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Authors: Tony Judt

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Gorbachev and the Supreme Soviet in Moscow could do little more than acknowledge reality, recognize the new states and lamely propose yet another ‘new’ constitution that would embrace the independent republics in some sort of con-federal arrangement. Meanwhile, a few hundred yards away, Boris Yeltsin and the Russian parliament were establishing an independent Russia. By November Yeltsin had taken under Russian control virtually all financial and economic activity on Russian territory. The Soviet Union was now a shell state, emptied of power and resources.

By this time the core institutions of the USSR were either in the hands of independent states or else had ceased to exist: on October 24th the KGB itself was formally abolished. When Gorbachev proposed a new ‘Treaty on the Economic Community of Sovereign States’ most of the independent republics simply refused to sign. At the October sessions of the Supreme Soviet of the USSR the western republics were absent. Finally, on December 8th, the presidents and prime ministers of Russia, Ukraine and Belarus—the core Slav states of the Soviet empire—took it upon themselves to meet near Minsk and denounce the Union Treaty of 1922, in effect abolishing the Soviet Union. In its place they proposed establishing a Commonwealth of Independent States (CIS).

Upon hearing of this, Gorbachev in Moscow angrily denounced the move as ‘illegal and dangerous’. But the opinions of the President of the Soviet Union were no longer a matter of concern to anyone: as Gorbachev at last was coming to appreciate, he was effectively in charge of nothing. Nine days later, on December 17th, Gorbachev met with Yeltsin and they agreed (or, rather, Gorbachev conceded) that the Soviet Union must be formally abolished: its ministries, embassies and armies were to pass under Russian control, its place under international law to be inherited by the Russian Republic.

Twenty-four hours later Gorbachev announced his intention to resign as Soviet President. On Christmas Day 1991 the Russian flag replaced the Soviet insignia atop the Kremlin: Mikhail Gorbachev ceded his prerogatives as Commander-in-Chief to President Yeltsin of Russia and stepped down from his post. Within forty-eight hours Gorbachev had vacated his office and Yeltsin moved in. At midnight on December 31st 1991 the Union of Soviet Socialist Republics ceased to exist.

 

 

The disappearance of the Soviet Union was a remarkable affair, unparalleled in modern history. There was no foreign war, no bloody revolution, no natural catastrophe. A large industrial state—a military superpower—simply collapsed: its authority drained away, its institutions evaporated. The unraveling of the USSR was not altogether free of violence, as we have seen in Lithuania and the Caucasus; and there would be more fighting in some of the independent republics in the coming years. But for the most part the world’s largest country departed the stage almost without protest. To describe this as a bloodless retreat from Empire is surely accurate; but it hardly begins to capture the unanticipated
ease
of the whole process.

Why, then, was it all so apparently painless? Why, after decades of internal violence and foreign aggression, did the world’s first Socialist society implode without even trying to defend itself? One answer, of course, is that it never really existed in the first place: that, in the words of the historian Martin Malia, ‘there is no such thing as socialism, and the Soviet Union built it.’ But if this accounts for the futility of Communist authority in the satellite states, held in place by nothing more than the shadow of the Red Army, it does not quite suffice to explain what happened in the imperial homeland itself. Even if the
society
that Communism claimed to have built was essentially fraudulent, the Leninist
state
, after all, was decidedly real. And it was a home-grown product.

Part of the answer is Mikhail Gorbachev’s unintended success in eviscerating the administrative and repressive apparatus on which the Soviet state depended. Once the Party lost its grip, once it was clear that the army or the KGB would not be deployed without mercy to break the regime’s critics and punish dissent—and this did not become clear until 1991—then the naturally centrifugal tendencies of a huge land empire came to the fore. Only then did it become evident—seventy years of energetic claims to the contrary notwithstanding—that there was indeed no Communist society as such: only a wilting state and its anxious citizens.

