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Authors: Carl Sagan,Ann Druyan

BOOK: Shadows of Forgotten Ancestors
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There’s a thump on the window and you look up. A moth has careened headlong into the transparent glass. It had no idea the glass was there: There have been things like moths for hundreds of millions of years, and glass windows only for thousands. Having bumped its head against the window, what does the moth do next? It bumps its head against the window again. You can see insects repeatedly throwing themselves against windows, even leaving little bits of themselves on the glass, and never learning a thing from the experience.

Clearly there’s a simple flying program in their brains, and nothing that allows them to take notice of collisions with invisible walls. There’s no subroutine in that program that says, “If I keep bumping into something, even if I can’t see it, I should try to fly around it.” But developing such a subroutine carries with it an evolutionary cost, and until lately there were no penalties levied on moths without it. They also lack a general-purpose problem-solving ability equal to this challenge. Moths are unprepared for a world with windows.

If we have here an insight into the mind of the moth, we might be forgiven for concluding that there isn’t much mind there. And yet, can’t we recognize in ourselves—and not just in those of us gripped by a pathological repetition-compulsion syndrome—circumstances in which we keep on doing the same stupid thing, despite irrefutable evidence it’s getting us into trouble?

We don’t always do better than moths. Even heads of state have been known to walk into glass doors. Hotels and public buildings now affix large red circles or other warning signs on these nearly invisible
barriers. We too evolved in a world without plate glass. The difference between the moths and us is that only rarely do we shake ourselves off and then walk straight into the glass door again.

Like many other insects, caterpillars follow scent trails left by their fellows. Paint the ground with an invisible circle of scent molecule and put a few caterpillars down on it. Like locomotives on a circular track, they’ll go around and around forever—or at least until they drop from exhaustion. What, if anything, is the caterpillar thinking? “The guy in front of me seems to know where he’s going, so I’ll follow him to the ends of the Earth”? Almost always, following the scent trail gets you to another caterpillar of your species, which is where you want to be. Circular trails almost never occur in Nature—unless some wiseacre scientist shows up. And so this weakness in their program almost never gets caterpillars into trouble. Again we detect a simple algorithm and no hint of an executive intelligence evaluating discordant data.

When a honeybee dies it releases a death pheromone, a characteristic odor that signals the survivors to remove it from the hive. This might seem a supreme final act of social responsibility. The corpse is promptly pushed and tugged out of the hive. The death pheromone is oleic acid [a fairly complex molecule, CH
3
(CH
2
)
7
CH = CH(CH
2
)
7
COOH, where = stands for a double chemical bond]. What happens if a live bee is dabbed with a drop of oleic acid? Then, no matter how strapping and vigorous it might be, it is carried “kicking and screaming” out of the hive.
5
Even the queen bee, if she’s painted with invisible amounts of oleic acid, will be subjected to this indignity.

Do the bees understand the danger of corpses decomposing in the hive? Are they aware of the connection between death and oleic acid? Do they have any idea what death is? Do they think to check the oleic acid signal against other information, such as healthy, spontaneous movement? The answer to all these questions is, almost certainly, No. In the life of the hive there’s no way that a bee can give off a detectable whiff of oleic acid other than by dying. Elaborate contemplative machinery is unnecessary. Their perceptions are adequate for their needs.

Does the dying insect make a special last effort to generate oleic acid, to benefit the hive? More likely, the oleic acid derives from a
malfunction of fatty acid metabolism around the time of death, which is recognized by the highly sensitive chemical receptors in the survivors. A strain of bees that had a slight tendency to manufacture a death pheromone would do better than one in which decomposing, disease-ridden dead bodies were littering the hive. And this would be true even if no other bee in the hive were a close relative of the recently departed. On the other hand, since they are all close relatives, special manufacture of a death pheromone can be understood perfectly well in terms of kin selection.

