Read Japan's New Middle Class: The Salary Man and His Family in a Tokyo Suburb Online
Authors: Ezra F. Vogel
Tags: #General, #Social Science, #Sociology, #History, #Asia, #Social History, #Japan, #Social conditions, #Social Classes, #Middle class
her husband but by his
ie
, on the basis of her willingness and ability to work hard and transfer her loyalty to her new family, and of her having the health, vigor, and wisdom necessary to produce and rear a desirable heir. Similarly, an adopted son was selected on the basis of his ability to continue the family line. Often it was more important for him to have skills necessary to operate the family farm or business enterprise than the attributes necessary for a good husband.
The son or adopted son who became the family head theoretically had absolute legal authority over the other family members. Just as children were to obey their parents, so the wife was to obey her husband, and when her son became family head, she was to obey him. Younger brothers were to obey the elder brother. The Japanese government held the family head responsible for the behavior of family members, and he was expected to use his authority to ensure that all members behaved properly.
Just as his authority was the greatest, so was his responsibility greatest. In addition to supervising the family enterprise, he had the onus of deciding on marriage and work arrangements for his children or younger siblings. He was responsible for the health and welfare of
ie
members, living and dead. He provided for his parents in their retirement. If his sisters or daughters were divorced and sent back because they were not acceptable to the new
ie
or if sons or brothers lost their jobs, he provided temporary food and housing and assisted them in finding a new opening. As preserver of the
ie
, he supervised the care of family shrines and graveyards and made certain that each summer, at the O-bon festival, lanterns were lighted so that the spirits of departed ancestors could find their way from the grave to the ancestral home.
A prosperous family might boast of a family genealogy and a family graveyard dating back several hundred years, although some families candidly admit doubt about the authenticity of some of the early part of the record. Yet the living members of an
ie
were usually limited to a stem family of father, mother, unmarried children, a married son, his wife, and their children. In a certain stage of the life cycle, if the grandparents died before the eldest son married, the household might consist only of parents and children. If a family were prosperous and wanted to expand, then a second
son would be allowed to form a branch family (
bunke
) which would remain within the
ie
, but be subordinated to the original family (
honke
). In a farm family, the second son might be given a small plot of land, or, in a business family, he might be given a small part of the business or a branch office to provide support for his family. One of his children would be selected as his heir and would become head of the branch line. Theoretically, a main family could have many branches, and branches could have branches. Officially, there was a clear hierarchy of power, the branch family being subordinated to the main family. In fact, except for communities in which the main and branch families had close contact, these relationships had little significance beyond two or three generations. Usually the branch family which migrated to the city obtained virtual autonomy over its own sphere. Sometimes a second son who set up a family of his own did not even go through the formal procedures of setting up a branch family. This son officially retained membership in his original
ie
, but once he had a wife and children, he was granted virtual autonomy.
The concept of
ie
continues to provide an important model for family behavior, but it is no longer imperative to sacrifice one's self for the
ie
, and some families without children are even willing to go without an heir. The desire to continue the
ie
is particularly weak in branch families, and in Mamachi, as in other urban areas, the overwhelming majority of families are branch families.
[7]
Because the main family (except for new main families formed by second sons who became independent) has a much longer tradition, it is natural that more effort will be put into its preservation than into the attempt to preserve the branch. The second son who migrates to the city has no responsibility to his
ie
. When he moves, he brings with him virtually no family treasures, he has no family graveyard or ancestral tablets and no family business to look after. Not only
[7] My survey data indicate that of 63 salary-man families, 86 percent were branch families; of 81 small shopkeeping families, 75 percent were branch families; of 172 farm families, 54 percent were branch families. Unfortunately, the designation of branch family does not indicate how many generations ago the branch split off from the main family. One may suspect that in many farm families this happened many generations ago.
does he himself have no
ie
responsibility, but when he dies, his heir has a very shallow lineage heritage since it began only a generation before.
Even if the son in the city does not leave an heir or if his heir leaves no heir, it is not considered a tragedy. The main family from which the branch split off will not only continue to look after the ancestors and the prosperity of the
ie
, but they will look after the tablets and graves of the abortive branch family. Most branch families would like to have an heir, but it is difficult to get a satisfactory heir if parents do not give birth to a male child. Some families with only daughters still adopt sons-in-law, but a family can find a more desirable husband for their daughter if they do not require him to become an adopted son-in-law. Most Mamachi branch families consider a good son-in-law more important than the continuation of their branch line. Similarly, Mamachi salary-man families with no children have no family enterprise to offer an attractive young man in return for becoming their adopted son, so many branch families, rather than accept a successor who might lower the quality of their branch line, prefer to be buried at the place of their ancestors with the knowledge that their graves will be cared for by the main family.
In some businesses and crafts, an economic bond joins the branch family to the main family. If a drug business expands, for example, a second son might be given financial support in setting up a branch shop, and the heirs of the branch family would continue to operate a branch shop of the larger shop directed by the main family. In such situations, the economic bond between the main family and the branch family would bring them close together, extending far beyond the business ties. No such economic interest binds the rural family attached to the land and the salary man in the city, nor is there any economic bond between an employee of a large corporation and his son, who is likely to be working in a different corporation or government office. In times of great need, the main and branch families may help each other and, if amiable, they may visit each other occasionally, but typically the tie between the main family in the country and the branch family in the city is little more than a sentimental attachment.
