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Authors: Jorge Luis Borges

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A Note on (toward) Bernard Shaw

At the end of the thirteenth century, Raymond Lully (Raimundo Lulio) was prepared to solve all arcana by means of an apparatus of concentric, revolving discs of different sizes, subdivided into sectors with Latin words; John Stuart Mill, at the beginning of the nineteenth, feared that some day the number of musical combinations would be exhausted and there would be no place in the future for indefinite Webers and Mozarts; Kurd Lasswitz, at the end of the nineteenth, toyed with the staggering fantasy of a universal library which would register all the variations of the twenty-odd orthographical symbols, in other words, all that it is given to express in all languages. Lully's machine, Mill's fear and Lasswitz's chaotic library can be the subject of jokes, but they exaggerate a propension which is common: making metaphysics and the arts into a kind of play with combinations. Those who practice this game forget that a book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite; the words
amica silentia lunae
now mean the intimate, silent and shining moon, and in the
Aeneid
they meant the interlunar period, the darkness which allowed the Greeks to enter the stronghold of Troy . . .
38
Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships. One literature differs from another, prior or posterior, less because of the text than because of the way in which it is read: if I were granted the possibility of reading any present-day page ― this one, for example ― as it will be read in the year two thousand, I would know what the literature of the year two thousand will be like. The conception of literature as a formalistic game leads, in the best of cases, to the fine chiseling of a period or a stanza, to an artful decorum (Johnson, Renan, Flaubert), and in the worst, to the discomforts of a work made of surprises dictated by vanity and chance (Gracián, Herrera y Reissig).

If literature were nothing more than verbal algebra, anyone could produce any book by essaying variations. The lapidary formula "Everything flows" abbreviates in two words the philosophy of Heraclitus: Raymond Lully would say that, with the first word given, it would be sufficient to essay the intransitive verbs to discover the second and obtain, thanks to methodical chance, that philosophy and many others. Here it is fitting to reply that the formula obtained by this process of elimination would lack all value and even meaning; for it to have some virtue we must conceive it in terms of Heraclitus, in terms of an experience of Heraclitus, even though "Heraclitus" is nothing more than the presumed subject of that experience. I have said that a book is a dialogue, a form of relationship; in a dialogue, an interlocutor is not the sum or average of what he says: he may not speak and still reveal that he is intelligent, he may omit intelligent observations and reveal his stupidity. The same happens with literature; d'Artagnan executes innumerable feats and Don Quixote is beaten and ridiculed, but one feels the valor of Don Quixote more. The foregoing leads us to an aesthetic problem never before posed: Can an author create characters superior to himself? I would say no and in that negation include both the intellectual and the moral. I believe that from us cannot emerge creatures more lucid or more noble than our best moments. It is on this opinion that I base my conviction of Shaw's pre-eminence. The collective and civic problems of his early works will lose their interest, or have lost it already; the jokes in the
Pleasant Plays
run the risk of becoming, some day, no less uncomfortable than those of Shakespeare (humor, I suspect, is an oral genre, a sudden favor of conversation, not something written); the ideas declared in his prologues and his eloquent tirades will be found in Schopenhauer and Samuel Butler;
39
but Lavinia, Blanco Posnet, Keegan, Shotover, Richard Dudgeon and, above all, Julius Caesar, surpass any character imagined by the art of our time. If we think of Monsieur Teste alongside them or Nietzsche's histrionic Zarathustra, we can perceive with astonishment and even outrage the primacy of Shaw. In 1911, Albert Soergel could write, repeating a commonplace of the time, "Bernard Shaw is an annihilator of the heroic concept, a killer of heroes"
(Dichtung und Dichter der Zeit,
214); he did not understand that the heroic might dispense with the romantic and be incarnated in Captain Bluntschli of
Arms and the Man,
not in Sergius Saranoff.

The biography of Bernard Shaw by Frank Harris contains an admirable letter by the former, from which I copy the following words: "I understand everything and everyone and I am nothing and no one." From this nothingness (so comparable to that of God before creating the world, so comparable to that primordial divinity which another Irishman, Johannes Scotus Erigena, called
Nihil),
Bernard Shaw educed almost innumerable persons or dramatis personae: the most ephemeral of these is, I suspect, that G. B. S. who represented him in public and who lavished in the newspaper columns so many facile witticisms.

Shaw's fundamental themes are philosophy and ethics: it is natural and inevitable that he should not be valued in this country, or that he be so only in terms of a few epigrams. The Argentine feels that the universe is nothing but a manifestation of chance, the fortuitous concourse of Democritus' atoms; philosophy does not interest him. Nor does ethics: the social realm, for him, is reduced to a conflict of individuals or classes or nations, in which everything is licit, save being ridiculed or defeated.