——

 

So here’s a bejeweled insect, elegantly architectured, prancing among the dust grains in the noonday sun. Does it have any emotions, any consciousness? Or is it only a subtle robot made of organic matter, a carbon-based automaton packed with sensors and actuators, programs and subroutines, all ultimately manufactured according to the DNA instructions? (Later, we will want to look more closely at what “only” means.) We might be willing to grant the proposition that insects are robots; there’s no evidence, so far as we know, that compellingly argues the contrary; and most of us have no deep emotional attachments to insects.

In the first half of the seventeenth century, René Descartes, the “father” of modern philosophy, drew just such a conclusion. Living in an age when clocks were at the cutting edge of technology, he imagined insects and other creatures as elegant, miniaturized bits of clockwork—“a superior race of marionettes,” as Huxley described it,
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“which eat without pleasure, cry without pain, desire nothing, know nothing, and only simulate intelligence as a bee simulates a mathematician” (in the geometry of its hexagonal honeycombs). Ants do not have souls, Descartes argued; automatons are owed no special moral obligations.

What then are we to conclude when we find similar very simple behavioral programs, unsupervised by any apparent central executive control, in much “higher” animals? When a goose egg rolls out of the nest, the mother goose will carefully nudge it back in. The value of this behavior for goose genes is clear. Does the mother goose who has been incubating her eggs for weeks understand the importance of retrieving one that has rolled away? Can she tell if one is missing? In
fact, she will retrieve almost anything placed near the nest, including ping-pong balls and beer bottles. She understands something, but, we might say, not enough.

If a chick is tied to a peg by one leg, it peeps loudly. This distress call makes the mother hen run immediately in the direction of the sound with ruffled plumage, even if the chick is invisible. As soon as she catches sight of the chick, she begins to peck furiously at an imaginary antagonist. But if the fettered chick is set before the mother hen’s eyes under a glass bell, so that she can see it but not hear its distress call, she is not in the least disturbed by the sight of him.

 … The perceptual cue of peeping normally comes indirectly from an enemy who is attacking the chick. According to plan, this sensory cue is extinguished by the effector cue of beak thrusts, which chase the foe away. The struggling, but not-peeping chick is not a sensory cue that would release a specific activity.
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Male tropical fish show fighting readiness when they see the red markings of other males of their species. They also get agitated when they glimpse a red truck out the window. Humans find themselves sexually aroused by looking at certain arrangements of very small dots on paper or celluloid or magnetic tape. They pay money to look at these patterns.

So now where are we? Descartes was prepared to grant that fish and poultry are also subtle automatons, also soulless. But then what about humans?

Descartes was here treading on dangerous ground. He had before him the chastening example of the aged Galileo, threatened with torture by the self-styled “Holy Inquisition” for maintaining that the Earth turns once each day, rather than the view, clearly expressed in the Bible, that the Earth is stationary and the heavens race around us once each day. The Roman Catholic Church was quite prepared to coerce conformity—to intimidate, torture, and murder to force people to think as it did. At the very beginning of Descartes’s century, the Church had burned the philosopher Giordano Bruno alive because he thought for himself, spoke out, and would not recant. And here, the proposal that animals are clockwork automatons was a far riskier and theologically more sensitive matter than whether
the Earth turns—touching not peripheral but central dogmas: free will, the existence of the soul. As on other issues, Descartes walked a fine line.

We “know” we are more than just a set of extremely complex computer programs. Introspection tells us that. That’s the way it feels. And so Descartes, who attempted a thorough, skeptical examination of why he should believe anything, who made famous the proposition
Cogito, ergo sum
(“I think, therefore I am”), granted immortal souls to humans, and to no one else on Earth.

But we, who live in a more enlightened time, when the penalties for disquieting ideas are less severe, not only may, but have an obligation to, inquire further—as many since Darwin have done. What, if anything, do the other animals think? What might they have to say if properly interrogated? When we examine some of them carefully, do we not find evidence of executive controls weighing alternatives, of branched contingency trees? When we consider the kinship of all life on Earth, is it plausible that humans have immortal souls and all other animals do not?

