 2012).

McGee, J. Bradford. Telephone interviews with the author: May 30 and July 12, 2013.

MIT Alumni Association. “Deceased Classmates,” MIT Class of 1956, http://1956.alumclass.mit.edu/
s/1314/clubs-classes-interior.aspx?sid=1314&gid=48&pgid=2480 (accessed May 19, 2013).

Mizrach, Bruce. “The Enron Bankruptcy: When Did the Options Market in Enron Lose It’s [
sic
] Smirk?”
Review of Quantitative Financial Accounting,
Vol. 27 365-382 (2006).

Molloy, J. “Rapper Ja Rule, Serving Two Years for Gun Possession, Finds New Posse behind Bars,”
New York Daily News,
February 2, 2012.

Monks, Robert A. G.
Corpocracy: How CEOs and the Business Roundtable Hijacked the World’s Greatest Wealth Machine—And How to Get It Back.
Hoboken, NJ: John Wiley & Sons, 2008.

Monks, Robert A. G.
Citizens Disunited: Passive Investors, Drone CEOs, and the Corporate Capture of the American Dream.
McLean, VA: Miniver Press, 2013.

Monks, Robert A. G., and Nell Minow.
Corporate Governance,
5th ed. Hoboken, NJ: John Wiley & Sons, 2011.

Monks, Robert A. G. Telephone interviews with the author: May 7, August 5, 2013.

Morgenthau, Robert. Interview with the author, New York City, New York: May 22, 2013.

Murray, Matt, Rachel Emma Silverman, and Carol Himowitz. “GE’s Jack Welch Meets Match in Divorce Court,”
Wall Street Journal,
November 27, 2002.

Nashua Corporation. http://www.nashua.com/ (accessed May 16, 2013).

National Center for Education Statistics, Institute of Education Sciences, U.S. Department of Education,
“Tuition: Private not-for-profit and for-profit institutions,” http://nces.ed.gov/programs
/digest/d11/tables/dt11_349.asp (accessed May 8, 2013).

National Commission on Terrorist Attacks Upon the United States. “The 9/11 Commission Report,” July 22, 2004.

New York City Department of Finance, Automated City Register Information System (ACRIS). “Manhattan, Block 01391, Lot 0001,” Document number 2004120802167001, Units 10 and 11, 950 Fifth Avenue, December 14, 2004, http://a836-acris.nyc.gov/DS/DocumentSearch/Docu
mentDetail?SearchType=DocID (accessed October 11, 2013).

New York Penal Law. Sections 70.00 and 155.42.

New York State Department of Corrections and Community Supervision. “Facility Listing,” http://www
.doccs.ny.gov/faclist.html#D (accessed July 22, 2013).

New York State Department
of Corrections and Community Supervision. “Temporary Release: Programs,” www.doccs.ny.gov/ProgramServices/temprelease.html
(accessed April 20, 2013).

New York State Department of Taxation and Finance. Tax Bulletin ST-913 (TB-ST-913)—Use Tax for Individuals (including Estates and Trusts),” June 17, 2010, http://www.tax.ny.gov/pubs_and_bulls
/tg_bulletins/st/use_tax_for_individuals.htm (accessed July 12, 2013).

New York State Tax Law. Section 1817(c)(2)(a).

New York Stock Exchange. https://nyse.nyx.com/ (accessed May 15, 2013).

Norris, Floyd. “Tyco Shares Plunge After Company Discloses S.E.C. Inquiry,”
New York Times,
December 10, 1999.

O’Brien, Timothy L. “The Tyco Mistrial: The Prosecutor; White-Collar Crime Crusader Gets Chance to Refine a Case,”
New York Times,
April 3, 2004, http://www.nytimes.com/2004/04/03/busi
ness/tyco-mistrial-prosecutor-white-collar-crime-crusader-gets-chance-refine-case.html
?pagewanted=all&src=pm (accessed October 11, 2013).

Obus, Michael J. New York State Supreme Court Justice. Letter to Alan Lewis, Esq. re:
People v. Kozlowski,
March 16, 2002.