But—and this is the second aspect of the explanation—the Soviet state did
not
in fact disappear. The USSR shattered, rather, into a multiplicity of little successor states, most of them ruled by experienced Communist autocrats whose first instinct was to reproduce and impose the systems and the authority they had hitherto wielded as Soviet managers. There was no ‘transition to democracy’ in most of the successor republics; that transition came—if it came at all—somewhat later. Autocratic state power, the only kind that most denizens of the domestic Soviet empire had ever known, was not so much dethroned as downsized. From the outside this was a dramatic change; but experienced from within its implications were decidedly less radical.

Moreover, whereas the local Communist secretaries who metamorphosed so smoothly into national state presidents had every reason to act decisively to secure their fiefdom, the Soviet authorities at the center had no territorial fiefdom of their own to protect. All they could offer was a return to the decrepit structures that Gorbachev had so enthusiastically cut down; unsurprisingly, they lacked the will to battle on.
321
The only former Communist leader with a power base in Moscow itself was Boris Yeltsin; he, as we have seen, did indeed act decisively—but on behalf of a renascent ‘Russia’.

Thus the efflorescence of successor states should not be interpreted as evidence that the Soviet Union collapsed under the weight of a hitherto quiescent, newly reawakened nationalism in its constituent republics. With the exception of the Baltic countries, whose trajectory more closely resembled that of their western neighbours,the Soviet republics were themselves a product of Soviet planning and—as we have seen—were typically quite ethnically complex. Even in the newly-independent states there were many vulnerable minorities (especially the omnipresent Russians)—erstwhile Soviet citizens with good reason to regret the loss of ‘imperial’ protection and who would prove distinctly ambivalent about their new circumstances.

They were not alone. When President George Bush visited Kiev on August 1st 1991 he made a point of publicly recommending to Ukrainians that they remain in the Soviet Union. ‘Some people’ he declared, ‘have urged the United States to choose between supporting President Gorbachev and supporting independence-minded leaders throughout the USSR. I consider this a false choice. President Gorbachev has achieved astonishing things . . . We will maintain the strongest possible relationship with the Soviet Government of President Gorbachev.’ This rather hamfisted attempt to shore up the increasingly vulnerable Soviet President was not quite tantamount to an endorsement of the Soviet Union . . . but it came perilously close.

The American President’s publicly-aired caution is a further salutary reminder of the limited part played by the USA in these developments.
Pace
the self-congratulatory narrative that has entered the American public record, Washington did not ‘bring down’ Communism—Communism imploded of its own accord. Meanwhile, if his Ukrainian audience ignored Bush’s advice and voted overwhelmingly a few months later to quit the Union for good, it was not out of a sudden access of patriotic enthusiasm. Independence in Ukraine, or Moldova, or even Georgia, was not so much about self-determination as self-preservation—a sound basis for state-making, as it turned out, but a poor foundation for democracy.

 

 

Nothing in its life so became the Soviet Union as the leaving of it. Much the same was true of the break-up of Czechoslovakia, the ‘velvet divorce’ between Slovaks and Czechs that was peaceably and amicably consummated on January 1st 1993. At first glance this would appear a textbook instance of the natural onrush of ethnic sentiments into the vacuum left by Communism: the ‘return of history’ in the form of national revival. And that, of course, is how it was advertised by many of the local protagonists. But on closer inspection the division of Czechoslovakia into two separate states—Slovakia and the Czech Republic—illustrates once again, on a provincial scale and at the heart of Europe, the limitations of such an interpretation.

There was certainly no shortage of ‘history’ on which to call. Czechs and Slovaks, however indistinguishable they might appear to perplexed outsiders, had markedly different pasts. Bohemia and Moravia—the historical territories comprising the Czech lands—could boast not merely a remarkable medieval and Renaissance past at the heart of the Holy Roman Empire but also a pre-eminent share in the industrialization of central Europe. Within the Austrian half of the Habsburg Empire Czechs enjoyed growing autonomy and a marked prosperity. Their major city, Prague—one of the aesthetic glories of the continent—was by 1914 a significant center of modernism in the visual arts and literature.