Man's character and its variations are the essential theme of the novel of our time; lyric poetry is the complacent magnification of amorous fortunes or misfortunes; the philosophies of Heidegger and Jaspers make each of us the interesting interlocutor in a secret and continuous dialogue with nothingness or the divinity; these disciplines, which in the formal sense can be admirable, foment that illusion of the ego which the Vedanta censures as a capital error. They usually make a game of desperation and anguish, but at bottom they flatter our vanity; they are, in this sense, immoral. The work of Shaw, however, leaves one with a flavor of liberation. The flavor of the stoic doctrines and the flavor of the sagas.

Translated by J. E. I.

 

 

A New Refutation of Time

      Vor mir war keine Zeit, nach mir wird keine seyn,

      Mit mir gebiert sie sich, mit mir geht sie auch ein.

                  Daniel von Czepko:

Sexcenta monodisticha sapientum,
III, II (1655)

PROLOGUE

If published toward the middle of the eighteenth century, this refutation (or its name) would persist in Hume's bibliographies and perhaps would have merited a line by Huxley or Kemp Smith. Published in 1947

after Bergson
―,
it is the anachronistic
reductio ad absurdum
of a preterite system or, what is worse, the feeble artifice of an Argentine lost in the maze of metaphysics. Both conjectures are verisimilar and perhaps true; in order to correct them, I cannot promise a novel conclusion in exchange for my rudimentary dialectic. The thesis I shall divulge is as ancient as Zeno's arrow or the Greek king's carriage in the
Milinda Panha;
the novelty, if any, consists in applying to my purpose the classic instrument of Berkeley. Both he and his continuer David Hume abound in paragraphs which contradict or exclude my thesis; nevertheless, I believe I have deduced the inevitable consequences of their doctrine.

The first article (A) was written in 1944 and appeared in number 115 of the review
Sur;
the second, of 1946, is a reworking of the first. Deliberately I did not make the two into one, understanding that the reading of two analogous texts might facilitate the comprehension of an indocile subject.

A word about the title. I am not unaware that it is an example of the monster termed by the logicians
contradictio in adjecto,
because stating that a refutation of time is new (or old) attributes to it a predicate of temporal nature which establishes the very notion the subject would destroy. I leave it as is, however, so that its slight mockery may prove that I do not exaggerate the importance of these verbal games. Besides, our language is so saturated and animated by time that it is quite possible there is not one statement in these pages which in some way does not demand or invoke the idea of time.

1 dedicate these exercises to my forebear Juan Crisóstomo Lafinur (1797-1824), who left some memorable endecasyllables to Argentine letters and who tried to reform the teaching of philosophy, purifying it of theological shadows and expounding in his courses the principles of Locke and Condillac. He died in exile; like all men, he was given bad times in which to live.

Buenos Aires,

23 December 1946

J. L. B.

A

1.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity, I have glimpsed or foreseen a refutation of time, in which I myself do not believe, but which regularly visits me at night and in the weary twilight with the illusory force of an axiom. This refutation is found in some way or another in all my books: it is prefigured by the poems "Inscription on Any Grave" and "The Trick" from my
Fervor of Buenos Aires
(1923); it is declared by two articles in
Inquisitions
(1925), page 46 of
Evaristo Carriego
(1930), the narration "Feeling in Death" from my
History of Eternity
(1936) and the note on page 24 of
The Garden of Forking Paths
(1941). None of the texts I have enumerated satisfies me, not even the penultimate one, less demonstrative and well-reasoned than it is divinatory and pathetic. I shall try to establish a basis for all of them in this essay.

Two arguments led me to this refutation: the idealism of Berkeley and Leibniz's principle of indiscernibles.