Palmer, Robert. “Lennon Known Both as an Author and Composer; Never Lost Sight of Dream Influenced by U.S. Rockers Songs of Conflict and Confusion Married Miss Ono in 1969,”
New York Times,
December 9, 1980.

Pastore, Robert. Telephone interview with the author: July 3, 2012,

Pastore, Robert. Letter to Commissioner Brian Fischer, New York State Department of Corrections and Community Supervision, October 29, 2011.

PBS NewsHour
transcript. “Executive Perks,” September 16, 2002. http://www.pbs.org/newshour/bb
/business/july-dec02/perks_09-16.html (accessed April 25, 2013).

People v. Kozlowski I.
New York State Supreme Court, New York County, Indictment #5259-02, transcript, September 29, 2003–April 2, 2004.

People v. Kozlowski II.
New York State Supreme Court, New York County, Indictment #5259-02, transcript, January 18, 2005–September 19, 2005.

People v. Kozlowski.
47 A.D.3d 111 (1st Dep’t 2007).

People v. Kozlowski.
11 N.Y.3d 223 (2008).

People v.
Rosario.
9 N.Y.2d 286 (1961).

Powell, Lewis, Jr. Address to the ABA Legal Services Program, ABA Annual Meeting, August 10, 1976.

Prial, Dunstan. “Former Tyco CEO Kozlowski Granted New Parole Hearing,” Fox Business News, February 7, 2013, https://secure.fox.com/proxy/www.foxbusiness.com/business-leaders/2013/02/07
/former-tyco-ceo-kozlowski-granted-new-parole-hearing/#ixzz2bCyKLBBm (accessed August 6, 2013).

PRNewswire. “Dennis Kozlowski Resigns from Raytheon’s Board,” June 3, 2002, http://www.prnews
wire.com/news-releases/dennis-kozlowski-resigns-from-raytheons-board-77724612.html (accessed July 13, 2013).

Raynor, Vivien. “ART: When Corporations Become Collectors,”
New York Times,
March 1, 1992.

Retention Agreement between Tyco International Ltd. and L. Dennis Kozlowski. January 21, 2001.

Reuters, “Tyco in $1.4-Billion Deal for Kendall International,”
Los Angeles Times,
July 15, 1994, http://ar
ticles.latimes.com/1994-07-15/business/fi-16026_1_tyco-international-ltd (accessed June 1, 2013).

Robert M. Morgenthau v. L. Dennis Kozlowski and Mark H. Swartz.
New York State Supreme Court, New York County,
#
402698-02, September 10, 2002.

Romero, Simon and Riva D. Atlas. “WorldCom’s Collapse: The Overview; WorldCom Files for Bankruptcy: Largest U.S. Case,”
New York Times,
July 22, 2002.

Ropelk, David. “Inside the Mind of Worry,”
New York Times,
September 28, 2012.

Rosenthal, Isaac. Interview with the author, New York City, New York, May 23, 2013.

Sarbanes-Oxley Act. Public Law 107-204, July 30, 2002.

Schwartz, Nelson D. “The Infinity Pool of Executive Pay,”
New York Times,
April 6, 2013.

Separation of Employment Agreement between Patricia A. Prue and Tyco International (US). March 18, 2003.

Sharf, Samantha. “The World’s Best Corporate Art Collections,”
Forbes,
August 2, 2012, http://www
.forbes.com/pictures/ffgh45feh/ubs-art-collection-4/#gallerycontent (accessed July 22, 2013).

Sheff, David. “The Playboy Interviews,”
Playboy magazine
(January 1981), http://www.john-lennon
.com/playboyinterviewwithjohnlennonandyokoono.htm (accessed May 10, 2013).

Sherman, Gabrielle. “Tyco Slashes Co-op,”
New York Observer,
March 8, 2004, http://www.highbeam
.com/doc/1G1-116493637.html/print (accessed November 14, 2012).

