Authors: Carl Sagan
We see here a conflict between our passions and what is sometimes called our better natures; between the deep, ancient reptilian part of the brain, the R-complex, in charge of murderous rages, and the more recently evolved mammalian and human parts of the brain, the limbic system and the cerebral cortex. When humans lived in small groups, when our weapons were comparatively paltry, even an enraged warrior could kill only a few. As our technology improved, the means of war also improved. In the same brief interval,
we
also have improved. We have tempered our anger, frustration and despair with reason. We have ameliorated on a planetary scale injustices that only recently were global and endemic. But our weapons can now kill billions. Have we improved fast enough? Are we teaching reason as effectively as we can? Have we courageously studied the causes of war?
What is often called the strategy of nuclear deterrence is remarkable for its reliance on the behavior of our nonhuman ancestors. Henry Kissinger, a contemporary politician, wrote: “Deterrence depends, above all, on psychological criteria. For purposes of deterrence, a bluff taken seriously is more useful than a serious threat interpreted as a bluff.” Truly effective nuclear bluffing, however, includes occasional postures of irrationality, a distancing from the horrors of nuclear war. Then the potential enemy is tempted to submit on points of dispute rather than unleash a global confrontation, which the aura of irrationality has made plausible. The chief danger of adopting a credible pose of irrationality
is that to succeed in the pretense you have to be very good. After a while, you get used to it. It becomes pretense no longer.
The global balance of terror, pioneered by the United States and the Soviet Union, holds hostage the citizens of the Earth. Each side draws limits on the permissible behavior of the other. The potential enemy is assured that if the limit is transgressed, nuclear war will follow. However, the definition of the limit changes from time to time. Each side must be quite confident that the other understands the new limits. Each side is tempted to increase its military advantage, but not in so striking a way as seriously to alarm the other. Each side continually explores the limits of the other’s tolerance, as in flights of nuclear bombers over the Arctic wastes; the Vietnam and Afghanistan wars—a few entries from a long and dolorous list. The global balance of terror is a very delicate balance. It depends on things not going wrong, on mistakes not being made, on the reptilian passions not being seriously aroused.
And so we return to Richardson. In the diagram the solid line is the waiting time for a war of magnitude M—that is, the average time we would have to wait to witness a war that kills 10
m
people (where M represents the number of zeroes after the one in our usual exponential arithmetic). Also shown, as a vertical bar at the right of the diagram, is the world population in recent years, which reached one billion people (M = 9) around 1835 and is now about 4.5 billion people (M = 9.7). When the Richardson curve crosses the vertical bar we have specified the waiting time to Doomsday: how many years until the population of the Earth is destroyed in some great war. With Richardson’s curve and the simplest extrapolation for the future growth of the human population, the two curves do not intersect until the thirtieth century or so, and Doomsday is deferred.
But World War II was of magnitude 7.7: some fifty million military personnel and noncombatants were killed. The technology of death advanced ominously. Nuclear weapons were used for the first time. There is little indication that the motivations and propensities for warfare have diminished since, and both conventional and nuclear weaponry has become far more deadly. Thus, the top of the Richardson curve is shifting downward by an unknown amount. If its new position is somewhere in the shaded region of the figure, we may have only another few decades until Doomsday. A more detailed comparison of the incidence of wars before and
after 1945 might help to clarify this question. It is of more than passing concern.
This is merely another way of saying what we have known for decades: the development of nuclear weapons and their delivery systems will, sooner or later, lead to global disaster. Many of the American and European émigré scientists who developed the first nuclear weapons were profoundly distressed about the demon they had let loose on the world. They pleaded for the global abolition of nuclear weapons. But their pleas went unheeded; the prospect of a national strategic advantage galvanized both the U.S.S.R. and the United States, and the nuclear arms race began.
In the same period, there was a burgeoning international trade in the devastating non-nuclear weapons coyly called “conventional.” In the past twenty-five years, in dollars corrected for inflation, the annual international arms trade has gone from $300 million to much more than $20 billion. In the years between 1950 and 1968, for which good statistics seem to be available, there were, on the average, worldwide several accidents involving nuclear weapons per year, although perhaps no more than one or two accidental nuclear explosions. The weapons establishments in the Soviet Union, the United States and other nations are large and powerful. In the United States they include major corporations famous for their homey domestic manufactures. According to one estimate, the corporate profits in military weapons procurement are 30 to 50 percent higher than in an equally technological but competitive civilian market. Cost overruns in military weapons systems are permitted on a scale that would be considered unacceptable in the civilian sphere. In the Soviet Union the resources, quality, attention and care given to military production is in striking contrast to the little left for consumer goods. According to some estimates, almost half the scientists and high technologists on Earth are employed full- or part-time on military matters. Those engaged in the development and manufacture of weapons of mass destruction are given salaries, perquisites of power and, where possible, public honors at the highest levels available in their respective societies. The secrecy of weapons development, carried to especially extravagant lengths in the Soviet Union, implies that individuals so employed need almost never accept responsibility for their actions. They are protected and anonymous. Military secrecy makes the military the most difficult sector of any society for the citizens to monitor. If we do not know what they do, it is very hard for us to stop them. And with the rewards so substantial,
with the hostile military establishments beholden to each other in some ghastly mutual embrace, the world discovers itself drifting toward the ultimate undoing of the human enterprise.
Every major power has some widely publicized justification for its procurement and stockpiling of weapons of mass destruction, often including a reptilian reminder of the presumed character and cultural defects of potential enemies (as opposed to us stout fellows), or of the intentions of others, but never ourselves, to conquer the world. Every nation seems to have its set of forbidden possibilities, which its citizenry and adherents must not at any cost be permitted to think seriously about. In the Soviet Union these include capitalism, God, and the surrender of national sovereignty; in the United States, socialism, atheism, and the surrender of national sovereignty. It is the same all over the world.
