Taking Down the Lion: The Rise and Fall of Tyco's Dennis Kozlowski (41 page)

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Authors: Catherine S. Neal

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BOOK: Taking Down the Lion: The Rise and Fall of Tyco's Dennis Kozlowski
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Kozlowski, Dennis. Interviews with the author, Marcy, NewYork: May 21, 2011–October 16, 2011.

Kozlowski, Dennis. Interviews with the author, New York City, New York: June 21–23, 2012.

Kozlowski, Dennis. Letters to the author: February 4, February 7, February 19, March 10, March 17, May 24, and July 14, 2011.

Kozlowski, Dennis. “10 Commandments.” Speech given at the Premier CEO Forum, September 17, 1999.

Kozlowski, Dennis. Telephone interviews with the author: May 8, May 9, May 10, May 11, May 17, May 18, May 25, May 30, June 7, and June 9, 2012.

Kozlowski, Joyce (younger sister). Email to the author, April 30, 2013.

Kozlowski, L. Dennis. Letter to Shareholders, 2001 Annual Report Tyco International Ltd.
,
December 3, 2001.

Kozlowski, L. Dennis. “Compensation,” Memorandum to Mark Swartz and Patty Prue, September 11, 2000.

Kozlowski, L. Dennis, Mark H. Swartz, Mark D. Foley, and Jeffrey D. Mattfolk. Letter to Pricewater
houseCoopers, December 19, 2000.

Kozlowski, Sandra. Interview with the author, New York City, New York: October 5, 2012.

Kozlowski v. Hulihan.
U.S. District Court, Southern District of New York, 09CV7583, 2011.

Kuczynski, Alex. “Lifestyles Of the Rich And Red-Faced,”
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September 22, 2002.

Lassiter, Christo. Interview with the author, Cincinnati, Ohio: May 13, 2013.

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L. Dennis Kozlowski v. William Hulihan,
12-0764, and
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Lublin, Joann S. “Tyco Holders Plan Proxy Fight To Oust Its Current Directors,”
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Maremont, Mark, and Laurie P. Cohen. “Tyco Spent Millions for Benefit of Kozlowski, Its Former CEO,”
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Monks, Robert A. G. Telephone interviews with the author: May 7, August 5, 2013.

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Norris, Floyd. “Tyco Shares Plunge After Company Discloses S.E.C. Inquiry,”
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O’Brien, Timothy L. “The Tyco Mistrial: The Prosecutor; White-Collar Crime Crusader Gets Chance to Refine a Case,”
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/business/july-dec02/perks_09-16.html (accessed April 25, 2013).

People v. Kozlowski I.
New York State Supreme Court, New York County, Indictment #5259-02, transcript, September 29, 2003–April 2, 2004.

People v. Kozlowski II.
New York State Supreme Court, New York County, Indictment #5259-02, transcript, January 18, 2005–September 19, 2005.

People v. Kozlowski.
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Prial, Dunstan. “Former Tyco CEO Kozlowski Granted New Parole Hearing,” Fox Business News, February 7, 2013, https://secure.fox.com/proxy/www.foxbusiness.com/business-leaders/2013/02/07
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wire.com/news-releases/dennis-kozlowski-resigns-from-raytheons-board-77724612.html (accessed July 13, 2013).

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Retention Agreement between Tyco International Ltd. and L. Dennis Kozlowski. January 21, 2001.

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Robert M. Morgenthau v. L. Dennis Kozlowski and Mark H. Swartz.
New York State Supreme Court, New York County,
#
402698-02, September 10, 2002.

Romero, Simon and Riva D. Atlas. “WorldCom’s Collapse: The Overview; WorldCom Files for Bankruptcy: Largest U.S. Case,”
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Rosenthal, Isaac. Interview with the author, New York City, New York, May 23, 2013.

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Schwartz, Nelson D. “The Infinity Pool of Executive Pay,”
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Sorkin, Andrew Ross. “Ex Tyco Chief Is Humbled, but Unbowed,”
New York Times,
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Sorkin, Andrew Ross, “Ex-Chief and Aide Guilty of Looting Millions at Tyco,”
New York Times,
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Sorkin, Andrew Ross, and Alex Berenson. “Doubts Voiced on How Much a Tyco Spinoff Might Raise,”
New York Times,
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