Slusser, Peter. Letters to Dennis Kozlowski, January 28, February 6, and May 8, 2002.

Slusser, Peter. Letter to Dennis Kozlowski and Mark Swartz, February 19, 2002.

Soldivieri, Susan, Community Foundation of New Jersey. Letter to Michael Robinson, Tyco International, July 31, 2001.

Sorkin, Andrew Ross. “Tyco Figure Pays $22.5 Million in Guilty Plea,”
New York Times,
December 18, 2002.

Sorkin, Andrew Ross. “The Tyco Mistrial: The Overview: Tyco Trial Ended as a Juror Cites Outside Pressure,”
New York Times,
April 3, 2004.

Sorkin, Andrew Ross. “Ex Tyco Chief Is Humbled, but Unbowed,”
New York Times,
January 16, 2005.

Sorkin, Andrew Ross, “Ex-Chief and Aide Guilty of Looting Millions at Tyco,”
New York Times,
June 18, 2005.

Sorkin, Andrew Ross, and Alex Berenson. “Doubts Voiced on How Much a Tyco Spinoff Might Raise,”
New York Times,
April 27, 2002.

Sorkin, Andrew Ross, and Jonathan D. Glater. “Some Tyco Board Members Knew of Pay Packages,”
New York Times,
September 23, 2002.

Sorkin, Michael D. “Kathleen Brickey Dies; Pioneering Law School Professor,”
St. Louis Post-Dispatch,
June 21, 2013.

“S&P Lowers Tyco Debt Rating,”
Businessweek,
February 3, 2002.

Spencer
Stuart Board Index,
“Board Composition,” 27th ed., November 6, 2012, http://content.spenc
erstuart.com/sswebsite/pdf/lib/Spencer-Stuart-US-Board-Index-2012_06Nov2012.pdf (accessed October 11, 2013).

Srinivasan, Suraj, and Aledo Sesia. “The Crisis at Tyco—A Director’s Perspective,” Harvard Business School, Case No. 9-111-035, June 2, 2011.

Stashenko, Josh. “Ex-Tyco Executives Contest Use of Findings From Internal Probe,”
New York Law Journal,
September 3, 2008, http://www.law.com/jsp/article.jsp?id=1202424231155&ExTyco_Exe
cutives_Contest_Use_of_Findings_From_Internal_Probe

Stout, David, and Sherrie Day. “Ex-Chief Says He Didn’t Know About Enron’s Accounting Woes,”
New York Times,
February 7, 2002.

Strauss, Gary. “Despite Huge Salaries, CEOs Cling to Their Perks,”
USA Today,
April 13, 2011, http://
usatoday30.usatoday.com/money/companies/management/2011-04-11-CEO-perks.htm
(accessed May 5, 2013).

Strauss, Gary. “Retired Tyco CEO Gets $150 Million Exit Package,”
USA Today,
January 13, 2013, www
.usatoday.com/story/money/business/2013/01/16/breen-tyco-pay/1840883/+&cd=1&hl=en&ct
=clnk&gl=us (accessed May 19, 2013).

Swartz, Mark H., and Michele E. Kearns. Letter to the editor of
Wall Street Journal,
February 4, 2002.

Swartz, Mark H. and Tyco International Ltd. Agreement, August 1, 2002.

Symonds, William C. “The Most Aggressive CEO,”
Businessweek
(Cover Story), May 28, 2001, http://www
.businessweek.com/stories/2001-05-27/the-most-aggressive-ceo (accessed December 12, 2012).

BOOK: Taking Down the Lion: The Rise and Fall of Tyco's Dennis Kozlowski
10.96Mb size Format: txt, pdf, ePub
ads

Other books

My Struggle: Book 2: A Man in Love by Karl Ove Knausgaard, Don Bartlett
The Midnight Rose by Lucinda Riley
Wormholes by Dennis Meredith
Body Heat by Fox, Susan
The Warrior Poet by Le Veque, Kathryn
Taking the Knife by Linsey, Tam
When Truth Fails by Lucianna Gray