How would we explain the global arms race to a dispassionate extraterrestrial observer? How would we justify the most recent destabilizing developments of killer-satellites, particle beam weapons, lasers, neutron bombs, cruise missiles, and the proposed conversion of areas the size of modest countries to the enterprise of hiding each intercontinental ballistic missile among hundreds of decoys? Would we argue that ten thousand targeted nuclear warheads are likely to enhance the prospects for our survival? What account would we give of our stewardship of the planet Earth? We have heard the rationales offered by the nuclear superpowers. We know who speaks for the nations. But who speaks for the human species? Who speaks for Earth?
About two-thirds of the mass of the human brain is in the cerebral cortex, devoted to intuition and reason. Humans have evolved gregariously. We delight in each other’s company; we care for one another. We cooperate. Altruism is built into us. We have brilliantly deciphered some of the patterns of Nature. We have sufficient motivation to work together and the ability to figure out how to do it. If we are willing to contemplate nuclear war and the wholesale destruction of our emerging global society, should we not also be willing to contemplate a wholesale restructuring of our societies? From an extraterrestrial perspective, our global civilization is clearly on the edge of failure in the most important task it faces: to preserve the lives and well-being of the citizens of the planet. Should we not then be willing to explore vigorously, in every nation, major changes in the traditional ways of doing things, a fundamental redesign of economic, political, social and religious institutions?
Faced with so disquieting an alternative, we are always tempted to minimize the seriousness of the problem, to argue that those who worry about doomsdays are alarmists; to hold that fundamental changes in our institutions are impractical or contrary to “human nature,” as if nuclear war were practical, or as if there were only one human nature. Full-scale nuclear war has never happened. Somehow this is taken to imply that it never will. But we can experience it only once. By then it will be too late to reformulate the statistics.
The United States is one of the few governments that actually supports an agency devoted to reversing the arms race. But the comparative budgets of the Department of Defense (153 billion dollars per year in 1980) and of the Arms Control and Disarmament Agency (0.018 billion dollars per year) remind us of the relative importance we have assigned to the two activities. Would not a rational society spend more on understanding and preventing, than on preparing for, the next war? It is possible to study the causes of war. At present our understanding is meager—probably because disarmament budgets have, since the time of Sargon of Akkad, been somewhere between ineffective and nonexistent. Microbiologists and physicians study diseases mainly to cure people. Rarely are they rooting for the pathogen. Let us study war as if it were, as Einstein aptly called it, an illness of childhood. We have reached the point where proliferation of nuclear arms and resistance to nuclear disarmament threaten every person on the planet. There are no more special interests or special cases. Our survival depends on committing our intelligence and resources on a massive scale to take charge of our own destiny, to guarantee that Richardson’s curve does not veer to the right.
We, the nuclear hostages—all the peoples of the Earth—must educate ourselves about conventional and nuclear warfare. Then we must educate our governments. We must learn the science and technology that provide the only conceivable tools for our survival. We must be willing to challenge courageously the conventional social, political, economic and religious wisdom. We must make every effort to understand that our fellow humans, all over the world,
are
human. Of course, such steps are difficult. But as Einstein many times replied when his suggestions were rejected as impractical or as inconsistent with “human nature”: What is the alternative?
* * *
Mammals characteristically nuzzle, fondle, hug, caress, pet, groom and love their young, behavior essentially unknown among the reptiles. If it is really true that the R-complex and limbic systems live in an uneasy truce within our skulls and still partake of their ancient predelictions, we might expect affectionate parental indulgence to encourage our mammalian natures, and the absence of physical affection to prod reptilian behavior. There is some evidence that this is the case. In laboratory experiments, Harry and Margaret Harlow found that monkeys raised in cages and physically isolated—even though they could see, hear and smell their simian fellows—developed a range of morose, withdrawn, self-destructive and otherwise abnormal characteristics. In humans the same is observed for children raised without physical affection—usually in institutions—where they are clearly in great pain.
The neuropsychologist James W. Prescott has performed a startling cross-cultural statistical analysis of 400 preindustrial societies and found that cultures that lavish physical affection on infants tend to be disinclined to violence. Even societies without notable fondling of infants develop nonviolent adults, provided sexual activity in adolescents is not repressed. Prescott believes that cultures with a predisposition for violence are composed of individuals who have been deprived—during at least one of two critical stages in life, infancy and adolescence—of the pleasures of the body. Where physical affection is encouraged, theft, organized religion and invidious displays of wealth are inconspicuous; where infants are physically punished, there tends to be slavery, frequent killing, torturing and mutilation of enemies, a devotion to the inferiority of women, and a belief in one or more supernatural beings who intervene in daily life.
We do not understand human behavior well enough to be sure of the mechanisms underlying these relationships, although we can conjecture. But the correlations are significant. Prescott writes: “The percent likelihood of a society becoming physically violent if it is physically affectionate toward its infants
and
tolerant of premarital sexual behavior is 2 percent. The probability of this relationship occurring by chance is 125,000 to one. I am not aware of any other developmental variable that has such a high degree of predictive validity.” Infants hunger for physical affection; adolescents are strongly driven to sexual activity. If youngsters had their way, societies might develop in which adults have little tolerance for aggression, territoriality, ritual and social hierarchy (although in the course of growing up the children might well experience these reptilian behaviors). If Prescott is right, in an
age of nuclear weapons and effective contraceptives, child abuse and severe sexual repression are crimes against humanity. More work on this provocative thesis is clearly needed. Meanwhile, we can each make a personal and noncontroversial contribution to the future of the world by hugging our infants tenderly.