Main and branch families may disagree about how much to help
each other, but the feelings of independence of each other have now become so strong that they rarely ask each other for aid, even in need. A more critical problem confronts the branch family if the head of the main family dies leaving no heir.
[8]
Family fortunes can be dissipated quickly in such instances, and the branch family is expected to see that family property is protected and the main family line continued. Sometimes a second son who is not yet firmly established in the city is called back to take over the family line after the death of his elder brother. However, we have heard of no cases in recent years where a man already established in the city has returned to take over the family line in the country. Life in the city is considered more attractive, and the urban wife and children are reluctant to go back to the rural areas under any circumstances. In two families in which an older brother died leaving small children in the country, the younger brother remained in Mamachi but assisted his brother's children until one could take over the duties of the heir. In one instance, a man got permission from his company to take his full vacation time during the busiest rice-harvesting seasons to return to his rural home and help with physical labor as well as finances. In effect, he temporarily shared the family headship with his deceased brother's wife until the children were in their mid-teens and old enough to carry out the farm work themselves. But in fulfilling this responsibility to his
ie
he created serious strains for his own wife and children who were reluctant for him to spend so much time, energy, and money looking after the
ie
in the country with which they did not feel identified. The husband felt caught between the pressures from the
ie
on the one hand and his wife and children on the other and unsuccessfully tried to resolve the conflict by remaining faithful to both.
In another case, in which the main family in the country owned no land and the heir to the family died, the branch family in Mamachi became the main family with all its responsibilities, but the location of the main family was shifted from the country to Mamachi. It was possible to remove the family heirlooms, tablets, and other property, and to preserve some of the family traditions in
[8] This problem, although not so common now, was an acute issue in families where a son died during World War II and was in general more common in the previous era when the death rate was higher.
the city, although not to the satisfaction of all the relatives. Arrangements were made so that the family grave plot in the country could remain there and be cared for. In this event, the branch family was forced to assume the responsibility of the main family, and the concept of
ie
could not be dismissed so lightly.
Many people in Mamachi not only find little positive value in the
ie
, but they object to concern with ancestors and family lines. They regard the family system, especially the arbitrary rule of the family head, the domination of the branch family by the main family, and the emphasis on family tradition as remnants from the feudalistic past which should be done away with as quickly as possible. But part of the desire to forget tradition comes especially from families of humble origin who now enjoy higher positions. A rich family with a long history still draws respect, but families which have entered the middle class only in the last generation are usually anxious to overlook their humble backgrounds. They seem to acknowledge the importance of the family line as a basis for respect, for they not uncommonly exaggerate the length of time their family has lived in the city or the status of their ancestors, and are eager to tell of a rich or famous relative of theirs. Not only do humble families have shorter family genealogies and fewer family treasures to preserve, but their family tree gives them little to point to with pride. It is not surprising that many of them show so little interest in ancestors.
In many respects, the
ie
has been like a corporation. Traditionally, it had a set of offices under the direction of a head, a definite membership with set relationships to each other, and regular rules of procedure. Some of the larger or more prominent families actually had written rules, which the
ie
followed to the letter of the law. One of the responsibilities of the head of the main family of the
ie
was to provide for the welfare of all its members. As long as the major wealth of the
ie
was held by the main family and could be allocated or at least controlled by the head, the system worked well. Quarrels or a shortage of funds may have existed, but the family head clearly had the power and responsibility to see that family mem-
bers gave assistance to needy members. As the power of the
ie
has become weaker, however, the head of the main family finds it difficult to control the allocation of funds to needy members. The power of the main family has been especially weakened by the urban branch families' becoming richer than the main family. As it became harder for the family head in the rural areas to request assistance from the richer branch family in the city, it also became more difficult for the branch family to obtain help from the main family in time of need. The bitter feelings between relatives who sought or gave aid immediately after World War II is adequate testimony to the collapse of the
ie
welfare system.
[9]
Some, of course, still help needy relatives, but this is no longer common and is usually limited to close relatives. Furthermore, whether help is given no longer depends so much on whether a relative is an
ie
member but on whether he is liked and judged needy and worthy.
[10]
The decision is controlled by sentiment, not duty to the
ie
.
Under the old system the family may have been dominated by an autocratic head but there was clarity and integrity to the system. The main family inherited the major share of family property and accepted the responsibility of providing for needy members. The eldest son, the trustee of family property, naturally cared for the elderly parents. According to the postwar revisions of the Civil Code, responsibility is to be shared by all children. Precisely how the responsibility should be shared is sufficiently debatable to cause considerable ill-will between siblings. Many still feel the first son should bear most of the burden.
[11]
Even if inheritance is divided
[9] See the polls in Yoshiharu Scott Matsumoto,
Contemporary Japan: The Individual and His Group
, Philadelphia: The American Philosophical Society, 1960.