Slovaks, by contrast, had little to boast about. Ruled for centuries from Budapest they lacked any distinctive national story—within the Hungarian half of the Empire they were regarded not as ‘Slovaks’ but as slav-language-speaking peasants of rural northern Hungary. The urban inhabitants of the Slovak region were predominantly Germans, Hungarians or Jews: it was not by chance that the largest town in the area, an unprepossessing conurbation on the Danube a few kilometres east of Vienna, was variously known as Pressburg (to German-speaking Austrians) or Pozsony (to Hungarians). Only with the independence of Czechoslovakia in 1918, and the Slovaks’ somewhat reluctant incorporation therein, did it become the second city of the new state under the name Bratislava.

The inter-war Republic of Czechoslovakia was democratic and liberal by prevailing regional standards, but its centralized institutions strongly favored the Czechs, who occupied almost all positions of power and influence. Slovakia was a mere province and a poor and rather disfavored one at that. The same impulse that led many of the country’s three million German-speaking citizens to listen to pro-Nazi separatists thus also drove a certain number of Czechoslovakia’s two and a half million Slovaks to look with sympathy upon Slovak populists demanding autonomy and even independence. In March 1939, when Hitler absorbed the Czech regions into the ‘Protectorate of Bohemia and Moravia’, an authoritarian, clericalist Slovak puppet state was established under Father Józef Tiso. The first ever independent state of Slovakia thus emerged at Hitler’s behest and over the corpse of the Czechoslovak Republic.

Just how popular Slovakia’s wartime ‘independence’ ever was is hard to know after the fact. In the post-war years it was discredited both by its own record (Slovakia deported to death camps virtually all of its 140,000 pre-war Jewish population) and by its intimate dependence upon its Nazi patron. After its liberation, Czechoslovakia was re-established as a single state and expressions of Slovak nationalism were frowned upon. Indeed in the early Stalinist years, ‘Slovak bourgeois nationalism’ was one of the accusations levied at putative defendants in the show trials then being prepared—Gustav Husák spent six years in prison on the charge.

But in time the Communists in Czechoslovakia, as elsewhere, came to see the advantage of encouraging a moderate degree of national feeling. Reflecting a growing sentiment in Bratislava the reformers of 1968 (many of them of Slovak origin) proposed, as we have seen, a new federal constitution to comprise two distinct Czech and Slovak Republics; of all the significant innovations discussed or implemented in the Prague Spring this was the only one to survive the subsequent ‘normalization’. Having initially treated Catholic, rural Slovakia as hostile territory the Party authorities now came if anything to favor it (see Chapter 13).

Slovakia’s backwardness—or rather, the absence there of large concentrations of educated middle-class urbanites—now worked to its advantage. With fewer cars or televisions and worse communications than the more advanced western provinces, Slovaks appeared less vulnerable to foreign influence than Prague-based radicals and dissidents with their access to foreign media. Accordingly they suffered far less in the repression and purges of the seventies. Now it was
Czechs
who were on the receiving end of official disfavour.
322

With this history in mind, the break up of Czechoslovakia after 1989 would appear, if not a foregone conclusion, then at the very least a logical outcome of decades of mutual ill-feeling: suppressed and exploited under Communism but not forgotten. But it was not thus. In the three years separating the end of Communism from the final split, every public opinion poll showed that some form of common Czecho-Slovak state was favored by a majority of Czechs
and
Slovaks. Nor was the political class deeply divided over the issue: in both Prague and Bratislava it was broadly agreed from the outset that the new Czechoslovakia would be a federation, with considerable autonomy for its separate parts. And the new President, Václav Havel, was a firm and very public believer in maintaining Czechs and Slovaks in the same country.

The initial unimportance of the ‘national’ question can be seen from the results of the first free elections, in June 1990. In Bohemia and Moravia Havel’s Civic Forum secured half of the vote, with most of the remainder divided between Communists and Christian Democrats. In Slovakia the picture was more complex: Civic Forum’s sister party Public Against Violence (PAV) emerged as the largest group, but a sizeable share of the vote was split between Christian Democrats, Communists, Hungarian Christian Democrats and Greens.
21
But the newly re-emergent Slovak National Party scored just 13.9 percent in the elections to a Slovak National Council, 11 percent in the vote for delegates to the Federal Assembly (parliament). Less than one Slovak voter in seven opted for the only party which favored dividing the country into its separate ethnic constituencies.

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