The moth doesn’t need to know how to fly around the pane of glass, or the goose to retrieve eggs but not beer bottles—again because glass windows and beer bottles have not been around long enough to have been a significant factor in the natural selection of insects and birds. The programs, circuits and behavioral repertoires are simple when no benefit accrues from their being complex. Complex mechanisms evolve when the simple ones will not do.

In Nature, the goose’s egg-retrieval program is adequate. But when the goslings hatch, and especially just before they’re ready to leave the nest, the mother is delicately attuned to the nuances of their sounds, looks, and (perhaps) smells. She has learned about her chicks. Now, she knows her own very well, and would not confuse them with someone else’s goslings, however similar they may seem to a human observer.

In species of birds where mix-ups are likely, where the young may fledge and mistakenly land in a neighboring nest, the machinery for maternal recognition and discrimination is even more elaborate. The goose’s behavior is flexible and complex when rigid and simple behavior is too dangerous, too likely to lead to error; otherwise it
is
rigid and simple. The programs are parsimonious, no more complex than they
need be—if only the world does not produce too much novelty, too many windows and beer bottles.

Consider our prancing insect again. It can see, walk, run, smell, taste, fly, mate, eat, excrete, lay eggs, metamorphose. It has internal programs for accomplishing these functions—contained in a brain of mass, perhaps, only a milligram—and specialized, dedicated organs for carrying the programs out. But is that all? Is there anyone in charge, anyone inside, anyone controlling all these functions? What do we mean by “anyone”? Or is the insect just the sum of its functions, and nothing else, with no executive authority, no director of the organs, no insect soul?

You get down on your hands and knees, look at the insect closely, and you see it cock its head, triangulating you, trying to get a sense of this immense, looming, three-dimensional monster before it. The fly strides unconcernedly; you lift the rolled-up newspaper and it quickly buzzes off. You turn on the light and the cockroach stops dead in its tracks, regarding you keenly Move toward it and it scampers into the woodwork. We “know” such behavior is due to simple neuronal subroutines. Many scientists get nervous if you ask about the consciousness of a housefly or a roach. But sometimes you get an eerie feeling that the partitions separating programs from awareness may be not just thin, but porous.

We know the insect decides who to eat, who to run away from, who to find sexually attractive. On the inside, within its tiny brain, does it have no perception of making choices, no awareness of its own existence? Not a milligram’s worth of self-consciousness? Not a hint of a hope for the future? Not even a little satisfaction at a day’s work well done? If its brain is one millionth the mass of ours, shall we deny it one millionth of our feelings and our consciousness? And if, after carefully weighing such matters, we insist it is still “only” a robot, how sure are we that this judgment does not apply as well to us?

We can recognize the existence of such subroutines precisely because of their unbending simplicity. But if instead we had before us an animal brimming over with complex judgments, branched contingency trees, unpredictable decisions, and a strong executive program, would it seem to us that there is more here than just an elaborate, exquisitely miniaturized computer?

The honeybee scout returns to the hive from a foraging expedition
and “dances,” rapidly crawling in a particular, fairly complex pattern over the honeycomb. Pollen or nectar may adhere to her body, and she may regurgitate some of her stomach contents for her eager sisters. All this is done in complete darkness, her motions monitored by the spectators through their sense of touch. Given only this information, a swarm of bees then flies out of the hive in the proper direction to the proper distance to a food supply they’ve never visited as effortlessly as if this was their daily, familiar commute from home to work. They partake of the meal described to them. All this occurs more often when food is scarce or the nectar especially sweet.
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How to encode the location of a field of flowers into the language of dance, and how to decode the choreography is knowledge present in the hereditary information stored inside the insect. Maybe they are “only” robots, but if so these robots have formidable capabilities.

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