Berkeley
(Principles of Human Knowledge,
3) observed: "That neither our thoughts, nor passions, nor ideas formed by the imagination, exist without the mind, is what everybody will allow. And it seems no less evident that the various sensations or ideas imprinted on the sense, however blended or combined together (that is, whatever objects they compose) cannot exist otherwise than in a mind perceiving them. . . The table I write on, I say, exists, that is, I see and feel it; and if I were out of my study I should say it existed, meaning thereby that if I was in my study I might perceive it, or that some other spirit actually does perceive it. . . For as to what is said of the absolute existence of unthinking things without any relation to their being perceived, that seems perfectly unintelligible. Their
esse
is
percipi,
nor is it possible they should have any existence, out of the minds or thinking things which perceive them." In paragraph twenty-three he added, forestalling objections: "But say you, surely there is nothing easier than to imagine trees, for instance, in a park or books existing in a closet, and no body by to perceive them. I answer, you may so, there is no difficulty in it: but what is all this, I beseech you, more than framing in your mind certain ideas which you call
books
and
trees,
and at the same time omitting to frame the idea of any one that may perceive them? But do not you your self perceive or think of them all the while? This therefore is nothing to the purpose: it only shows you have the power of imagining or forming ideas in your mind; but it doth not shew that you can conceive it possible, the objects of your thought may exist without the mind. . ." In another paragraph, number six, he had already declared: "Some truths there are so near and obvious to the mind, that a man need only open his eyes to see them. Such I take this important one to be, to wit, that all the choir of heaven and furniture of the earth, in a word all those bodies which compose the mighty frame of the world, have not any substance without a mind, that their being is to be perceived or known; that consequently so long as they are not actually perceived by me, or do not exist in any mind or that of any other created spirit, they must either have no existence at all, or else subsist in the mind of some eternal spirit. . ."

Such is, in the words of its inventor, the idealist doctrine. To understand it is easy; what is difficult is to think within its limits. Schopenhauer himself, when expounding it, committed culpable negligences. In the first lines of the first volume of his
Welt als Wille und Vorstellung
― from the year 1819 ― he formulated this declaration which makes him worthy of the enduring perplexity of all men: "The world is my idea: this is a truth which holds good for everything that lives and knows, though man alone can bring it into reflective and abstract consciousness. If he really does this, he has attained to philosophical wisdom. It then becomes clear and certain to him what he knows is not a sun and an earth, but only an eye that sees a sun, a hand that feels an earth. . ." In other words, for the idealist Schopenhauer, man's eyes and hands are less illusory or apparent than the earth and the sun. In 1844 he published a complementary volume. In its first chapter he rediscovers and aggravates the previous error: he defines the universe as a phenomenon of the brain and distinguishes the "world in the head" from "the world outside the head." Berkeley, however, had his Philonous say in 1713: "The brain therefore you speak of, being a sensible thing, exists only in the mind. Now, I would fain know whether you think it reasonable to suppose, that one idea or thing existing in the mind, occasions all other ideas. And if you think so, pray how do you account for the origin of that primary idea or brain itself?" Schopenhauer's dualism or cerebralism may also be licitly opposed by Spiller's monism. Spiller
(The Mind of Man,
chapter VIII, 1902) argues that the retina and the cutaneous surface invoked in order to explain visual and tactile phenomena are, in turn, two tactile and visual systems and that the room we see (the "objective" one) is no greater than the one imagined (the "cerebral" one) and does not contain it, since what we have here are two independent visual systems. Berkeley
(Principles of Human Knowledge,
10 and 116) likewise denied the existence of primary qualities ― the solidity and extension of things ― and of absolute space.

Berkeley affirmed the continuous existence of objects, since when no individual sees them, God does; Hume, with greater logic, denies such an existence
(Treatise of Human Nature,
I, 4, 2). Berkeley affirmed the existence of personal identity, "I my self am not my ideas, but somewhat else, a thinking active principle that perceives . . ."
(Dialogues,
3); Hume, the skeptic, refutes this identity and makes of every man "a bundle or collection of different perceptions, which succeed each other with an inconceivable rapidity"
(op. cit.,
I, 4, 6). Both affirm the existence of time: for Berkeley, it is "the succession of ideas in my mind, which flows uniformly, and is participated by all beings"
(Principles of Human Knowledge,
98); for Hume, "a succession of indivisible moments"
(op. cit.,
I, 2, 2).

I have accumulated transcriptions from the apologists of idealism, I have abounded in their canonical passages, I have been reiterative and explicit, I have censured Schopenhauer (not without ingratitude), so that my reader may begin to penetrate into this unstable world of the mind. A world of evanescent impressions; a world without matter or spirit, neither objective nor subjective; a world without the ideal architecture of space; a world made of time, of the absolute uniform time of the
Principia;
a tireless labyrinth, a chaos, a dream. This almost perfect dissolution was reached by David Hume.

Once the idealist argument is admitted, I see that it is possible ― perhaps inevitable ― to go further. For Hume it is not licit to speak of the form of the moon or of its color; the form and color
are
the moon; neither can one speak of the perceptions of the mind, since the mind is nothing other than a series of perceptions. The Cartesian "I think, therefore I am" is thus invalidated; to say "I think" postulates the self, is a begging of the question; Lichtenberg, in the eighteenth century, proposed that in place of "I think" we should say, impersonally, "it thinks," just as one would say "it thunders" or "it rains." I repeat: behind our faces there is no secret self which governs our acts and receives our impressions; we are, solely, the series of these imaginary acts and these errant impressions. The series? Once matter and spirit, which are continuities, are negated, once space too has been negated, I do not know what right we have to that continuity which is time. Let us imagine a present moment of any kind. During one of his nights on the Mississippi, Huckleberry Finn awakens; the raft, lost in partial darkness, continues downstream; it is perhaps a bit cold. Huckleberry Finn recognizes the soft indefatigable sound of the water; he negligently opens his eyes; he sees a vague number of stars, an indistinct line of trees; then, he sinks back into his immemorable sleep as into the dark waters.
40
Idealist metaphysics declares that to add a material substance (the object) and a spiritual substance (the subject) to those perceptions is venturesome and useless; I maintain that it is no less illogical to think that such perceptions are terms in a series whose beginning is as inconceivable as its end. To add to the river and the bank, Huck perceives the notion of another substantive river and another bank, to add another perception to that immediate network of perceptions, is, for idealism, unjustifiable; for myself, it is no less unjustifiable to add a chronological precision: the fact, for example, that the foregoing event took place on the night of the seventh of June, 1849, between ten and eleven minutes past four. In other words: I deny, with the arguments of idealism, the vast temporal series which idealism admits. Hume denied the existence of an absolute space, in which all things have their place; I deny the existence of one single time, in which all things are linked as in a chain. The denial of coexistence is no less arduous than the denial of succession.

I deny, in an elevated number of instances, the successive; I deny, in an elevated number of instances, the contemporary as well. The lover who thinks "While I was so happy, thinking of the fidelity of my love, she was deceiving me" deceives himself: if every state we experience is absolute, such happiness was not contemporary to the betrayal; the discovery of that betrayal is another state, which cannot modify the "previous" ones, though it can modify their recollection. The misfortune of today is no more real than the happiness of the past. I shall seek a more concrete example. In the first part of August, 1824, Captain Isidore Suárez, at the head of a squadron of Peruvian hussars, decided the victory of Junin; in the first part of August, 1824, De Quincey published a diatribe against
Wilhelm Meisters Lehrjahre;
these events were not contemporary (they are now), since the two men died ― one in the city of Montevideo, the other in Edinburgh ― without knowing anything about each other. . . Each moment is autonomous. Neither vengeance nor pardon nor prisons nor even oblivion can modify the invulnerable past. To me, hope and fear seem no less vain, for they always refer to future events: that is, to events that will not happen to us, who are the minutely detailed present. I am told that the present, the specious present of the psychologists, lasts from a few seconds to a minute fraction of a second; that can be the duration of the history of the universe. In other words, there is no such history, just as a man has no life; not even one of his nights exists; each moment we live exists, but not their imaginary combination. The universe, the sum of all things, is a collection no less ideal than that of all the horses Shakespeare dreamt of ― one, many, none? ― between 1592 and 1594. I add: if time is a mental process, how can thousands of men ― or even two different men ― share it?

The argument of the preceding paragraphs, interrupted and encumbered with illustrations, may seem intricate. I shall seek a more direct method. Let us consider a life in whose course there is an abundance of repetitions: mine, for example. I never pass in front of the Recoleta without remembering that my father, my grandparents and great-grandparents are buried there, just as I shall be some day; then I remember that I have remembered the same thing an untold number of times already; I cannot walk through the suburbs in the solitude of the night without thinking that the night pleases us because it suppresses idle details, just as our memory does; I cannot lament the loss of a love or a friendship without meditating that one loses only what one really never had; every time I cross one of the street corners of the southern part of the city, I think of you, Helen; every time the wind brings me the smell of eucalyptus, I think of Adrogué in my childhood; every time I remember the ninety-first fragment of Heraclitus "You shall not go down twice to the same river," I admire its dialectical dexterity, because the ease with which we accept the first meaning ("The river is different") clandestinely imposes upon us the second ("I am different") and grants us the illusion of having invented it; every time I hear a Germanophile vituperate the Yiddish language, I reflect that Yiddish is, after all, a German dialect, scarcely colored by the language of the Holy Spirit. These tautologies (and others I leave in silence) make up my entire life. Of course, they are repeated imprecisely; there are differences of emphasis, temperature, light and general physiological condition. I suspect, however, that the number of circumstantial variants is not infinite: we can postulate, in the mind of an individual (or of two individuals who do not know of each other but in whom the same process works), two identical moments. Once this identity is postulated, one may ask: Are not these identical moments the same? Is not one single repeated term sufficient to break down and confuse the series of time? Do not the fervent readers who surrender themselves to Shakespeare become, literally, Shakespeare?

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